Note: See regulation 3.
The following table prescribes fees for chargeable matters for the purposes of subregulation 3(1).
Note 1: See also regulation 2 (interpretation).
Note 2: Items in the table referring to a company or corporation may also apply to a CCIV (see Chapter 8B).
ASIC fees | |||||
Item | Column 1 | Column 2 | |||
Occupational licensing | |||||
1 | On lodging an application under section 913A for an Australian financial services licence, if the application is lodged using electronic means: |
| |||
| (a) if the application is for a retail financial services licence and the applicant is an individual: |
| |||
| (i) low complexity; or | $2,233 | |||
| (ii) high complexity; or | $5,025 | |||
| (b) if the application is for a retail financial services licence and the applicant is not an individual: |
| |||
| (i) low complexity; or | $3,721 | |||
| (ii) high complexity; or | $7,537 | |||
| (c) if the application is for a wholesale financial services licence and the applicant is an individual: |
| |||
| (i) low complexity; or | $1,488 | |||
| (ii) high complexity; or | $3,350 | |||
| (d) if the application is for a wholesale financial services licence and the applicant is not an individual: |
| |||
| (i) low complexity; or | $2,233 | |||
| (ii) high complexity Note: An application for an Australian financial services licence that covers the provision of financial services to retail clients and wholesale clients would be an application for a retail financial services licence (as defined in subregulation 1B(1)). | $5,025 | |||
2 | On lodging an application under section 913A for an Australian financial services licence, if the application is lodged without using electronic means: |
| |||
| (a) if the application is for a retail financial services licence and the applicant is an individual: |
| |||
| (i) low complexity; or | $3,349 | |||
| (ii) high complexity; or | $7,537 | |||
| (b) if the application is for a retail financial services licence and the applicant is not an individual: |
| |||
| (i) low complexity; or | $5,582 | |||
| (ii) high complexity; or | $11,305 | |||
| (c) if the application is for a wholesale financial services licence and the applicant is an individual: |
| |||
| (i) low complexity; or | $2,233 | |||
| (ii) high complexity; or | $5,025 | |||
| (d) if the application is for a wholesale financial services licence and the applicant is not an individual: |
| |||
| (i) low complexity; or | $3,349 | |||
| (ii) high complexity Note: An application for an Australian financial services licence that covers the provision of financial services to retail clients and wholesale clients would be an application for a retail financial services licence (as defined in subregulation 1B(1)). | $7,537 | |||
3 | On lodging an application under paragraph 914A(2)(b) for imposition, variation or revocation of conditions on an Australian financial services licence, if the application is lodged using electronic means: |
| |||
| (a) if the licensee is an individual; or | $2,214 | |||
| (b) if the licensee is not an individual | $2,470 | |||
4 | On lodging an application under paragraph 914A(2)(b) for imposition, variation or revocation of conditions on an Australian financial services licence, if the application is lodged without using electronic means: |
| |||
| (a) if the licensee is an individual; or | $3,328 | |||
| (b) if the licensee is not an individual | $3,704 | |||
5 | On application to ASIC for approval of a deed of subordination or deed of mutual release as required by a condition imposed on a licence under section 914A | $1,798 | |||
6 | On lodging an application under subsection 915A(1) for variation of an Australian financial services licence to take account of a change in the licensee's name | no fee | |||
7 | On application under paragraph 915B(1)(e), (2)(d), (3)(d) or (4)(d) to suspend or cancel an Australian financial services licence | $899 | |||
8 | On application for ASIC to revoke a suspension of an Australian financial services licence mentioned in section 915E | $899 | |||
8A | On application to sit an exam administered by ASIC under subsection 921B(3) | $1,500 | |||
8B | On application for ASIC to review the marking of one or more answers to non - multiple - choice questions in an exam administered by ASIC under subsection 921B(3) | $218 | |||
