Commonwealth Consolidated Regulations

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CORPORATIONS (FEES) REGULATIONS 2001 - SCHEDULE 1

ASIC fees

Note:   See regulation   3.

 

 

1   ASIC fees

    The following table prescribes fees for chargeable matters for the purposes of subregulation   3(1).

Note 1:   See also regulation   2 (interpretation).

Note 2:   Items in the table referring to a company or corporation may also apply to a CCIV (see Chapter   8B).

 

ASIC fees

Item

Column 1
Chargeable matter

Column 2
Fee

Occupational licensing

1

On lodging an application under section   913A for an Australian financial services licence, if the application is lodged using electronic means:

 

 

(a) if the application is for a retail financial services licence and the applicant is an individual:

 

 

(i) low complexity; or

$2,233

 

(ii) high complexity; or

$5,025

 

(b) if the application is for a retail financial services licence and the applicant is not an individual:

 

 

(i) low complexity; or

$3,721

 

(ii) high complexity; or

$7,537

 

(c) if the application is for a wholesale financial services licence and the applicant is an individual:

 

 

(i) low complexity; or

$1,488

 

(ii) high complexity; or

$3,350

 

(d) if the application is for a wholesale financial services licence and the applicant is not an individual:

 

 

(i) low complexity; or

$2,233

 

(ii) high complexity

Note:   An application for an Australian financial services licence that covers the provision of financial services to retail clients and wholesale clients would be an application for a retail financial services licence (as defined in subregulation   1B(1)).

$5,025

2

On lodging an application under section   913A for an Australian financial services licence, if the application is lodged without using electronic means:

 

 

(a) if the application is for a retail financial services licence and the applicant is an individual:

 

 

(i) low complexity; or

$3,349

 

(ii) high complexity; or

$7,537

 

(b) if the application is for a retail financial services licence and the applicant is not an individual:

 

 

(i) low complexity; or

$5,582

 

(ii) high complexity; or

$11,305

 

(c) if the application is for a wholesale financial services licence and the applicant is an individual:

 

 

(i) low complexity; or

$2,233

 

(ii) high complexity; or

$5,025

 

(d) if the application is for a wholesale financial services licence and the applicant is not an individual:

 

 

(i) low complexity; or

$3,349

 

(ii) high complexity

Note:   An application for an Australian financial services licence that covers the provision of financial services to retail clients and wholesale clients would be an application for a retail financial services licence (as defined in subregulation   1B(1)).

$7,537

3

On lodging an application under paragraph   914A(2)(b) for imposition, variation or revocation of conditions on an Australian financial services licence, if the application is lodged using electronic means:

 

 

(a) if the licensee is an individual; or

$2,214

 

(b) if the licensee is not an individual

$2,470

4

On lodging an application under paragraph   914A(2)(b) for imposition, variation or revocation of conditions on an Australian financial services licence, if the application is lodged without using electronic means:

 

 

(a) if the licensee is an individual; or

$3,328

 

(b) if the licensee is not an individual

$3,704

5

On application to ASIC for approval of a deed of subordination or deed of mutual release as required by a condition imposed on a licence under section   914A

$1,798

6

On lodging an application under subsection   915A(1) for variation of an Australian financial services licence to take account of a change in the licensee's name

no fee

7

On application under paragraph   915B(1)(e), (2)(d), (3)(d) or (4)(d) to suspend or cancel an Australian financial services licence

$899

8

On application for ASIC to revoke a suspension of an Australian financial services licence mentioned in section   915E

$899

8A

On application to sit an exam administered by ASIC under subsection   921B(3)

$1,500

8B

On application for ASIC to review the marking of one or more answers to non - multiple - choice questions in an exam administered by ASIC under subsection   921B(3)

$218

9

On application under Part   9.2 for registration as an auditor

$338

10

On lodging a statement under section   1287A

no fee

11

On application under paragraph   1289A(3)(b) for imposition, variation or revocation of conditions on registration as an auditor

$1,028

12

On lodging an application under section   20 - 5 of Schedule   2 to the Corporations Act for registration as a liquidator

$2,200

13

For the registration by ASIC of a person as a liquidator under section   20 - 30 of Schedule   2 to the Corporations Act

