Commonwealth Numbered Regulations

1986 No. 150 FUTURES INDUSTRY REGULATIONS - REG 30

30. For the purposes of sub-section 138 (7) of the Act-

   (a)  a futures broker shall maintain instructions by a client to deal in
        futures contracts separately from instructions to deal in futures
        contracts on the broker's own account;

   (b)  the prescribed particulars of instructions by a client to deal in
        futures contracts are short particulars of the matters referred to in
        paragraphs 138 (7) (a), (b) and (c) of the Act;

   (c)  the prescribed particulars of instructions to deal in futures
        contracts on the broker's own account are short particulars of the
        matters referred to in paragraphs 138 (7) (d) and (e) of the Act; and

   (d)  the prescribed period is 7 years.