9 | On application under Part 9.2 for registration as an auditor | $338 | |||
10 | On lodging a statement under section 1287A | no fee | |||
11 | On application under paragraph 1289A(3)(b) for imposition, variation or revocation of conditions on registration as an auditor | $1,028 | |||
12 | On lodging an application under section 20 - 5 of Schedule 2 to the Corporations Act for registration as a liquidator | $2,200 | |||
13 | For the registration by ASIC of a person as a liquidator under section 20 - 30 of Schedule 2 to the Corporations Act | $1,300 | |||
14 | On application under section 20 - 40 of Schedule 2 to the Corporations Act for a condition on registration as a liquidator to be varied or removed | $1,018 | |||
15 | On lodging an application under section 20 - 70 of Schedule 2 to the Corporations Act for the renewal of registration as a liquidator: |
| |||
| (a) if the application is lodged more than 1 month before the renewal date; or | $1,720 | |||
| (b) if the application is lodged within 1 month before the renewal date | $1,920 | |||
16 | On application under paragraph 40 - 25(1)(f) or 40 - 30(1)(f) of Schedule 2 to the Corporations Act to suspend or cancel registration as a liquidator | $234 | |||
17 | On application under subsection 40 - 70(2) of Schedule 2 to the Corporations Act for a suspension to be lifted or for the period of a suspension to be shortened | $1,018 | |||
Incorporation and registration of companies and other bodies | |||||
18 | On application under section 601EA for registration of a managed investment scheme | $3,029 | |||
Annual returns and accounts | |||||
19 | On lodging a report under section 320 | no fee | |||
20 | On lodging a profit and loss statement and balance sheet under subsection 989B(2) | no fee | |||
Fundraising | |||||
21 | On lodging, under subsection 712(4), a document referred to in a short form prospectus | $321 | |||
22 | On lodging, under section 718, a disclosure document that is: |
| |||
| (a) a prospectus (including a short form prospectus); or | $3,206 | |||
| (b) a profile statement; or | $1,924 | |||
| (c) an offer information statement | $1,924 | |||
23 | On lodging, under section 719, a supplementary or replacement document that is: |
| |||
| (a) a prospectus (including a short form prospectus); or | $802 | |||
| (b) a profile statement; or | $321 | |||
| (c) an offer information statement | $321 | |||
Takeovers | |||||
24 | On lodging a notice with ASIC under paragraph 630(5)(c), items 4 and 9 of the table in subsection 633(1) and paragraphs 633(4)(b) and 650F(3)(b) | no fee | |||
25 | On lodging, under subsection 633(1), a copy of a bidder's statement for an off - market bid for a class of securities | $5,264 | |||
26 | On lodging with ASIC a target's statement (and any accompanying report) mentioned in item 13 of the table in subsection 633(1) in relation to an off - market bid for a class of securities | $2,565 | |||
27 | On lodging with ASIC a target's statement (and any other document that was sent with the target's statement to the relevant market operator) mentioned in item 12 of the table in subsection 635(1) in relation to a market bid for a class of securities | $2,565 | |||
28 | On lodging, under subsection 635(1), a copy of the bidder's statement for a market bid for a class of securities | $5,130 | |||
29 | On lodging, under item 7 of the table in subsection 635(1), a copy of every other document sent to holders of bid class securities with the bidder's statement | no fee | |||
30 | On lodging, under paragraph 647(3)(a), a supplementary statement in relation to a takeover bid for a class of securities | $802 | |||
31 | On lodging, under subsection 648G(9), a copy of a Court order in relation to proportional takeover provisions in a constitution | no fee | |||
32 | On lodging a notice with ASIC, as required by subsection 649C(2) or paragraph 650D(1)(b), to vary an offer under a market bid or off - market bid for a class of securities | $802 | |||
33 | On lodging a notice with ASIC under paragraph 654C(3)(b) in relation to a bidder's voting power | no fee | |||
Market licensees | |||||
34 | On giving an exemption under subsection 791C(1) in relation to a particular financial market or type of financial market | $38,651 | |||
