Commonwealth Consolidated Regulations Commonwealth Consolidated RegulationsNote: A number of expressions used in these Regulations are defined in the Act or Part 1.2 (Interpretation) of the Corporations Act: see subsection 4(2) of the Act.
In these Regulations::
"Act" means the Corporations (Fees) Act 2001 .
"ASIC staff member" means a staff member within the meaning of the ASIC Act.
"Corporations Act" means the Corporations Act 2001 .
"Corporations Regulations" means the Corporations Regulations 2001 .
"indexable matter" : see subregulation 3(2A).
"member of ASIC" means a member of ASIC under Part 5 of the ASIC Act.
"old Law" has the same meaning as in section 1451 of the old Corporations Law.
"retail financial services licence" means an Australian financial services licence that covers the provision of a financial service to a retail client, whether or not the licence also covers the provision of a financial service to a wholesale client.
"wholesale financial services licence" means an Australian financial services licence that is not a retail financial services licence.