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[2022] NSWSC 844
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Matinca v Coalroc (No 5) [2022] NSWSC 844 (30 June 2022)
Last Updated: 1 July 2022
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Supreme Court
New South Wales
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Case Name:
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Matinca v Coalroc (No 5)
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Medium Neutral Citation:
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Hearing Date(s):
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31 May; 1, 2, 3, 4, 7, 8, 9 June 2021
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Date of Orders:
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30 June 2022
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Decision Date:
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30 June 2022
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Jurisdiction:
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Common Law
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Before:
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Campbell J
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Decision:
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See paragraph 169.
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Catchwords:
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NEGLIGENCE – causation – scope of liability – determining
the cause of the incident causing injury – whether
work induced fatigue
caused the relevant incident resulting in injury NEGLIGENCE –
duty of care – particular relationships – employer and employee
– scope of duty – whether
duty of care extends to travelling home
from the workplace
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Legislation Cited:
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Cases Cited:
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Texts Cited:
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“Rural Road Design”, Aust Roads (1989)
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Category:
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Principal judgment
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Parties:
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Troy Anthony Matinca (Plaintiff) Coalroc Contractors Pty Ltd
(Defendant)
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Representation:
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Counsel: P. Cummings SC with P. Williams (Plaintiff) M. McCulloch SC
with D. Stanton (Defendant)
Solicitors: Burke Mead Lawyers
(Plaintiff) HWL Ebsworth Lawyers (Defendant)
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File Number(s):
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2019/111036
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Publication Restriction:
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Nil
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JUDGMENT
- The
plaintiff, Mr Troy Matinca (“Mr Matinca”) claims damages from the
defendant, Coalroc Contractors Pty Ltd (“Coalroc”)
for serious
personal injury he suffered at about 8:20 p.m. on Sunday, 17 April 2016 in a
single-vehicle collision. Mr Matinca was
the sole occupant, and of course,
driver of the vehicle. He was travelling in a generally southerly direction on
Macquarie Rd., Warners
Bay, New South Wales, when at the end of a sweeping
right-hand curve in the road his vehicle left the road way on its western side,
colliding with a tree by an off-side side-swipe, re-entered, and crossed, the
carriageway in a generally easterly direction colliding
head-on with another
tree located some 18 metres into the scrub from the edge of the carriageway,
halting the vehicle. Mr Matinca
was driving a blue Toyota Prado SUV. Below I
have reproduced a diagrammatic representation supra-imposed on an aerial
photograph
of the stretch of road involved and depicting the two approximate
impact locations. The diagrammatic representation is taken from
the report of Mr
Grant Johnston dated 28 November 2019 (Exhibit DCB, p. 124). Mr Johnston is an
expert traffic engineer with qualifications
in accident
reconstruction:
- Mr
Matinca had to be cut from his SUV after a confinement of about 1 hour. His
serious injuries included: a traumatic brain injury
involving retrograde and
post-traumatic amnesia (the latter for a period of about 18 days); fracture of
the base of the skull; multiple
facial fractures; a degloving injury of the
right arm; a comminuted scapular fracture; non-displaced fracture of the
manubrium; fractures
to the spinus processes involving the T1, T4, T5, T6 and T7
levels; and pulmonary contusion (Exhibit E).
- Subject
to the resolutions of questions of liability and contributory negligence,
quantum has been agreed in the sum of $1,615,403.26
(MFI 10).
The nature of the case
- Mr
Matinca was employed by Coalroc as an underground coal miner. He had worked for
various employers as a coal miner since about 2004.
Coalroc provided mining
services under contract, including the provision of labour, to the operator of
the Ulan West Coal Mine in
the upper Hunter Valley. Mr Matinca was one of its
coal miners whose labour was supplied under the contract. The Ulan West Coal
Mine
is an underground coal mine in the vicinity of the village of Ulan, about
45 minutes by road north, northeast of Mudgee.