35 | On application to the Minister to vary, under subsection 791C(2), an exemption from all or specified provisions of Part 7.2 | $17,179 | |||
36 | On application to the Minister to revoke, under subsection 791C(2), an exemption from all or specified provisions of Part 7.2 | no fee | |||
37 | On giving an annual report to ASIC under subsection 792F(1) | no fee | |||
38 | On lodging written notice of changes to operating rules with ASIC under subsection 793D(1): |
| |||
| (a) low complexity; or | $2,580 | |||
| (b) medium complexity; or | $18,035 | |||
| (c) high complexity | $44,660 | |||
39 | On lodging written notice of changes to operating rules with ASIC under subsection 793D(3) | $1,549 | |||
40 | On lodging an application, under subsection 795A(1), for an Australian market licence: |
| |||
| (a) low complexity; or | $15,462 | |||
| (b) medium complexity; or | $85,888 | |||
| (c) high complexity | $154,596 | |||
41 | On lodging an application, under subsection 796A(2), for the imposition of conditions or additional conditions, or the variation or revocation of conditions, on an Australian market licence: |
| |||
| (a) low complexity; or | $2,580 | |||
| (b) medium complexity; or | $18,035 | |||
| (c) high complexity | $44,660 | |||
42 | On lodging an application, under subsection 797A(1), for the variation of an Australian market licence to take account of a change in the licensee's name | $1,549 | |||
43 | On application, under paragraph 797B(c), for the Minister to suspend or cancel an Australian market licence | no fee | |||
44 | On application for an exemption or declaration under section 798D | $17,180 | |||
45 | On giving an exemption under subsection 820C(1) in relation to a particular clearing and settlement facility or type of clearing and settlement facility | $38,651 | |||
46 | On application to the Minister to vary, under subsection 820C(2), an exemption from all or specified provisions of Part 7.3 | $17,179 | |||
47 | On application to the Minister to revoke, under subsection 820C(2), an exemption from all or specified provisions of Part 7.3 | no fee | |||
48 | On giving an annual report to ASIC under subsection 821E(1) | no fee | |||
49 | On lodging written notice of changes to operating rules with ASIC under subsection 822D(1): |
| |||
| (a) low complexity; or | $2,580 | |||
| (b) medium complexity; or | $18,035 | |||
| (c) high complexity | $44,660 | |||
50 | On lodging written notice of changes to operating rules with ASIC under subsection 822D(3) | $1,549 | |||
51 | On lodging an application, under subsection 824A(1), for an Australian CS facility licence: |
| |||
| (a) low complexity; or | $15,462 | |||
| (b) medium complexity; or | $85,888 | |||
| (c) high complexity | $154,596 | |||
52 | On lodging an application, under subsection 825A(2), for the imposition of conditions or additional conditions, or the variation or revocation of conditions, on an Australian CS facility licence: |
| |||
| (a) low complexity; or | $2,580 | |||
| (b) medium complexity; or | $18,035 | |||
| (c) high complexity | $44,660 | |||
53 | On lodging an application, under subsection 826A(1), for the variation of an Australian CS facility licence to take account of a change in the licensee's name | $1,549 | |||
54 | On application, under paragraph 826B(c), to the Minister to suspend or cancel an Australian CS facility licence | no fee | |||
55 | On lodging an application, under subsection 851A(1), for approval to have voting power of more than 15% | $158,350 | |||
56 | On lodging an application, under subsection 851C(2), to extend the period of an approval to have voting power of more than 15% | $670 | |||
57 | On lodging an application, under paragraph 851D(3)(b), for the imposition, revocation or variation of conditions on an approval to have voting power of more than 15% | $670 | |||
58 | On lodging an application, under subsection 851E(1), to vary a percentage specified in an approval to have voting power of more than 15% | $670 | |||
59 | On lodging an application, under subsection 851F(3), for the revocation of an approval to have voting power of more than 15% | $670 | |||
