Commonwealth Numbered Acts

CORPORATIONS ACT 1989 No. 109 of 1989 - SECT 1155

1155. (1) The Commission shall keep a Register of Futures Licensees for the
purposes of this Part.

(2) The Commission shall include in the Register, in relation to each licence,
a copy of:

   (a)  the licence; and

   (b)  each instrument that imposes conditions on the licence, or revokes or
        varies conditions of the licence, after the licence is granted.

(3) The Commission shall enter in the Register, in relation to each licence:

   (a)  the name of the licensee;

   (b)  the name of each director, and of each secretary, of the licensee;

   (c)  the day on which the licence was granted;

   (d)  in relation to each business to which the licence relates:

        (i)    the address of the principal place of business at which the
               business is carried on;

        (ii)   the addresses of the other places (if any) at which the
               business is carried on; and

        (iii)  if the business is carried on under a name or style other than
               the name of the licensee-that name or style;

   (e)  in the case of a futures brokers licence-the name, and the address of
        the principal place of business, of each futures organisation of which
        the licensee is a member;

   (f)  particulars of any suspension of the licence; and

   (g)  such other matters (if any) as are prescribed.

(4) Where a person ceases to hold a particular licence, the Commission shall
remove from the Register the documents included in it, and the particulars
entered in it, in relation to that licence.

(5) A person may inspect, and may make copies of, or take extracts from, the
Register.