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CORPORATIONS ACT 2001 - SECT 1020AH

Meaning of CGS depository interest information website , information statement and regulated person

  (1)   In this Act:

"CGS depository interest information website" means a website that is prescribed by the regulations for the purposes of this definition.

"information statement" for a class of CGS depository interests means a document that:

  (a)   contains a statement that the document is an information statement for that class; and

  (b)   contains information about all CGS depository interests of that class (whether or not it also contains information about CGS depository interests of another class); and

  (c)   is prepared by the Commonwealth; and

  (d)   is published on the CGS depository interest information website.

  (2)   In this Division and Division   7:

"regulated person" , in relation to a CGS depository interest, means:

  (a)   an issuer of the CGS depository interest; or

  (b)   any financial services licensee; or

  (c)   any authorised representative of a financial services licensee; or

  (d)   any person who is not required to hold an Australian financial services licence because the person is covered by:

  (i)   paragraph   911A(2)(j); or

  (ii)   an exemption in regulations made for the purposes of paragraph   911A(2)(k); or

  (iii)   an exemption specified by ASIC for the purposes of paragraph   911A(2)(l); or

  (e)   any person who is required to hold an Australian financial services licence but who does not hold such a licence.


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