60 | On giving the Minister or ASIC information in accordance with regulations made for the purposes of paragraph 854A(1)(c) | $230 | |||
61 | On lodging an application, under subsection 882B(1), for compensation arrangements | $15,462 | |||
62 | On lodging written notice, under subsection 884B(2), of a change to a matter required to be dealt with by the compensation rules | $38,651 | |||
63 | On lodging an application, under subsection 884C(1), for approval of a change to a matter that is not required to be dealt with by the compensation rules | $38,651 | |||
64 | On lodging written notice, under subsection 890G(1), of a change to the SEGC's operating rules | $38,651 | |||
65 | On lodging, under subsection 892H(6), a copy of a report and financial statements | no fee | |||
66 | On lodging an application, under section 905B, for an Australian derivative trade repository licence | $154,598 | |||
67 | On lodging an application, under paragraph 905F(2)(b), for imposition, variation or revocation of conditions on an Australian derivative trade repository licence | $38,651 | |||
68 | On lodging an application, under section 905G, for the variation of an Australian derivative trade repository licence to take account of a change in the licensee's name | $1,549 | |||
69 | On lodging an application, under paragraph 905H(c), to suspend or cancel an Australian derivative trade repository licence | no fee | |||
70 | On lodging an application for a declaration by ASIC under subsection 1073E(1) | $17,590 | |||
71 | On lodging an application for an exemption or declaration by ASIC under subsection 1075A(1) | $17,590 | |||
Financial benchmarks | |||||
72 | On lodging an application for ASIC to vary or revoke a declaration made by ASIC under subsection 908AC(2) | $38,651 | |||
73 | On lodging an application, under section 908BD, for a benchmark administrator licence | $85,888 | |||
74 | On lodging an application, under paragraph 908BG(2)(b), for imposition, variation or revocation of conditions on a benchmark administrator licence | $38,651 | |||
75 | On lodging an application, under paragraph 908BH(a), for the variation of a benchmark administrator licence to take account of a change in the licensee's name | $1,549 | |||
76 | On lodging an application, under paragraph 908BH(b), for the variation of a benchmark administrator licence to take account of a change in the financial benchmark specified in the licence | $38,651 | |||
77 | On lodging an application, under paragraph 908BH(c), for the variation of a benchmark administrator licence to specify one or more further financial benchmarks | $38,651 | |||
78 | On lodging an application, under paragraph 908BI(1)(c), to suspend or cancel a benchmark administrator licence | $12,886 | |||
79 | On application to ASIC to exempt under subsection 908EB(2) a person or class of persons or exempt a financial benchmark or class of financial benchmarks | $38,651 | |||
Passport funds | |||||
79A | On application, under section 1212, to have a collective investment fund registered as an Australian passport fund | $8,862.72 | |||
79B | On lodging, under section 1212, a notice withdrawing an application to have a collective investment fund registered as an Australian passport fund | no fee | |||
79C | On lodging, under section 1212C, a notice that the name of the fund in another participating economy is not the same as the name of the fund in this jurisdiction | no fee | |||
79D | On lodging, under section 1213, a notice of intention to offer interests in a foreign passport fund | $2,550 | |||
79E | On lodging, under section 1213, a notice withdrawing a notice of intention to offer interests in a foreign passport fund | no fee | |||
79F | On lodging a notice with ASIC under: (a) subsection 12(1) of the Passport Rules for this jurisdiction (a limit set in Division 6.3 or 6.4 of those rules has been exceeded for 7 days without being remedied); or (b) subsection 12(2) of the Passport Rules for this jurisdiction (there has been a significant breach of those rules adversely affecting the value of assets); or (c) subsection 12(4) of the Passport Rules for this jurisdiction (there has been a significant breach of the law of a host economy adversely affecting the value of assets) | no fee | |||