- Mr
Matinca sues Coalroc for damages for breach of the duty of care owed to him by
Coalroc as his employer. As Mr Matinca is a coal
miner, being a worker employed
in or about a mine, the amendments made by the Workers Compensation Further
Amendment Act 2001 do not apply to him: s 282, Schedule 6, Part 18, Clause 3
Workers Compensation Act 1987 (“WCA”). That is, any common
law right to damages for the consequences of the accident is modified by
Divisions 2 and
3 of Part 5 WCA in the form they took immediately prior to the
commencement of the 2001 amendments on 6 December 2001. It also means that the
provisions of the Civil Liability Act 2002 (NSW) (“CLA”)
do not apply to questions of liability and damages in this case: s 3B(1)(f)
CLA. All questions of the existence, nature, scope and content of the
duty of care, negligence and contributory negligence are to be applied
by
application of the general law. Damages would have been assessed in accordance
with the applicable form of Div. 3 of Pt 5 WCA but because of the agreement of
the parties no question arises about damages payable if Mr Matinca is successful
on liability,
subject to the apportionment of damages if Coalroc is successful
in establishing its partial defence of contributory negligence.
- The
single vehicle incident in which Mr Matinca was seriously injured occurred about
259 kilometres from the mine, about 2 hours and
20 minutes after Mr Matinca left
the mine precinct and while he was travelling to his home at Mt Hutton in
Newcastle’s Lake
Macquarie neighbourhood, a comparatively short distance
from the accident site. Mr Matinca’s case is that the occurrence of
his
single vehicle incident was caused or materially contributed to by work induced
fatigue occasioned by the nature and conditions
of his employment with Coalroc
and that the temporal or spatial scope of the duty Coalroc owed him in the
circumstances extended
to that occurrence. He says that Coalroc was negligent in
failing to take available precautions to manage the risk of a fatigue-induced
traffic accident on his journey home at the end of his “tour” of
work over the weekend of 15, 16 and 17 April 2016.
- Coalroc
disputes these matters. First, it says that its duty ended when Mr Matinca drove
his SUV out of what is referred to as the
corporate road connecting the mine to
the Golden Highway as he commenced his journey home. Secondly, it argues that
even if fatigue
was a relevant legal cause and its duty extended so far, it was
not negligent given the procedures it had adopted to manage the risk.
Thirdly,
it denies that work induced fatigue was a legal cause of the occurrence and
rather argues that I could not be satisfied
on the balance of probabilities that
a normal incidence of Mr Matinca’s journey home, such as speed or driving
conditions,
had been excluded as the cause. Fourthly, it argues, if Mr Matinca
is otherwise successful, his damages must be reduced by a considerable
measure
by reason of his failure to take reasonable care for his own safety on the
journey home. These then are the issues.
Agreed facts
- The
following facts are agreed between Mr Matinca and Coalroc:
(a) Ulan West Operations Pty Ltd, no longer a party to the proceedings, was the
operator and occupier of the mine.
(b) Coalroc was engaged by the operator to supply underground mining
services.
(c) Mr Matinca commenced employment with Coalroc at the mine in or about
February 2016.
(d) During his employment with Coalroc Mr Matinca was assigned to perform
underground mining work at the mine.
(e) While working at the mine Mr Matinca was subject to the direction and
control of both the operator and Coalroc.
(f) Mr Matinca’s usual place of residence was at Mt Hutton, New South
Wales.
(g) The distance between Mr Matinca’s residence and the mine was
approximately 270 kilometres.
(h) The plaintiff was employed to work on a weekend roster
(“tour”).
(i) The weekend roster required Mr Matinca to work 3 shifts of 12 hours between
6 a.m. and 6 p.m., each Friday, Saturday and Sunday.
(j) During each shift Mr Matinca was allowed two, half hour crib breaks.
(k) Shift time includes travel in and about the mine as necessary to access his
place of work and time for showering and changing
toward the end of the
shift.
(l) During the period of Mr Matinca’s employment, Coalroc had a Fatigue
Management Procedure, which was applicable to Mr Matinca’s
work at the
mine.
(m) Mr Matinca completed each of his 12 hour shifts on 15, 16 and 17 April
2016.
(n) At approximately 6 p.m. (other evidence suggests 6:10 p.m.) on 17 April
2016, Mr Matinca commenced to drive from the mine towards
his residence.
