Commonwealth Numbered Acts

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CORPORATIONS ACT 1989 No. 109 of 1989 - SECT 1154

Commission may require licensed futures broker to give information
1154. (1) The Commission may, by writing given to a corporation that is the
holder of a futures brokers licence, direct the holder to give the Commission
specified information about, or a specified statement relating to, a business
of dealing in futures contracts that the holder carries on or has carried on.

(2) A direction under subsection (1) to give a specified statement may also
direct the holder to cause the statement to be audited by a registered company
auditor before it is given to the Commission.

(3) A person shall comply with a direction under this section:

   (a)  if the direction specifies a reasonable period for compliance-within
        that period; or

   (b)  in any other case-within a reasonable period; or within that period as
        extended by the Commission by writing given to the person. 


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