79G | On lodging a notice with ASIC, under the table in section 12 of the Passport Rules for this jurisdiction, that the operator of a notified foreign passport fund is changed | $1,187 | |||
79H | On lodging a report with ASIC, under section 15 of the Passport Rules for this jurisdiction, of an implementation review of an Australian passport fund or a notified foreign passport fund | no fee | |||
79J | On application for ASIC to give a notice under subsection 33(3) of the Passport Rules for this jurisdiction (exceptional market circumstances for Australian passport funds) | $1,540 | |||
Other applications | |||||
80 | On application to the Minister or ASIC for an approval, exemption, declaration, consent, statement or no - action letter arising under: (a) a provision in Chapter 1, 2C, 2D, 2E, 2G, 2H, 2J, 2L, 2M, 5, 5B, 5C, 5D, 6, 6A, 6B, 6C, 6D, 7, 8, 8A or 8B; or (b) a provision in Part 5.1 or 10.2; or (c) a provision in Schedule 2 to the Corporations Act; or (d) subclause 30(1) or (2) of Schedule 4 to the Corporations Act; or (e) subregulation 5.1.01(1) of the Corporations Regulations; or (f) an instrument made under, for the purposes of, a provision mentioned in paragraph (a), (b), (c) or (d); unless: (g) a fee is provided for the application by any other item in this Schedule or Schedule 2; or (h) "no fee" appears in column 2 of an item in this Schedule or Schedule 2 in relation to the application; or (i) the application is for an approval, exemption, declaration, consent, statement or no - action letter to apply to all persons or a class of persons and the persons in the class are not relatives or associates | $3,487 | |||
80A | On application for ASIC to approve, under subsection 218(2), a period of less than 14 days for lodgement of documents before notice of a meeting is given | $130 | |||
81 | On application for ASIC to approve, under section 283GB, a body corporate to be a trustee for the purposes of paragraph 283AC(1)(f) | $16,030 | |||
82 | On application for an approval under paragraph 324BD(1)(c) | no fee | |||
82A | On application, under paragraph 329(5)(a), for the consent of ASIC to the resignation of the auditor of a company | $40 | |||
83 | On application under: (a) paragraph 331AAC(1)(b) for ASIC to appoint an auditor of a registered scheme or a retail CCIV; or (b) paragraph 331AJ(1)(b) for ASIC to appoint an auditor of a registrable superannuation entity | no fee | |||
84 | On application under: (a) subsection 331AC(1) or (2) for ASIC's consent to the removal or resignation of an auditor of a scheme or a retail CCIV; or (b) subsection 331AK(1) or (2) for ASIC's consent to the removal or resignation of an auditor of a registrable superannuation entity | no fee | |||
85 | On application for ASIC to permit a lesser period of notice under paragraph 411(2)(a) | no fee | |||
86 | On application for ASIC to give a direction under paragraph 448C(3)(b) | $156 | |||
86A | On application for ASIC to give a direction under paragraph 456C(4)(b) | $156 | |||
87 | On application, under paragraph 494(3)(b), for an extension of time to lodge a declaration of solvency | $156 | |||
88 | On application, under paragraph 494(3)(c), for an extension of time to pass a resolution for a voluntary winding up | $156 | |||
89 | On application, under paragraph 532(6)(b), for ASIC to direct that paragraph 532(6)(b) does not apply to a person | $156 | |||
90 | On application for ASIC to make a direction under subsection 545(2) | $156 | |||
91 | On application for ASIC to authorise a person as an eligible applicant for the purposes of Division 1 of Part 5.9 | $468 | |||
92 | On lodging an application for ASIC to exercise a power under section 601AE or 601AF | $934 | |||
93 | On application, under subsection 601HH(1), for ASIC's consent to the removal of an auditor of a compliance plan | $791 | |||
94 | On application, under subsection 601HH(2), for ASIC's consent to the resignation of an auditor of a compliance plan | no fee | |||
95 | On lodging an application, under subsection 601VBA(1), for approval to have voting power of more than 15% in a particular licensed trustee company | $11,550 | |||
96 | On lodging an application, under subsection 601VBC(2), to extend the period for an approval granted under section 601VBB | $5,775 | |||
