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CORPORATIONS ACT 1989 No. 109 of 1989 - SECT 1154
Commission may require licensed futures broker to give information
1154. (1) The Commission may, by writing given to a corporation that is the
holder of a futures brokers licence, direct the holder to give the Commission
specified information about, or a specified statement relating to, a business
of dealing in futures contracts that the holder carries on or has carried on.
(2) A direction under subsection (1) to give a specified statement may also
direct the holder to cause the statement to be audited by a registered company
auditor before it is given to the Commission.
(3) A person shall comply with a direction under this section:
(a) if the direction specifies a reasonable period for compliance-within
that period; or
(b) in any other case-within a reasonable period; or within that period as
extended by the Commission by writing given to the person.
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