Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - SCHEDULE 2A

Forms of transfer of Division 3 securities

(regulation   7.11.04)

Form 1  

 

DIVISION   3 SECURITY TRANSFER FORM

MARKING STAMP

 

PART   1

Full name of company:

Description of Division   3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

 

Transfer identification number:

Full name(s) of transferor(s):

The transferor(s) hereby transfer(s) the above Division   3 assets to the transferee(s) named in Part   2 hereof or to the several transferees named in Part   2 of the Broker's Transfer Form(s), Split Transfer Form(s) or Consolidated Transfer Form(s) relating to the assets.

This transfer is executed on the transferor's behalf by the transferor's broker, who certifies:

(a)   as to the validity of documents; and

(b)   that stamp duty, if payable, has been or will be paid.

[Transferor's broker's stamp]

Affixed at

on

(place and date of affixing stamp)

PART   2

 

Full name(s) and address(es) of transferee(s):

 

 

 

 

 

 

 

 

Transferee's broker hereby certifies:

(a)   that the Division   3 assets set out in Part   1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer;

[Transferee's broker's stamp]

Date of affixing stamp:

PART   3

 

Transferee's broker hereby certifies:

(a)   that the Division   3 assets set out in Part   1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the Division   3 assets; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 2  

 

BROKER'S TRANSFER FORM

MARKING STAMP

 

PART   1

Full name of company:

Description of Division   3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

 

Transfer identification number:

 

Full name(s) of transferor(s):

 

 

 

 

 

 

Transferor's broker hereby certifies:

(a)   that the Security Transfer Form relating to the Division   3 assets set out above has been or will be lodged at the company's office; and

(b)   that stamp duty, if payable, has been or will be paid.

[Transferor's broker's stamp]

Affixed at

on

(place and date of affixing stamp)

 

PART   2

 

Full name(s) and address(es) of transferee(s):

 

 

 

 

 

 

 

Transferee's broker hereby certifies:

(a)   that the Division   3 assets set out in Part   1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART   3

 

Transferee's broker hereby certifies:

(a)   that the Division   3 assets set out in Part   1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the assets; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 3  

 

SPLIT TRANSFER FORM

 

MARKING STAMP

 

PART   1

 

Full name of company:

Description of Division   3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

 

Transfer identification number:

 

Full name(s) of transferor(s):

 

 

 

The [name of market licensee] hereby certifies that the Security Transfer Form or the Broker's Transfer Form relating to the Division   3 assets set out above has been or will be lodged at the company's office.

[Market licensee stamp]

Affixed at

on

(place and date of affixing stamp)

PART   2

 

Full name(s) and address(es) of transferee(s)

Transferee's broker hereby certifies:

(a)   that the Division   3 assets set out in Part   1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART   3

 

Transferee's broker hereby certifies:

(a)   that the Division   3 assets set out in Part   1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in the Consolidated Transfer Form relating to the Division   3 assets; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 4  

 

CONSOLIDATED TRANSFER FORM

 

MARKING STAMP

 

PART   1

 

Full name of company:

Description of Division   3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

 

Transfer identification number:

Transfer Consolidation Number(s):

PART   2

 

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)   that the Division   3 assets set out in Part   1 of the Form(s) whose Transfer Consolidation Number(s) is (or are) set out in Part   1 above, having been purchased in the ordinary course of business, are to be registered in the name(s) of the transferee(s) named in this Part; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that such entries be made in the register as are necessary to give effect to the transfer(s).

[Transferee's broker's stamp]

Date of affixing stamp:

Form 5  

 

SECURITY RENUNCIATION AND TRANSFER FORM

 

MARKING STAMP

 

PART   1

 

Full name of company:

Description of Division   3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number:

 

Full name(s) of transferor(s):

 

The transferor(s) hereby renounce(s) and transfer(s) the above Division   3 rights in favour of the transferee(s) named in Part   2 hereof or to the several transferees named in Part   2 of the Broker's Renunciation and Transfer Form(s), Renunciation and Split Transfer Form(s) or Renunciation and Consolidated Transfer Form(s) relating to the above Division   3 rights.

This transfer and renunciation is executed on the transferor's behalf by the transferor's broker, who certifies:

(a)   as to the validity of documents; and

(b)   that stamp duty, if payable, has been or will be paid.