97 | On lodging an application, under subsection 601VBE(1), to vary the percentage specified in an approval granted under section 601VBB | $5,775 | |||
98 | On application, under paragraph 601WBA(1)(b), for ASIC to make a voluntary transfer determination | $5,775 | |||
99 | On application or request for ASIC to provide an approval or consent under, or for the purposes of, an instrument made under section 655A, 669 or 673 | no fee | |||
100 | On application under: (i) subparagraph 911A(2)(h)(ii); or (ii) paragraph 7.9.08(1)(a) of the Corporations Regulations; for approval of an overseas or foreign regulatory body | no fee | |||
101 | On application, under paragraph 912B(2)(b), for ASIC to approve arrangements | $1,540 | |||
102 | On application, under subsection 921K(1), for ASIC to approve a compliance scheme | $10,147 | |||
103 | On application, under subsection 989D(3), for ASIC to approve an extension of the period for lodging a profit and loss statement and balance sheet | no fee | |||
104 | On application by a financial services licensee to ASIC for ASIC's consent to remove an auditor of the licensee from office under paragraph 990F(b) | no fee | |||
105 | On application for a declaration under paragraph 1071H(5)(d) that a company is not required to comply with section 1071H | $323 | |||
105A | On application, under subsection 1226J(1), for ASIC's consent to the removal of an auditor of a CCIV's compliance plan | $791 | |||
105B | On application, under subsection 1226J(3), for ASIC's consent to the resignation of an auditor of a CCIV's compliance plan | no fee | |||
106 | On application, under subsection 30 - 1(4) of Schedule 2 to the Corporations Act, for ASIC to extend or further extend the period for a registered liquidator to lodge a return under subsection 30 - 1(1) of that Schedule | $156 | |||
107 | On application, under subsection 90 - 23(2) of Schedule 2 to the Corporations Act, for ASIC to appoint a registered liquidator to carry out a review into a matter that relates to the external administration of a company | $156 | |||
108 | On application for the registration by ASIC of a disclosure statement under clause 32 of Schedule 4 to the Corporations Act | $2,695 | |||
109 | On making an application to the Takeovers Panel under the Corporations Act (other than an application made by ASIC) | $2,400 | |||
110 | On application for ASIC to allow a further period for a liquidator to deal with proofs as mentioned in paragraph 5.6.53(1)(b) of the Corporations Regulations | $156 | |||
111 | On application for ASIC to allow a further period for a liquidator to deal with a formal proof of debt or claim as mentioned in paragraph 5.6.66(1)(b) of the Corporations Regulations | $156 | |||
112 | On application for ASIC to approve a guarantee mentioned in sub - subparagraph 7.6.02AAA(3)(b)(ii)(B) of the Corporations Regulations | $1,540 | |||
113 | On application under subregulation 7.8.02(6C) of the Corporations Regulations that the minimum balance of money held in an account to which section 981B relates may be reduced below the amount required by subregulation 7.8.02(6) of those Regulations | $270 | |||
114 | On application under paragraph 7.8.16(4)(b) of the Corporations Regulations that a person is not an officer of a body corporate for the purposes of subregulations 7.8.16(1) and (2) of those Regulations | $270 | |||
115 | On application under subparagraph 7.9.32(2)(a)(ii) of, or Part 16 of Schedule 10A to, the Corporations Regulations for an extension of fund reporting periods | $270 | |||
116 | On application for ASIC to provide a waiver under rule 1.2.1 of: (a) the ASIC Market Integrity Rules (Futures Markets) 2017 ; or (b) the ASIC Market Integrity Rules (Futures Markets - Capital) 2017 ; or (c) the ASIC Market Integrity Rules (IMB Market) 2010 ; or (d) the ASIC Market Integrity Rules (Securities Markets) 2017 ; or (e) the ASIC Market Integrity Rules (Securities Markets - Capital) 2017 | $14,775 | |||
117 | On application for ASIC to accept an identification statement as mentioned in subparagraph 5(3)(a)(i) of the ASIC Corporations (Charitable Investment Fundraising) Instrument 2016/813 | $2,391 | |||
118 | On application for ASIC to revoke an approval granted under section 1067 of the old Law, to the extent that provision continues to have effect because of section 1454 of the old Corporations Law and section 1408 | $1,196 | |||
