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1997 No. 116 RETIREMENT SAVINGS ACCOUNTS REGULATIONS - REG 2.04
RSA holders to whom RSA providers are not required to give information
2.04. (1) Subject to subregulation (2), an RSA provider need not give
information to an RSA holder if:
(a) the RSA provider has an address for the RSA holder, and:
(i) the RSA provider is satisfied, on reasonable grounds, that that
address is incorrect; and
(ii) the RSA provider has taken reasonable steps to locate the RSA
holder but has been unable to do so; or
(b) the RSA provider has no address for the RSA holder, and:
(i) has been unable to obtain an address for the RSA holder; and
(ii) has taken reasonable steps to locate the RSA holder, but has
been unable to do so. RSA provider becoming aware of RSA
holder's address, etc
(2) Subject to subregulation (3), if an RSA provider has refrained, in
reliance on subregulation (1), from giving information to an RSA holder, the
RSA provider must give information to the RSA holder if the RSA provider later
becomes aware of the RSA holder's address or location.
(3) Subregulation (2) applies only in respect of information that the RSA
provider becomes liable to give to the RSA holder after becoming aware of the
RSA holder's address or location.
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