$1,300

14

On application under section   20 - 40 of Schedule   2 to the Corporations Act for a condition on registration as a liquidator to be varied or removed

$1,018

15

On lodging an application under section   20 - 70 of Schedule   2 to the Corporations Act for the renewal of registration as a liquidator:

 

 

(a) if the application is lodged more than 1 month before the renewal date; or

$1,720

 

(b) if the application is lodged within 1 month before the renewal date

$1,920

16

On application under paragraph   40 - 25(1)(f) or 40 - 30(1)(f) of Schedule   2 to the Corporations Act to suspend or cancel registration as a liquidator

$234

17

On application under subsection   40 - 70(2) of Schedule   2 to the Corporations Act for a suspension to be lifted or for the period of a suspension to be shortened

$1,018

Incorporation and registration of companies and other bodies

18

On application under section   601EA for registration of a managed investment scheme

$3,029

Annual returns and accounts

19

On lodging a report under section   320

no fee

20

On lodging a profit and loss statement and balance sheet under subsection   989B(2)

no fee

Fundraising

21

On lodging, under subsection   712(4), a document referred to in a short form prospectus

$321

22

On lodging, under section   718, a disclosure document that is:

 

 

(a) a prospectus (including a short form prospectus); or

$3,206

 

(b) a profile statement; or

$1,924

 

(c) an offer information statement

$1,924

23

On lodging, under section   719, a supplementary or replacement document that is:

 

 

(a) a prospectus (including a short form prospectus); or

$802

 

(b) a profile statement; or

$321

 

(c) an offer information statement

$321

Takeovers

24

On lodging a notice with ASIC under paragraph   630(5)(c), items   4 and 9 of the table in subsection   633(1) and paragraphs 633(4)(b) and 650F(3)(b)

no fee

25

On lodging, under subsection   633(1), a copy of a bidder's statement for an off - market bid for a class of securities

$5,264

26

On lodging with ASIC a target's statement (and any accompanying report) mentioned in item   13 of the table in subsection   633(1) in relation to an off - market bid for a class of securities

$2,565

27

On lodging with ASIC a target's statement (and any other document that was sent with the target's statement to the relevant market operator) mentioned in item   12 of the table in subsection   635(1) in relation to a market bid for a class of securities

$2,565

28

On lodging, under subsection   635(1), a copy of the bidder's statement for a market bid for a class of securities

$5,130

29

On lodging, under item   7 of the table in subsection   635(1), a copy of every other document sent to holders of bid class securities with the bidder's statement

no fee

30

On lodging, under paragraph   647(3)(a), a supplementary statement in relation to a takeover bid for a class of securities

$802

31

On lodging, under subsection   648G(9), a copy of a Court order in relation to proportional takeover provisions in a constitution

no fee

32

On lodging a notice with ASIC, as required by subsection   649C(2) or paragraph   650D(1)(b), to vary an offer under a market bid or off - market bid for a class of securities

$802

33

On lodging a notice with ASIC under paragraph   654C(3)(b) in relation to a bidder's voting power

no fee

Market licensees

34

On giving an exemption under subsection   791C(1) in relation to a particular financial market or type of financial market

$38,651

35

On application to the Minister to vary, under subsection   791C(2), an exemption from all or specified provisions of Part   7.2

$17,179

36

On application to the Minister to revoke, under subsection   791C(2), an exemption from all or specified provisions of Part   7.2

no fee

37

On giving an annual report to ASIC under subsection   792F(1)

no fee

38

On lodging written notice of changes to operating rules with ASIC under subsection   793D(1):

 

 

(a) low complexity; or

$2,580

 

(b) medium complexity; or

$18,035

 

(c) high complexity

$44,660

39

On lodging written notice of changes to operating rules with ASIC under subsection   793D(3)

$1,549

40

On lodging an application, under subsection   795A(1), for an Australian market licence:

 

 

(a) low complexity; or

$15,462

 

(b) medium complexity; or

$85,888

 

(c) high complexity

$154,596

41

On lodging an application, under subsection   796A(2), for the imposition of conditions or additional conditions, or the variation or revocation of conditions, on an Australian market licence:

 

 

(a) low complexity; or

$2,580

 

(b) medium complexity; or

$18,035

 

(c) high complexity

$44,660

42

On lodging an application, under subsection   797A(1), for the variation of an Australian market licence to take account of a change in the licensee's name

