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CORPORATIONS REGULATIONS 2001 2001 No. 193 - REG 7.3.10A
Exemption from licensing — certain dealings
Divisions 1 and 3 of Part 7.3, Parts 7.5, 7.6 and 7.7 and section 842 of the
Act do not have effect in relation to a dealing in or with an interest in a
superannuation scheme if:
- (a)
- the interest in superannuation scheme is
wholly underwritten by 1, or more than 1, life policy within the meaning of
the Life Insurance Act 1995 ; and
- (b)
- the dealing involves a life company within the meaning of that Act, or a
life insurance broker within the meaning of the Insurance (Agents and
Brokers) Act 1984 , or an employee, agent or sub-agent of the life company or
life insurance broker.
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