[Transferor's broker's stamp]

Affixed at

on

(place and date of affixing stamp)

PART   2

 

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)   that, the Division   3 rights set out in Part   1 above having been purchased in the ordinary course of business, the Division   3 assets to which the Division   3 rights relate are to be issued to the transferee(s) named in this Part; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division   3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART   3

 

Transferee's broker hereby certifies:

(a)   that, the Division   3 rights set out in Part   1 above having been purchased in the ordinary course of business, the Division   3 assets to which the rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the Division   3 rights; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division   3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 6  

 

BROKER'S RENUNCIATION AND TRANSFER FORM

 

MARKING STAMP

 

PART   1

 

Full name of company:

Description of Division   3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number:

 

Full name(s) and address(es) of transferor(s):

Transferor's broker hereby certifies:

(a)   that the Security Renunciation and Transfer Form relating to the Division   3 rights set out above has been or will be lodged at the company's office; and

(b)   that stamp duty, if payable, has been or will be paid.

[Transferor's broker's stamp]

Affixed at

on

(place and date of affixing stamp)

PART   2

 

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)   that, the Division   3 rights set out in Part   1 above having been purchased in the ordinary course of business, the Division   3 assets to which the Division   3 rights relate are to be issued to the transferee(s) named in this Part; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division   3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART   3

 

Transferee's broker hereby certifies:

(a)   that, the Division   3 rights set out in Part   1 above having been purchased in the ordinary course of business, the Division   3 assets to which the Division   3 rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the rights; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division   3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

Form 7  

 

RENUNCIATION AND SPLIT TRANSFER FORM

 

MARKING STAMP

 

PART   1

Full name of company:

Description of Division   3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number:

 

Full name(s) of transferor(s):

The [name of market licensee] hereby certifies that the Security Renunciation and Transfer Form or the Broker's Renunciation and Transfer Form relating to the Division   3 rights set out above has been or will be lodged at the company's office.

[Market licensee stamp]

Affixed at

on

(place and date of affixing stamp)

PART   2

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)   that, the Division   3 rights set out in Part   1 above having been purchased in the ordinary course of business, the Division   3 assets to which the Division   3 rights relate are to be issued to the transferee(s) named in this Part; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division   3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

[Transferee's broker's stamp]

Date of affixing stamp:

PART   3

Transferee's broker hereby certifies:

(a)   that, the Division   3 rights set out in Part   1 above having been purchased in the ordinary course of business, the Division   3 assets to which the Division   3 rights relate are to be issued to the transferee(s) named in the Renunciation and Consolidated Transfer Form relating to the rights; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division   3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to this renunciation and transfer.

(Transferee's broker's stamp)

Date of affixing stamp:

Form 8  

 

RENUNCIATION AND CONSOLIDATION TRANSFER FORM

 

MARKING STAMP

 

PART   1

Full name of company:

Description of Division   3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number:

 

Transfer Consolidation Number:

 

PART   2

Full name(s) and address(es) of transferee(s):

Transferee's broker hereby certifies:

(a)   that, the Division   3 rights set out in Part   1 of the Form(s) whose Transfer Consolidation Number(s) is (or are) set out in Part   1 above having been purchased in the ordinary course of business, the Division   3 assets to which the Division   3 rights relate are to be issued to the transferee(s) named in this Part; and

(b)   that stamp duty, if payable, has been or will be paid;

and hereby requests that the Division   3 assets be issued by the company to the transferee(s) and such entries be made in the register as are necessary to give effect to the renunciation(s) and transfer(s).

[Transferee's broker's stamp]

Date of affixing stamp:

Form 9  

 

TRUSTEE TRANSFER FORM

 

MARKING STAMP

 

PART   1

Full name of company:

Description of Division   3 assets:

Class:

If not fully paid, paid to:

Register:

Quantity:

[Words]

[Figures]

Transfer identification number, where appropriate:

 

Full name(s) of transferor(s):

 

PART   2

Full name(s) and address(es) of transferee(s):

Transferor hereby certifies that the Division   3 assets set out in Part   1 above are to be registered in the name(s) of the transferee(s) named in this Part, being the person(s) for or on whose behalf the transferor held them, either alone or together with another person or other persons, in the ordinary course of business immediately before the execution of this transfer, and hereby requests that such entries be made in the register as are necessary to give effect to this transfer.