119 | On application for ASIC to vary the conditions of an approval mentioned in section 1067 of the old Law, to the extent that provision continues to have effect because of section 1454 of the old Corporations Law and section 1408 | $1,196 | |||
120 | On application for ASIC to make a declaration mentioned in subsection 1069(3) of the old Law, to the extent that provision continues to have effect because of section 1454 of the old Corporations Law and section 1408 | $3,587 | |||
121 | On application for ASIC to make an exemption as mentioned in subsection 1084(2) of the old Law from compliance with any or all of the provisions of Division 5 of Part 7.12 of Chapter 7 of the old Law, to the extent that provision continues to have effect because of section 1454 of the old Corporations Law and section 1408 | $159 | |||
122 | On application for ASIC to make a declaration mentioned in subsection 1084(6) of the old Law in relation to Division 5 of Part 7.12 of Chapter 7 of old Law, to the extent that provision continues to have effect because of section 1454 of the old Corporations Law and section 1408 | $159 | |||
123 | On application for ASIC to discharge a security as mentioned in regulation 7.3.06 of the old Corporations Regulations, to the extent that provision continues to have effect because of section 1380 | $1,284 | |||
124 | On application to ASIC for an exemption or declaration, or a variation or revocation of an exemption or declaration, under Part 29 of the Superannuation Industry (Supervision) Act 1993 | $3,478 | |||
124A | On application to ASIC for an exemption, or a variation or revocation of an exemption, under subsection 12DY(1) of the ASIC Act | $3,487 | |||
Other matters | |||||
125 | On lodging a proposed notice of meeting under subsection 218(1) | $802 | |||
126 | On submission to ASIC, for examination, a draft explanatory statement for a proposed compromise or arrangement between a Part 5.1 body and all, or a class, of its members or creditors as required by subsection 411(2) | $5,290 | |||
127 | On submitting a notice of hearing under paragraph 411(2)(a) to ASIC for examination | no fee | |||
128 | (a) On lodging with ASIC for registration an explanatory statement under subsection 412(6); or (b) on submission to ASIC for examination of an explanatory statement for the purposes of subsection 412(7) | $321 | |||
129 | On lodging with ASIC, under subregulation 5.6.75(3) of the Corporations Regulations, a notice mentioned in paragraph 465A(1)(c) to be published in the prescribed manner | $145 | |||
130 | On lodging with ASIC, under subregulation 5.6.75(3) of the Corporations Regulations, a notice mentioned in subsection 465A(2) to be published in the prescribed manner | no fee | |||
131 | On electronically lodging a notice with ASIC for publication on ASIC's publication website, as required by section 491 | $64 | |||
132 | On lodging a notice with ASIC under subsection 601FL(2) or 601FM(2) relating to a change of responsible entity of a registered scheme | $1,187 | |||
133 | On lodging a notice under subsection 601FP(3) informing ASIC of the appointment of a temporary responsible entity of a registered scheme by the Court | $1,187 | |||
134 | On lodging a notice under subsection 601FQ(4) asking ASIC to alter the record of a scheme's registration to name a new responsible entity | $1,187 | |||
135 | On lodging a notice with ASIC under paragraph 661B(1)(b) relating to a compulsory acquisition following a takeover | $802 | |||
136 | On lodging a notice with ASIC under paragraph 662B(1)(b) relating to a right to buy out holders of bid class securities following a takeover bid | $641 | |||
137 | On lodging a notice with ASIC under paragraph 663B(1)(b) relating to a right to buy out holders of convertible securities following a takeover bid | $160 | |||
138 | On lodging a notice with ASIC under paragraph 664C(2)(a) relating to a compulsory acquisition of securities | $802 | |||
139 | On lodging a copy of an objection form with ASIC under subsection 664E(2) relating to an objection to the compulsory acquisition of securities covered by a compulsory acquisition notice | $802 | |||
