Commonwealth Numbered Acts

CORPORATIONS ACT 1989 No. 109 of 1989 - SECT 796

796. Where a person (in this section and Subdivision B called the

"non-licensee") who carries on a securities business or investment advice
business enters into an agreement with a client of the non-licensee, being an
agreement that:

   (a)  constitutes, or relates to, a dealing or proposed dealing in
        securities involving a contravention by the non-licensee of
        subsection 780 (2); or

   (b)  relates to advising the client about securities, or giving the client
        securities reports, in circumstances involving a contravention by the
        non-licensee of subsection 781 (2); Subdivision B applies, whether or
        not anyone else is a party to the agreement.