(o) At approximately 8:20 p.m. on 17 April 2016, Mr Matinca was driving along
Macquarie Road, Warners Bay, New South Wales, when
he was involved in a single
vehicle traffic incident.
In relation to (l), the evidence establishes that the operator also had a
fatigue management plan or protocol which Coalroc was contractually
bound to
observe in the supervision of its employees.
What happened and why?
- It
seems logical to commence with a consideration of the circumstances, and factual
cause, of Mr Matinca’s accident. Unless
he proves work-induced fatigue at
least materially contributed to it, no point is served by giving other than
general consideration
to the other issues involved.
- There
is an immediate difficulty in resolving this issue. Because of the severity of
Mr Matinca’s injuries, and in particular,
the head injury, involving as I
have said, both retrograde and post-traumatic amnesia, it is not in dispute that
Mr Matinca cannot
recall the circumstances of the accident (Evidentiary
Statement 5 August 2019 [71]; Exhibit PCB 1). I formed the impression that
he
had no clear memory of leaving work on 17 April 2016 (84.22 - .42T). He
“thinks” the last thing he remembers is packing
up to go to work
early that morning. He had no clear recall of even prior journeys to and from
the mine during the six weeks or
so that he worked there before the accident. I
am not suggesting his retrograde amnesia was of such a long duration, rather he
had
no reason to recall specific features of previous journeys. He was asked a
number of questions relevant to the week before his crash
but was unable to
answer in any specific way (120.23T – 121.7T). He was able to describe the
route he followed because he always
went the same way, there and back (118.35T).
- It
is obvious that Mr Matinca is unable to provide any direct evidence about what
happened immediately before the incident or any
explanation for it. It is
necessary for him to rely upon circumstantial evidence and permissible
inferential reasoning processes,
if available, to prove the facts he needs to
establish to make his case good on the balance of probabilities. Mr P.R.
Cummings SC,
who appeared with Mr P.K. Williams for Mr Matinca, reminded me of
the principles of law relevant to proof by circumstantial evidence
in civil
cases discussed in Bradshaw v McEwans Pty Ltd (1951) 217 ALR 1
(“Bradshaw”) at 5 (Dixon, Williams, Webb, Fullagar and Kitto
JJ), Luxton v Vines (1952) 85 CLR 352; [1952] HCA 19 at 358 (Dixon,
Fullagar and Kitto JJ) and Jones v Dunkel (1959) 101 CLR 298; [1959] HCA
8 at 304 – 305 (Dixon CJ). In Bradshaw, the unanimous Court stated:
“Of course as far as logical consistency goes many hypotheses may put
which the evidence does not exclude positively. But this
a civil and not a
criminal case. The difference between the criminal standard of proof in its
application to circumstantial evidence
and to civil is that in the former the
facts must be such as to exclude hypotheses consistent with innocence, while in
the latter
you need only circumstances raising a more probable inference in
favour of what is alleged. In questions of this sort, where direct
proof is not
available, it is enough if the circumstances appearing in evidence give rise to
a reasonable and definite inference:
they must do more than give rise to
conflicting inferences of equal degrees of probability so that the choice
between them is merely
a matter of conjecture: (citation omitted). But if
circumstances are proved in which it is reasonable to find a balance of
probabilities
in favour of the conclusions sought then, though the conclusion
may fall short of certainty, it is not to be regarded as a mere conjecture
or
surmise: (citation omitted).”
- In
Jones v Dunkel Dixon CJ emphasised that the onus lying upon the plaintiff
in a civil case required the proffering of “evidence supporting
some
positive inference implying negligence and it must be an inference which arises
as an affirmative conclusion from the circumstances
proved in evidence and one
which they establish to the reasonable satisfaction of a judicial mind”.
After a discussion of Bradshaw, his Honour continued (p. 305):
“...the law ... does not authorise a court to choose between guesses,
where the possibilities are not unlimited, on the ground
that one guess seems
more likely than another or the others. The facts proved must form a reasonable
basis for a definite conclusion
affirmatively drawn of the truth of which the
tribunal of fact may reasonably be satisfied.”
That the Chief Justice was in dissent as to the result has never stood in the
way of the acceptance of the correctness of the stated
principle.
