Commonwealth Consolidated Regulations Commonwealth Consolidated RegulationsNote: A number of expressions used in these Regulations are defined in the Act or Part 1.2 (Interpretation) of the Corporations Act: see subsection 4(2) of the Act.
In these Regulations::
"Act" means the Corporations (Fees) Act 2001 .
"ASIC staff member" means a staff member within the meaning of the ASIC Act.
"control transaction" has the meaning given by regulation 4B.
"Corporations Act" means the Corporations Act 2001 .
"Corporations Regulations" means the Corporations Regulations 2001 .
"indexable matter" : see subregulation 3(2A).
"member of ASIC" means a member of ASIC under Part 5 of the ASIC Act.
"old Law" has the same meaning as in section 1451 of the old Corporations Law.
"Part 5.1 arrangement" has the meaning given by subregulation 4(2).
" regulation 4 body" has the meaning given by subregulation 4(3).
"retail financial services licence" means an Australian financial services licence that covers the provision of a financial service to a retail client, whether or not the licence also covers the provision of a financial service to a wholesale client.
"threshold value" :
(a) for a lodgement under subsection 411(10) or 601GC(2) of the Corporations Act--has the meaning given by regulation 4C of these Regulations; and
(b) for a lodgement under paragraph 661B(1)(b) or 662B(1)(b) of the Corporations Act--has the meaning given by regulation 4F of these Regulations.
"wholesale financial services licence" means an Australian financial services licence that is not a retail financial services licence.