Commonwealth Consolidated Regulations
[Index]
[Table]
[Search]
[Search this Regulation]
[Notes]
[Noteup]
[Previous]
[Next]
[Download]
[Help]
CORPORATIONS REGULATIONS 2001 - REG 10.2.152
Dealers' financial records
(1) For section 1444 of the Act, this regulation applies
in relation to a regulated principal mentioned in item 1 of the table
in section 1430 of the Act.
(2) A reference in paragraph 856(10)(c) of the
old Corporations Act to a dealer includes a financial services licensee.
AustLII: Copyright Policy
| Disclaimers
| Privacy Policy
| Feedback