- With
these principles in mind, I will turn to a consideration of all of the relevant
circumstances established by evidence I accept.
Fatigue
- It
is not in dispute that the work of an underground coal miner is strenuous and
tiring. Mr Matinca’s weekend shift involved
long hours. In
cross-examination, Mr Matinca described it pithily as follows
(104.35T)
“When you’re doing 12-hour shifts, they’re obviously long
days, especially at the face, you’ve got to add
how long it took to get to
work, for a start, before you even done (sic) the shift and then the shift
length, then you’ve got
to add the journey home. So, there are some
long days in there, depending what mine site I was at.”
- As
I have said already, Mr Matinca’s “tour” required him to work
a weekend roster involving 3, 12 hour shifts on
each of Friday, Saturday and
Sunday from 6 a.m. to 6 p.m.. According to his Evidentiary Statement of 5 August
2019 (Exhibit PCD A-1
– 41) on Thursday evening preparatory to reporting
for work on Friday, Mr Matinca would go to bed at about 8 p.m. or 8:30 p.m.
([63]). He arose at 2 a.m. to leave for work. The journey may take around 3
hours and 15 minutes ([40]). He would sometimes stop
for fuel or a quick
breakfast, but mostly he would “simply drive through” ([41]). As no
one else in his weekend crew
lived nearby he would invariably travel alone.
- When
he arrived at the mine he would log on, subject himself to mandatory alcohol and
drug testing, change into his work gear before
attending the operator’s
toolbox talk at 6 a.m., during which, inter alia, the work for the day would be
discussed. His crew
of 4 or 5 miners would then be conveyed to their worksite
underground at the coal mine. Usually, the 2 prescribed crib breaks would
be
taken as one of one hour ([46]) at some convenient time in the day’s
production cycle. At or about 6 p.m. Mr Matinca and
his crew would return to the
change room to shower and change before logging off and leaving the mine.
- While
on tour (an expression that Mr Matinca disliked because it was not one used by
coal miners: 111.15T), Mr Matinca shared a cabin
with one of his workmates at a
caravan park in Mudgee, a 45-minute drive from the mine. Neither the operator
nor Coalroc provided
accommodation and those classified as
“drive-in/drive-out” miners would have to make their own
arrangements in Gulgong
or Mudgee.
- Drive-in/drive-out
workers were those identified as travelling “from areas outside the
mid-western region at the start and end
of each tour” (Ulan West
Underground Fatigue Management Procedure, Exhibit PCB 89 – 101, p. 97). It
is implicit that
workers in this category would stay in temporary accommodation
in the area. I infer this, from the definition of “commute”
which
relates to “time spent travelling to/from site for each shift
whilst on tour”. Mr Matthew Piscioneri, the Health, Safety and Training
Manager employed by the operator at the mine,
called in the plaintiff’s
case, defined the mid-western region as anywhere within “100 kilometre
radius from the site”
(371.50T).
- While
staying in Mudgee Mr Matinca usually awoke at about 4:15 a.m. so he tried to get
at least 8 hours proper sleep (109.25T), however,
he accepted the time may vary
“according to how tired he felt” but bearing in mind the time he had
to get up at in the
morning (110.50T – 111.5T). He tried to get
“enough sleep so he could turn up fit for work the next day”
(111.8T).
Fitness for work was a concept emphasised in Coalroc’s Safety
Health Management Plan (Exhibit PCD 1-88, pp. 37 – 38).
It was the
obligation of each individual to arrive at work, “fit for work”.
Matters affecting this status included “fatigue,
grief, stress and illness
as well as drugs and alcohol” (p. 37). In cross-examination Mr Matinca was
asked to give his own
understanding of the meaning of the expression “turn
up fit for work” (102.35T). He said:
“No drugs and alcohol were the main two, but you wouldn’t get
on-site, anyway, because you have a blow in a breathalyser
before you get on -
get into the change rooms to get changed. Yes, obvious I, fatigue-wise,
turn up alert, yeah.”