I [or We] hereby transfer the above Division   3 assets to the transferee(s) named in Part   2 hereof.

Execution by the transferor(s):

Date of execution:

Form 10  

 

TRUSTEE RENUNCIATION AND TRANSFER FORM

 

PART   1

Full name of company:

Description of Division   3 rights:

 

Register:

Quantity:

[Words]

[Figures]

Transfer identification number, where appropriate:

 

Full name(s) of transferor(s):

 

PART   2

Full name(s) and address(es) of transferee(s):


 

Transferor hereby certifies that, the Division   3 rights set out in Part   1 above having been transferred to the person(s) for or on whose behalf the transferor held them, either alone or together with another person or other persons, in the ordinary course of business immediately before the transfer, the Division   3 assets to which the Division   3 rights relate are to be issued to the transferee(s) named in this Part, and hereby requests that the Division   3 assets be issued by the company to the transferee(s) and that such entries be made in the register as are necessary to give effect to this renunciation and transfer.

I [or We] hereby renounce and transfer the above Division   3 rights in favour of the transferee(s) named in Part   2 hereof.

Execution by the transferor(s):

Date of execution:

 

Commonwealth Coat of Arms of Australia

Corporations Regulations   2001

Statutory Rules   No.   193, 2001

made under the

Corporations Act 2001

Compilation No.   198

Compilation date:   17 September 2024

Includes amendments:   F2024L01152

This compilation is in 7 volumes

Volume 1:   regulations   1.0.01- 6D.5.03

Volume 2:   regulations   7.1.04- 7.6.08E

Volume 3:   regulations   7.7.01- 8B.5.20

Volume 4:   regulations   9.1.01- 12.9.03

Volume 5:   Schedules   1, 2 and 2A

Volume 6:   Schedules   3-13

Volume 7:   Endnotes

Each volume has its own contents

About this compilation

This compilation

This is a compilation of the Corporations Regulations 2001 that shows the text of the law as amended and in force on 17 September 2024 (the compilation date ).

The notes at the end of this compilation (the endnotes ) include information about amending laws and the amendment history of provisions of the compiled law.

Uncommenced amendments

The effect of uncommenced amendments is not shown in the text of the compiled law. Any uncommenced amendments affecting the law are accessible on the Register (www.legislation.gov.au). The details of amendments made up to, but not commenced at, the compilation date are underlined in the endnotes. For more information on any uncommenced amendments, see the Register for the compiled law.

Application, saving and transitional provisions for provisions and amendments

If the operation of a provision or amendment of the compiled law is affected by an application, saving or transitional provision that is not included in this compilation, details are included in the endnotes.

Editorial changes

For more information about any editorial changes made in this compilation, see the endnotes.

Modifications

If the compiled law is modified by another law, the compiled law operates as modified but the modification does not amend the text of the law. Accordingly, this compilation does not show the text of the compiled law as modified. For more information on any modifications, see the Register for the compiled law.

Self - repealing provisions

If a provision of the compiled law has been repealed in accordance with a provision of the law, details are included in the endnotes.

 

 

 

Contents

Schedule   3--Specified offices

Schedule   4--Prescribed amounts

Schedule   5C--Conduct of auditor--relevant relationships

1   Money owed--debt

2   Money owed--deposit account

3   Public company auditor (annual appointments at AGMs to fill vacancies)

Schedule   6--Availability of names

Part   1--Rules for ascertaining whether names are identical

Part   2--Names unacceptable for registration

Part   3--Restricted words and phrases

Part   4--Consent required to use restricted words and phrases

Part   5--Names relating to financial institutions for use of which consent is required

Schedule   7--Exemptions from requirements to set out certain corporate particulars

7001   Definitions for Schedule   7

7002   Exemption for certain IATA documents

7003   Exemption for bills of lading and sea waybills

7004   Exemptions--quotation of ACNs and ARBNs

Schedule   7A--Content of annual transparency report

Part   1--Interpretation for Schedule   7A

7A101   Interpretation

Part   2--Prescribed information for audit firm or authorised audit company

Part   3--Prescribed information for individual auditor

Schedule   8--Schemes of arrangement under Part   5.1 of the Act

Chapter   5--External administration

Part   1--Interpretation and application

Part   2--Prescribed information relating to proposed compromise or arrangement with creditors or class of creditors

Part   3--Prescribed information relating to proposed compromise or arrangement with members or a class of members