$1,549

43

On application, under paragraph   797B(c), for the Minister to suspend or cancel an Australian market licence

no fee

44

On application for an exemption or declaration under section   798D

$17,180

45

On giving an exemption under subsection   820C(1) in relation to a particular clearing and settlement facility or type of clearing and settlement facility

$38,651

46

On application to the Minister to vary, under subsection   820C(2), an exemption from all or specified provisions of Part   7.3

$17,179

47

On application to the Minister to revoke, under subsection   820C(2), an exemption from all or specified provisions of Part   7.3

no fee

48

On giving an annual report to ASIC under subsection   821E(1)

no fee

49

On lodging written notice of changes to operating rules with ASIC under subsection   822D(1):

 

 

(a) low complexity; or

$2,580

 

(b) medium complexity; or

$18,035

 

(c) high complexity

$44,660

50

On lodging written notice of changes to operating rules with ASIC under subsection   822D(3)

$1,549

51

On lodging an application, under subsection   824A(1), for an Australian CS facility licence:

 

 

(a) low complexity; or

$15,462

 

(b) medium complexity; or

$85,888

 

(c) high complexity

$154,596

52

On lodging an application, under subsection   825A(2), for the imposition of conditions or additional conditions, or the variation or revocation of conditions, on an Australian CS facility licence:

 

 

(a) low complexity; or

$2,580

 

(b) medium complexity; or

$18,035

 

(c) high complexity

$44,660

53

On lodging an application, under subsection   826A(1), for the variation of an Australian CS facility licence to take account of a change in the licensee's name

$1,549

54

On application, under paragraph   826B(c), to the Minister to suspend or cancel an Australian CS facility licence

no fee

55

On lodging an application, under subsection   851A(1), for approval to have voting power of more than 15%

$158,350

56

On lodging an application, under subsection   851C(2), to extend the period of an approval to have voting power of more than 15%

$670

57

On lodging an application, under paragraph   851D(3)(b), for the imposition, revocation or variation of conditions on an approval to have voting power of more than 15%

$670

58

On lodging an application, under subsection   851E(1), to vary a percentage specified in an approval to have voting power of more than 15%

$670

59

On lodging an application, under subsection   851F(3), for the revocation of an approval to have voting power of more than 15%

$670

60

On giving the Minister or ASIC information in accordance with regulations made for the purposes of paragraph   854A(1)(c)

$230

61

On lodging an application, under subsection   882B(1), for compensation arrangements

$15,462

62

On lodging written notice, under subsection   884B(2), of a change to a matter required to be dealt with by the compensation rules

$38,651

63

On lodging an application, under subsection   884C(1), for approval of a change to a matter that is not required to be dealt with by the compensation rules

$38,651

64

On lodging written notice, under subsection   890G(1), of a change to the SEGC's operating rules

$38,651

65

On lodging, under subsection   892H(6), a copy of a report and financial statements

no fee

66

On lodging an application, under section   905B, for an Australian derivative trade repository licence

$154,598

67

On lodging an application, under paragraph   905F(2)(b), for imposition, variation or revocation of conditions on an Australian derivative trade repository licence

$38,651

68

On lodging an application, under section   905G, for the variation of an Australian derivative trade repository licence to take account of a change in the licensee's name

$1,549

69

On lodging an application, under paragraph   905H(c), to suspend or cancel an Australian derivative trade repository licence

no fee

70

On lodging an application for a declaration by ASIC under subsection   1073E(1)

$17,590

71

On lodging an application for an exemption or declaration by ASIC under subsection   1075A(1)

$17,590

Financial benchmarks

72

On lodging an application for ASIC to vary or revoke a declaration made by ASIC under subsection   908AC(2)

$38,651

73

On lodging an application, under section   908BD, for a benchmark administrator licence

$85,888

74

On lodging an application, under paragraph   908BG(2)(b), for imposition, variation or revocation of conditions on a benchmark administrator licence

$38,651

75

On lodging an application, under paragraph   908BH(a), for the variation of a benchmark administrator licence to take account of a change in the licensee's name

$1,549

76

On lodging an application, under paragraph   908BH(b), for the variation of a benchmark administrator licence to take account of a change in the financial benchmark specified in the licence

