(1)

Divisions 1 and 3 of Part 7.3, Parts 7.5, 7.6 and 7.7 and section 842 of the Act do not have effect in relation to a dealing in securities by the Exchange or a subsidiary of the Exchange for the purpose of, or in connection with, providing a facility:

(a)

under the Exchange's transfer delivery service provisions as defined in subsection 920 (1) of the Act; or

(b)

for the provision of a guaranteed securities loan as defined in subsection 954B (1) of the Act; or

(c)

under the provisions of business rules of a kind mentioned in paragraphs 954N (1) (a) and (b) or 954P (1) (a) and (b) of the Act.

(2)

Section 806 and Part 7.7 of the Act do not have effect in relation to an act carried out by:

(a)

an employee of the Exchange or a subsidiary of the Exchange; or

(b)

a person acting for the Exchange or a subsidiary of the Exchange; or

(c)

a person acting under an agreement with the Exchange or a subsidiary of the Exchange;

for the purposes of a dealing in securities of a kind mentioned in subregulation (1).