Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 10.2.35A

Streamlined licensing procedure for certain regulated principals

    For subparagraph   1433(1)(b)(i) of the Act, each of the following is a regulated principal to whom section   1433 of the Act applies:

  (a)   a regulated principal mentioned in item   14 of the table in subregulation   10.2.38(2);

  (b)   a regulated principal mentioned in item   15 of the table in subregulation   10.2.38(2).



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