$38,651

77

On lodging an application, under paragraph   908BH(c), for the variation of a benchmark administrator licence to specify one or more further financial benchmarks

$38,651

78

On lodging an application, under paragraph   908BI(1)(c), to suspend or cancel a benchmark administrator licence

$12,886

79

On application to ASIC to exempt under subsection   908EB(2) a person or class of persons or exempt a financial benchmark or class of financial benchmarks

$38,651

Passport funds

79A

On application, under section   1212, to have a collective investment fund registered as an Australian passport fund

$8,862.72

79B

On lodging, under section   1212, a notice withdrawing an application to have a collective investment fund registered as an Australian passport fund

no fee

79C

On lodging, under section   1212C, a notice that the name of the fund in another participating economy is not the same as the name of the fund in this jurisdiction

no fee

79D

On lodging, under section   1213, a notice of intention to offer interests in a foreign passport fund

$2,550

79E

On lodging, under section   1213, a notice withdrawing a notice of intention to offer interests in a foreign passport fund

no fee

79F

On lodging a notice with ASIC under:

(a) subsection   12(1) of the Passport Rules for this jurisdiction (a limit set in Division   6.3 or 6.4 of those rules has been exceeded for 7 days without being remedied); or

(b) subsection   12(2) of the Passport Rules for this jurisdiction (there has been a significant breach of those rules adversely affecting the value of assets); or

(c) subsection   12(4) of the Passport Rules for this jurisdiction (there has been a significant breach of the law of a host economy adversely affecting the value of assets)

no fee

79G

On lodging a notice with ASIC, under the table in section   12 of the Passport Rules for this jurisdiction, that the operator of a notified foreign passport fund is changed

$1,187

79H

On lodging a report with ASIC, under section   15 of the Passport Rules for this jurisdiction, of an implementation review of an Australian passport fund or a notified foreign passport fund

no fee

79J

On application for ASIC to give a notice under subsection   33(3) of the Passport Rules for this jurisdiction (exceptional market circumstances for Australian passport funds)

$1,540

Other applications

80

On application to the Minister or ASIC for an approval, exemption, declaration, consent, statement or no - action letter arising under:

(a) a provision in Chapter   1, 2C, 2D, 2E, 2G, 2H, 2J, 2L, 2M, 5, 5B, 5C, 5D, 6, 6A, 6B, 6C, 6D, 7, 8, 8A or 8B; or

(b) a provision in Part   5.1 or 10.2; or

(c) a provision in Schedule   2 to the Corporations Act; or

(d) subclause   30(1) or (2) of Schedule   4 to the Corporations Act; or

(e) subregulation   5.1.01(1) of the Corporations Regulations; or

(f) an instrument made under, for the purposes of, a provision mentioned in paragraph   (a), (b), (c) or (d);

unless:

(g) a fee is provided for the application by any other item in this Schedule or Schedule   2; or

(h) "no fee" appears in column 2 of an item in this Schedule or Schedule   2 in relation to the application; or

(i) the application is for an approval, exemption, declaration, consent, statement or no - action letter to apply to all persons or a class of persons and the persons in the class are not relatives or associates

$3,487

80A

On application for ASIC to approve, under subsection   218(2), a period of less than 14 days for lodgement of documents before notice of a meeting is given

$130

81

On application for ASIC to approve, under section   283GB, a body corporate to be a trustee for the purposes of paragraph   283AC(1)(f)

$16,030

82

On application for an approval under paragraph   324BD(1)(c)

no fee

82A

On application, under paragraph   329(5)(a), for the consent of ASIC to the resignation of the auditor of a company

$40

83

On application under:

(a) paragraph   331AAC(1)(b) for ASIC to appoint an auditor of a registered scheme or a retail CCIV; or

(b) paragraph   331AJ(1)(b) for ASIC to appoint an auditor of a registrable superannuation entity

no fee

84

On application under:

(a) subsection   331AC(1) or (2) for ASIC's consent to the removal or resignation of an auditor of a scheme or a retail CCIV; or

(b) subsection   331AK(1) or (2) for ASIC's consent to the removal or resignation of an auditor of a registrable superannuation entity

no fee

85

On application for ASIC to permit a lesser period of notice under paragraph   411(2)(a)

no fee

86

On application for ASIC to give a direction under paragraph   448C(3)(b)