Part   4--Prescribed information relating to proposed compromise or arrangement with members or class of members for transfer to a trustee

Schedule   8A--Deed of company arrangement--prescribed provisions

1   Administrator deemed agent of company

2   Powers of administrator

3   Termination of deed where arrangement fails

4   Priority

5   Discharge of debts

6   Claims extinguished

7   Bar to creditors' claims

8   Making claims

10   Lodging of accounts

11   Committee of inspection

12   Termination of deed where arrangement achieves purpose

Schedule   8AA--Trustee companies

Schedule   8AB--Prescribed State and Territory provisions for paragraph   601RAE(4)(a) of the Act

Schedule   8AC--Prescribed State and Territory laws and provisions for paragraph   601RAE(4)(b) of the Act--estate administration

Schedule   8AD--Prescribed State and Territory laws and provisions for paragraph   601RAE(4)(b) of the Act

Schedule   8AE--Relevant State and Territory provisions

Schedule   8C--Modifications of Part   7.5 of the Act--compensation regimes

Schedule   8D--Tables for reporting portfolio holding information

1   Table 1--Assets

2   Table 2--Derivatives by kind of derivative

3   Table 3--Derivatives by asset class

4   Table 4--Derivatives by currency

Schedule   9--Companies authorised to effect transfers under Part   7.11 of the Act

Schedule   10--Disclosure of fees and other costs

Part   1--Interpretation

101   Definitions

102   Meaning of management costs

103   Meaning of transactional and operational costs

104   Meaning of indirect cost ratio (ICR)

Part   2--Fees and Costs Template, example of annual fees and costs and Consumer Advisory Warning for Product Disclosure Statements

Division   1--The fees and costs template for superannuation products

201   Template for superannuation products

Division   2--The fees and costs template for collective investment products

202   Template for a multiple fee structure--collective investment products

202A   Template for single fee structure--collective investment products

Division   3--How to fill in the template

203   The preamble

204   Column 2--presentation of amounts

205   Column 2--include information for each MySuper product or investment option

206   Presentation of multiple fee payment options

207   Column 3--how and when fees and costs are payable

208   Other material to be included in the template

Division   4--Additional explanation of fees and costs

209   Matters to be included as additional explanation of fees and costs

Division   4A--Defined fees for superannuation products

209A   Defined fees for superannuation products

Division   5--Example of annual fees and costs

210   Example of annual fees and costs

211   Superannuation products--Example of annual fees and costs for a MySuper product

212   Collective investment products--Example of annual fees and costs for a balanced investment option

213   Defined benefit funds

Division   6--How to fill in the example of annual fees and costs

214   Fees and costs must be ongoing amounts

214A   Example of annual fees and costs for a MySuper product--lifecycle MySuper product

215   Minimum entry balance rule

216   Exit fees

217   Contribution fees

218   Administration fees and investment fees for a superannuation product

218A   Management costs for a collective investment product

219   Withdrawal fees and exit fees

220   If there is no generic MySuper product or balanced investment option

Division   7--Consumer Advisory Warning

221   Consumer advisory warning

222   Where to place the Consumer Advisory Warning

Part   3--Fees and costs in periodic statements

Division   1--Other Management Costs

301   Indirect costs related to investment and administration of accounts

Division   2--Total fees

302   Total of fees in the periodic statement

Division   3--Additional Explanation of Fees and Costs

303   Matters to be included as additional explanation of fees and costs

Schedule   10A--Modifications of Part   7.9 of the Act

Part   1--Modifications relating to sub - plans

Part   2--Modifications relating to Product Disclosure Statements for RSAs

Part   3--Modifications relating to insurance options under contract associated with superannuation interest

Part   5A--Modifications for standard margin lending facilities

Part   5B--Modifications for superannuation products to which Subdivision   4.2B of Division   4 of Part   7.9 applies

Part   5C--Modifications for simple managed investment scheme

Part   5D--Modifications for simple sub - fund product

Part   6--Modifications relating to application forms and Product Disclosure Statements for standard employer - sponsor arrangements and successor funds

Part   6A--Modifications relating to MySuper measures

Part   7--Modifications relating to life pensioners, members subject to compulsory protection of small amounts and members with small amounts that are expected to grow quickly

Part   8--Modifications relating to periodic statements for RSA providers

Part   9--Modifications relating to periodic statements for superannuation entities and RSA providers

