Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.5.08

Meaning of securities business : Subdivision 4.9

    For Subdivision   4.9, each of the following is a securities business :

  (a)   a financial services business of dealing in securities;

  (b)   a financial services business of dealing in financial products that were option contracts within the meaning of paragraph   92(1)(e) of the old Corporations Act.


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