$156

86A

On application for ASIC to give a direction under paragraph   456C(4)(b)

$156

87

On application, under paragraph   494(3)(b), for an extension of time to lodge a declaration of solvency

$156

88

On application, under paragraph   494(3)(c), for an extension of time to pass a resolution for a voluntary winding up

$156

89

On application, under paragraph   532(6)(b), for ASIC to direct that paragraph   532(6)(b) does not apply to a person

$156

90

On application for ASIC to make a direction under subsection   545(2)

$156

91

On application for ASIC to authorise a person as an eligible applicant for the purposes of Division   1 of Part   5.9

$468

92

On lodging an application for ASIC to exercise a power under section   601AE or 601AF

$934

93

On application, under subsection   601HH(1), for ASIC's consent to the removal of an auditor of a compliance plan

$791

94

On application, under subsection   601HH(2), for ASIC's consent to the resignation of an auditor of a compliance plan

no fee

95

On lodging an application, under subsection   601VBA(1), for approval to have voting power of more than 15% in a particular licensed trustee company

$11,550

96

On lodging an application, under subsection   601VBC(2), to extend the period for an approval granted under section   601VBB

$5,775

97

On lodging an application, under subsection   601VBE(1), to vary the percentage specified in an approval granted under section   601VBB

$5,775

98

On application, under paragraph   601WBA(1)(b), for ASIC to make a voluntary transfer determination

$5,775

99

On application or request for ASIC to provide an approval or consent under, or for the purposes of, an instrument made under section   655A, 669 or 673

no fee

100

On application under:

(i) subparagraph   911A(2)(h)(ii); or

(ii) paragraph   7.9.08(1)(a) of the Corporations Regulations;

for approval of an overseas or foreign regulatory body

no fee

101

On application, under paragraph   912B(2)(b), for ASIC to approve arrangements

$1,540

102

On application, under subsection   921K(1), for ASIC to approve a compliance scheme

$10,147

103

On application, under subsection   989D(3), for ASIC to approve an extension of the period for lodging a profit and loss statement and balance sheet

no fee

104

On application by a financial services licensee to ASIC for ASIC's consent to remove an auditor of the licensee from office under paragraph   990F(b)

no fee

105

On application for a declaration under paragraph   1071H(5)(d) that a company is not required to comply with section   1071H

$323

105A

On application, under subsection   1226J(1), for ASIC's consent to the removal of an auditor of a CCIV's compliance plan

$791

105B

On application, under subsection   1226J(3), for ASIC's consent to the resignation of an auditor of a CCIV's compliance plan

no fee

106

On application, under subsection   30 - 1(4) of Schedule   2 to the Corporations Act, for ASIC to extend or further extend the period for a registered liquidator to lodge a return under subsection   30 - 1(1) of that Schedule

$156

107

On application, under subsection   90 - 23(2) of Schedule   2 to the Corporations Act, for ASIC to appoint a registered liquidator to carry out a review into a matter that relates to the external administration of a company

$156

108

On application for the registration by ASIC of a disclosure statement under clause   32 of Schedule   4 to the Corporations Act

$2,695

109

On making an application to the Takeovers Panel under the Corporations Act (other than an application made by ASIC)

$2,400

110

On application for ASIC to allow a further period for a liquidator to deal with proofs as mentioned in paragraph   5.6.53(1)(b) of the Corporations Regulations

$156

111

On application for ASIC to allow a further period for a liquidator to deal with a formal proof of debt or claim as mentioned in paragraph   5.6.66(1)(b) of the Corporations Regulations

$156

112

On application for ASIC to approve a guarantee mentioned in sub - subparagraph   7.6.02AAA(3)(b)(ii)(B) of the Corporations Regulations

$1,540

113

On application under subregulation   7.8.02(6C) of the Corporations Regulations that the minimum balance of money held in an account to which section   981B relates may be reduced below the amount required by subregulation   7.8.02(6) of those Regulations

$270

114

On application under paragraph   7.8.16(4)(b) of the Corporations Regulations that a person is not an officer of a body corporate for the purposes of subregulations   7.8.16(1) and (2) of those Regulations

