Commonwealth Numbered Acts

CORPORATIONS ACT 1989 No. 109 of 1989 - SECT 795

795. Where, during a period when a corporation (in this section and
Subdivision B called the "non-licensee"):

   (a)  in contravention of subsection 780 (1), carries on, or holds itself
        out as carrying on, a securities business; or

   (b)  in contravention of subsection 781 (1), carries on an investment
        advice business or holds itself out to be an investment adviser; the
        non-licensee and a client of the non-licensee enter into an agreement
        that:

   (c)  constitutes, or relates to, a dealing or proposed dealing in
        securities; or

   (d)  relates to advising the client about securities, or giving the client
        securities reports; Subdivision B applies, whether or not anyone else
        is a party to the agreement.