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LEGAL PROFESSION ACT 2007 - SECT 311
Exceptions to requirement for disclosure
311 Exceptions to requirement for disclosure
(1) Disclosure under section 307B , 308 or 309 (1) is not required to be made
in any of the following circumstances— (b) if— (i) the client has received
1 or more disclosures under section 307B , 308 or 309 (1) from the law
practice in the previous 12 months; and
(ii) the client has agreed in writing
to waive the right to disclosure; and
(iii) a principal of the law practice
decides on reasonable grounds that, having regard to the nature of the
previous disclosures and the relevant circumstances, the further disclosure is
not warranted;
(c) if the client is— (i) a law practice or an Australian
legal practitioner; or
(ii) a public company, a subsidiary of a public
company, a large proprietary company, a foreign company, a subsidiary of a
foreign company or a registered Australian body, each within the meaning of
the Corporations Act ; or
(iii) a financial services licensee within the
meaning of the Corporations Act ; or
(iv) a liquidator, administrator or
receiver, as mentioned in the Corporations Act ; or
(v) a partnership that
carries on the business of providing professional services if the partnership
consists of more than 20 members or if the partnership would be a large
proprietary company, within the meaning of the Corporations Act , if it were a
company; or
(vi) a proprietary company, within the meaning of the
Corporations Act , formed for the purpose of carrying out a joint venture, if
any shareholder of the company is a person to whom disclosure of costs is not
required; or
(vii) an unincorporated group of participants in a joint
venture, if— (A) 1 or more members of the group are persons to whom
disclosure of costs is not required; and
(B) 1 or more members of the group
(the
"relevant members" ) are persons to whom disclosure is required; and
(C) all
relevant members have indicated that they waive their right to disclosure; or
(viii) a Minister of the Crown in right of a jurisdiction or the Commonwealth
acting in his or her capacity as a Minister, or a government department or
public authority of a jurisdiction or the Commonwealth; or
(ix) a trustee
within the meaning of the Bankruptcy Act 1966 (Cwlth) , section 5 (1) ,
definition the trustee , paragraphs (a) to (c) ;
(d) if the legal costs or
the basis on which they will be calculated have or has been agreed as a result
of a tender process;
(e) if the client will not be required to pay the legal
costs or they will not otherwise be recovered by the law practice; Example of
paragraph (e)— if the law practice acts in the matter on a pro bono basis
(f) in any circumstances prescribed under a regulation.
(3) A law practice
must ensure that a written record of a principal’s decision that further
disclosure is not warranted as mentioned in subsection (1) (b) is made and
kept with the files relating to the matter concerned.
(4) The reaching of a
decision mentioned in subsection (3) otherwise than on reasonable grounds is
capable of constituting unsatisfactory professional conduct or professional
misconduct on the part of the principal.
(5) Nothing in this section affects
or takes away from any client’s right— (a) to progress reports under
section 317 , unless section 317 (5) applies; or
(b) to obtain reasonable
information from the law practice in relation to any of the matters stated in
section 307B or 308 ; or
(c) to negotiate a costs agreement with a law
practice and to obtain a bill from the law practice.
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