$270

115

On application under subparagraph   7.9.32(2)(a)(ii) of, or Part   16 of Schedule   10A to, the Corporations Regulations for an extension of fund reporting periods

$270

116

On application for ASIC to provide a waiver under rule   1.2.1 of:

(a) the ASIC Market Integrity Rules (Futures Markets) 2017 ; or

(b) the ASIC Market Integrity Rules (Futures Markets - Capital) 2017 ; or

(c) the ASIC Market Integrity Rules (IMB Market) 2010 ; or

(d) the ASIC Market Integrity Rules (Securities Markets) 2017 ; or

(e) the ASIC Market Integrity Rules (Securities Markets - Capital) 2017

$14,775

117

On application for ASIC to accept an identification statement as mentioned in subparagraph   5(3)(a)(i) of the ASIC Corporations (Charitable Investment Fundraising) Instrument 2016/813

$2,391

118

On application for ASIC to revoke an approval granted under section   1067 of the old Law, to the extent that provision continues to have effect because of section   1454 of the old Corporations Law and section   1408

$1,196

119

On application for ASIC to vary the conditions of an approval mentioned in section   1067 of the old Law, to the extent that provision continues to have effect because of section   1454 of the old Corporations Law and section   1408

$1,196

120

On application for ASIC to make a declaration mentioned in subsection   1069(3) of the old Law, to the extent that provision continues to have effect because of section   1454 of the old Corporations Law and section   1408

$3,587

121

On application for ASIC to make an exemption as mentioned in subsection   1084(2) of the old Law from compliance with any or all of the provisions of Division   5 of Part   7.12 of Chapter   7 of the old Law, to the extent that provision continues to have effect because of section   1454 of the old Corporations Law and section   1408

$159

122

On application for ASIC to make a declaration mentioned in subsection   1084(6) of the old Law in relation to Division   5 of Part   7.12 of Chapter   7 of old Law, to the extent that provision continues to have effect because of section   1454 of the old Corporations Law and section   1408

$159

123

On application for ASIC to discharge a security as mentioned in regulation   7.3.06 of the old Corporations Regulations, to the extent that provision continues to have effect because of section   1380

$1,284

124

On application to ASIC for an exemption or declaration, or a variation or revocation of an exemption or declaration, under Part   29 of the Superannuation Industry (Supervision) Act 1993

$3,478

124A

On application to ASIC for an exemption, or a variation or revocation of an exemption, under subsection   12DY(1) of the ASIC Act

$3,487

Other matters

125

On lodging a proposed notice of meeting under subsection   218(1)

$802

126

On submission to ASIC, for examination, a draft explanatory statement for a proposed compromise or arrangement between a Part   5.1 body and all, or a class, of its members or creditors as required by subsection   411(2)

$5,290

127

On submitting a notice of hearing under paragraph   411(2)(a) to ASIC for examination

no fee

128

(a) On lodging with ASIC for registration an explanatory statement under subsection   412(6); or

(b) on submission to ASIC for examination of an explanatory statement for the purposes of subsection   412(7)

$321

129

On lodging with ASIC, under subregulation   5.6.75(3) of the Corporations Regulations, a notice mentioned in paragraph   465A(1)(c) to be published in the prescribed manner

$145

130

On lodging with ASIC, under subregulation   5.6.75(3) of the Corporations Regulations, a notice mentioned in subsection   465A(2) to be published in the prescribed manner

no fee

131

On electronically lodging a notice with ASIC for publication on ASIC's publication website, as required by section   491

$64

132

On lodging a notice with ASIC under subsection   601FL(2) or 601FM(2) relating to a change of responsible entity of a registered scheme

$1,187

133

On lodging a notice under subsection   601FP(3) informing ASIC of the appointment of a temporary responsible entity of a registered scheme by the Court

$1,187

134

On lodging a notice under subsection   601FQ(4) asking ASIC to alter the record of a scheme's registration to name a new responsible entity

$1,187

135

On lodging a notice with ASIC under paragraph   661B(1)(b) relating to a compulsory acquisition following a takeover

$802

136

On lodging a notice with ASIC under paragraph   662B(1)(b) relating to a right to buy out holders of bid class securities following a takeover bid

$641

137

On lodging a notice with ASIC under paragraph   663B(1)(b) relating to a right to buy out holders of convertible securities following a takeover bid