Part   10--Modifications relating to ongoing disclosure of material changes and significant events in relation to superannuation products and RSAs

Part   11--Modifications relating to charges for information requested

Part   12--Modifications relating to information when member leaves a fund

Part   13--Modifications relating to exceptions to exit reporting period provisions

Part   14--Modifications relating to obligation to give information about financial products

Part   15--Modifications for confirmation of transactions

Part   16--Modifications relating to reporting periods

Part   17--Modifications relating to application forms for specified superannuation products

Part   18--Modification of Part   7.9 of the Act--New Zealand offer documents replace Product Disclosure Statements where an offer relates to interests in a New Zealand managed investment scheme

Part   19--Modifications for carbon units, Australian carbon credit units and eligible international emissions units

Schedule   10AA--Modifications of the Act in relation to their application in respect of a recognised offer or a proposed offer of securities that may become a recognised offer

Part   1--Modification of Part   6D.2 of the Act--disclosure to investors not required for recognised offer under Chapter   8

Part   2--Modification of Part   7.9 of the Act--disclosure to investors not required for recognised offer under Chapter   8

Schedule   10BA--Modifications of the Act relating to Short - Form Product Disclosure Statements

Part   1--Modifications of Part   7.7 of the Act

Part   3--Modifications of Part   7.9 of the Act

Schedule   10C--Form and content of Product Disclosure Statement--standard margin lending facility

1   Length and font size for Product Disclosure Statement for standard margin lending facility

2   Minimum content of Product Disclosure Statement for standard margin lending facility

3   Contents of section   1 (About [name of provider of the standard margin lending facility] and [name of standard margin lending facility])

4   Contents of section   2 (Benefits of [name of standard margin lending facility])

5   Contents of section   3 (How [name of standard margin lending facility] works)

6   Contents of section   4 (What is a margin call?)

7   Contents of section   5 (The risk of losing money)

8   Contents of section   6 (The costs)

9   Contents of section   7 (How to apply)

Schedule   10D--Form and content of Product Disclosure Statement--superannuation product to which Subdivision   4.2B of Division   4 of Part   7.9 applies

1   Length and font size for Product Disclosure Statement for superannuation product

2   Minimum content of Product Disclosure Statement for superannuation product

3   Contents of section   1 (About [name of superannuation product] )

4   Contents of section   2 (How super works)

5   Contents of section   3 (Benefits of investing with [name of superannuation product])

6   Contents of section   4 (Risks of super)

7   Contents of section   5 (How we invest your money)

8   Contents of section   6 (Fees and costs)

9   Contents of section   7 (How super is taxed)

10   Contents of section   8 (Insurance in your super)

11   Contents of section   9 (How to open an account)

Schedule   10E--Form and content of Product Disclosure Statement--simple managed investment scheme

1   Length and font size for Product Disclosure Statement for simple managed investment scheme

2   Minimum content of Product Disclosure Statement for simple managed investment scheme

3   Contents of section   1 (About [name of responsible entity])

4   Contents of section   2 (How [name of simple managed investment scheme] works)

5   Contents of section   3 (Benefits of investing in [name of simple managed investment scheme])

6   Contents of section   4 (Risks of managed investment schemes)

7   Contents of section   5 (How we invest your money)

8   Contents of section   6 (Fees and costs)

9   Contents of section   7 (How managed investment schemes are taxed)

10   Contents of section   8 (How to apply)

Schedule   10F--Form and content of Product Disclosure Statement--simple sub - fund products

1   Length and font size for Product Disclosure Statement for simple sub - fund product

2   Minimum content of Product Disclosure Statement for simple sub - fund product

3   Contents of section   1 (About [name of corporate director])

4   Contents of section   2 (How [name of CCIV and sub - fund] work)

5   Contents of section   3 (Benefits of investing in [name of simple sub - fund product])

6   Contents of section   4 (Risks of simple sub - fund products)

7   Contents of section   5 (How we invest your money)

8   Contents of section   6 (Fees and costs)

9   Contents of section   7 (How sub - funds of CCIVs are taxed)

10   Contents of section   8 (How to apply)

Schedule   11--Persons who are not covered by section   1433 of the Act

Schedule   12--ASIC transitional standards

Schedule   13--Transition to Part   3 of the Insolvency Practice Schedule (Corporations)

 


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