140 | On lodging a list with ASIC under subsection 664E(3) relating to members objecting to a compulsory acquisition | $160 | |||
141 | On lodging a notice with ASIC under paragraph 665B(1)(b) relating to a right to buy out holders of convertible securities by a 100% holder | $160 | |||
142 | On lodging, by a disclosing entity, a document referred to in subsection 675(2) relating to price sensitive information | no fee | |||
143 | On lodging any document under subsection 912C(1), 912DAA(1), 912DAB(1), 912DAC(1) or 912E(2) or paragraph 913B(1)(ca) | no fee | |||
144 | On lodging a notice under subsection 922HA(3) | $250 | |||
145 | On giving notice by an auditor of a financial services licensee to ASIC under paragraph 990G(1)(a) | no fee | |||
146 | Lodgment with ASIC of: (a) a Product Disclosure Statement mentioned in section 1015B, other than a Product Disclosure Statement lodged under paragraph 1212(2)(b) with an application to register an Australian passport fund, or under paragraph 1213(2)(b) with a notice of intention to offer interests in a foreign passport fund; or (b) a Replacement Product Disclosure Statement under Subdivision E of Division 2 of Part 7.9; or (c) a Supplementary Product Disclosure Statement under Subdivision E of Division 2 of Part 7.9 | $1,993 | |||
147 | On lodging a notice with ASIC about the occurrence of an event mentioned in paragraph 1015D(2)(a), (b) or (c) | no fee | |||
148 | On lodging with ASIC, under subsection 1200C(5), a notice and documents and information required to be lodged under section 1200D | $321 | |||
149 | On lodging a document, statement or notice with ASIC under subsection 1200G(9) | $160 | |||
149A | On lodging a notice with ASIC under subsection 1224T(3) or (4) or 1224U(4) or (5) relating to a change of corporate director of a CCIV | $1,187 | |||
149B | On lodging a notice under subsection 1224V(3) or (4) informing ASIC of the appointment of a temporary corporate director of a CCIV by the Court | $1,187 | |||
149C | On lodging a notice under subsection 1224W(8) or (9) asking ASIC to alter the record of a CCIV's registration to name a new corporate director | $1,187 | |||
150 | On lodging with ASIC a notice mentioned in subsection 1460(5) or paragraph 1460(6)(c) of the old Corporations Law, to the extent that those provisions continue to have effect because of section 1408 | $478 | |||
151 | On lodging with ASIC a deed, or a copy of a deed, mentioned in paragraph 1066(1)(c) of the old Law, to the extent that provision continues to have effect because of section 1454 of the old Corporations Law and section 1408 | $478 | |||
152 | On lodging a copy of a scheme under paragraph 195(c) of the Life Insurance Act 1995 when the scheme is confirmed | $2,695 | |||
153 | On lodging a copy of a scheme under paragraph 17G(c) of the Insurance Act 1973 when the scheme is confirmed | $2,695 | |||
Other matters with no fee | |||||
154 | On lodging a deed in relation to an application with ASIC for an exemption or modification under section 340 | no fee | |||
155 | On lodging a notice under paragraph 465A(1)(a) | no fee | |||
156 | On lodging an auditor's report with ASIC under subsection 601HG(7) | no fee | |||
157 | On lodging with ASIC, under subsection 601KB(5), a copy of a withdrawal offer | no fee | |||
158 | On lodging a notice with ASIC mentioned in subsection 990B(6) relating to the appointment of an auditor of an Australian financial services licensee | no fee | |||
159 | On lodging, under subsection 1287(1), particulars of an event mentioned in that subsection | no fee | |||
160 | On lodging a notice under subsection 1299F(3) | no fee | |||
161 | On lodging a notice, under regulation 5C.1.02 of the Corporations Regulations, to change the name of a registered scheme | no fee | |||
162 | On lodging a notice, under regulation 5C.9.01 of the Corporations Regulations, telling ASIC that winding up of a scheme has commenced or been completed | no fee | |||
163 | On lodging with ASIC, under subregulation 7.5.90(4) of the Corporations Regulations, a completed Form 719 | no fee | |||
Authorised audit companies | |||||
164 | On lodging an application for registration as an authorised audit company under section 1299A | $3,429 | |||
165 | On lodging an annual statement under section 1299G | no fee | |||