$160

138

On lodging a notice with ASIC under paragraph   664C(2)(a) relating to a compulsory acquisition of securities

$802

139

On lodging a copy of an objection form with ASIC under subsection   664E(2) relating to an objection to the compulsory acquisition of securities covered by a compulsory acquisition notice

$802

140

On lodging a list with ASIC under subsection   664E(3) relating to members objecting to a compulsory acquisition

$160

141

On lodging a notice with ASIC under paragraph   665B(1)(b) relating to a right to buy out holders of convertible securities by a 100% holder

$160

142

On lodging, by a disclosing entity, a document referred to in subsection   675(2) relating to price sensitive information

no fee

143

On lodging any document under subsection   912C(1), 912DAA(1), 912DAB(1), 912DAC(1) or 912E(2) or paragraph   913B(1)(ca)

no fee

144

On lodging a notice under subsection   922HA(3)

$250

145

On giving notice by an auditor of a financial services licensee to ASIC under paragraph   990G(1)(a)

no fee

146

Lodgment with ASIC of:

(a) a Product Disclosure Statement mentioned in section   1015B, other than a Product Disclosure Statement lodged under paragraph   1212(2)(b) with an application to register an Australian passport fund, or under paragraph   1213(2)(b) with a notice of intention to offer interests in a foreign passport fund; or

(b) a Replacement Product Disclosure Statement under Subdivision E of Division   2 of Part   7.9; or

(c) a Supplementary Product Disclosure Statement under Subdivision E of Division   2 of Part   7.9

$1,993

147

On lodging a notice with ASIC about the occurrence of an event mentioned in paragraph   1015D(2)(a), (b) or (c)

no fee

148

On lodging with ASIC, under subsection   1200C(5), a notice and documents and information required to be lodged under section   1200D

$321

149

On lodging a document, statement or notice with ASIC under subsection   1200G(9)

$160

149A

On lodging a notice with ASIC under subsection   1224T(3) or (4) or 1224U(4) or (5) relating to a change of corporate director of a CCIV

$1,187

149B

On lodging a notice under subsection   1224V(3) or (4) informing ASIC of the appointment of a temporary corporate director of a CCIV by the Court

$1,187

149C

On lodging a notice under subsection   1224W(8) or (9) asking ASIC to alter the record of a CCIV's registration to name a new corporate director

$1,187

150

On lodging with ASIC a notice mentioned in subsection   1460(5) or paragraph   1460(6)(c) of the old Corporations Law, to the extent that those provisions continue to have effect because of section   1408

$478

151

On lodging with ASIC a deed, or a copy of a deed, mentioned in paragraph   1066(1)(c) of the old Law, to the extent that provision continues to have effect because of section   1454 of the old Corporations Law and section   1408

$478

152

On lodging a copy of a scheme under paragraph   195(c) of the Life Insurance Act 1995 when the scheme is confirmed

$2,695

153

On lodging a copy of a scheme under paragraph   17G(c) of the Insurance Act 1973 when the scheme is confirmed

$2,695

Other matters with no fee

154

On lodging a deed in relation to an application with ASIC for an exemption or modification under section   340

no fee

155

On lodging a notice under paragraph   465A(1)(a)

no fee

156

On lodging an auditor's report with ASIC under subsection   601HG(7)

no fee

157

On lodging with ASIC, under subsection   601KB(5), a copy of a withdrawal offer

no fee

158

On lodging a notice with ASIC mentioned in subsection   990B(6) relating to the appointment of an auditor of an Australian financial services licensee

no fee

159

On lodging, under subsection   1287(1), particulars of an event mentioned in that subsection

no fee

160

On lodging a notice under subsection   1299F(3)

no fee

161

On lodging a notice, under regulation   5C.1.02 of the Corporations Regulations, to change the name of a registered scheme

no fee

162

On lodging a notice, under regulation   5C.9.01 of the Corporations Regulations, telling ASIC that winding up of a scheme has commenced or been completed

no fee

163

On lodging with ASIC, under subregulation   7.5.90(4) of the Corporations Regulations, a completed Form 719

no fee

Authorised audit companies

164

On lodging an application for registration as an authorised audit company under section   1299A

$3,429

165

On lodging an annual statement under section   1299G

no fee



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