He agreed that coalminers need to make adjustments to their lifestyle
“to make sure that [they’re] able to turn up fit
for work”
(102.44T). It was not suggested that Mr Matinca had an issue with alcohol
(102.50T – 103.5T). Fatigue was the
focus of the discussion. While he
would make sure he got enough sleep to turn up fit for work, the time he retired
might vary according
to how tired he was from the day’s exertions (111.45T
– 112.5T).
- On
the Sunday morning he would set the alarm on his mobile phone a little earlier
to allow sufficient time for him to pack up for
the journey home after his shift
before leaving for work. His time-records show, for instance, that on Sunday 17
April 2016, he logged
in at 5:48 a.m. for his 6 a.m. start (Exhibit PCB, pp. 120
- 121). I infer he left his accommodation at Mudgee at about 5 a.m..
- He
was familiar with the issue of fatigue in the coal mining industry from his own
training, knowledge and experience (104.16T). And
he was aware “about the
role that driving may have in relation to fatigue” (104.21T). He said he
was “an experienced
miner and knew about fatigue in the industry”
(105.23T). “Fatigue was part of all inductions” of which Ulan Mine
was an example (105.13T).
- Speaking
of his usual practice, he did not rest in his car before driving home on any
Sunday night because he felt like he could get
home safely (113.25T). Mr Matinca
made it quite clear that he would not contemplate returning to Mudgee at the
completion of his
Sunday shift to spend a night in his accommodation at his own
expense (87.5 - .10T). He accepted that he may well have been then
“fully
refreshed” at the start of his journey back to Mt Hutton, and it was an
“option”. But apart from the
additional expense, I formed the
impression that he regarded it as something of a waste of time to travel 45
minutes in the opposite
direction from his home for the purpose of giving
himself a longer journey on the Monday morning (88.5 - .35T).
The
results of police investigation
- An
off-duty nurse, Ms Kasey Arkinstall, who was not an eyewitness, but who heard
the sound of the collision attended the scene, tended
to Mr Matinca as best she
could and contacted emergency services. Police were dispatched at about 8:30
p.m. and when Constable Jason
Welch arrived at the scene other emergency
services, including ambulance officers, Westpac rescue paramedics and fire and
rescue
units were already present. As I have said, rescue personnel had to
extricate Mr Matinca from his Toyota Prado, a process which took
some time.
- Neither
Ms Arkinstall nor Const. Welch nor any other person at the scene in the
immediate aftermath were required to give evidence.
Const. Welch evidently
undertook an inspection of the broader scene. From photographs taken the
following day while the Toyota Prado
remained in situ against the second tree,
it is evident that he was able to locate and identify the first tree by
reference to evident
damage to its trunk, including the extensive removal of
bark (Exhibit PCB pp. 302, 305 and 310). His original record was created
at 4:05
a.m. on 18 April 2016 (Exhibit PCB p. 140). He recorded the incident as having
occurred between 8:20 p.m. and 9:50 p.m. on
17 April 2016. He recorded the
weather conditions as “raining/overcast” and the prevailing speed
limit as “60 KPH”.
I interpolate that both traffic engineers, Mr
Nigel McDonald (Exhibit PCB, p. 68) and Mr Grant Johnston (Exhibit DCB, p. 115),
state
that the speed limit at the time of the incident was 70 kph. One might
normally defer to the information provided by a police officer
familiar with the
locality, but Mr McDonald has provided a detailed footnote 1 setting out
apparently reliable confirmatory material.
On this occasion, I prefer the
evidence of the experts.
- From
his observations Const. Welch provided a narrative of events which is not in
dispute. His opinion as to the cause of the accident
was objected to and
rejected by me. From his inspection of the scene and the physical evidence his
narrative is as follows:
“About 8:20 p.m. on Sunday 17 April 2016 [Mr Matinca] was in control of
vehicle 1, a blue Toyota Prado 1990 Registration .......
Vehicle 1 was travelling in a [generally southerly] direction along Macquarie
Rd., Warner’s Bay before [Mr Matinca] lost control,
resulting in vehicle 1
crossing onto the incorrect side of the road before leaving the sealed road and
clipping a tree.
As a result of vehicle 1 clipping a tree, vehicle 1 has ricochet (sic) back onto
the correct side of the sealed road before travelling
in a [generally easterly]
direction into scrub land before vehicle 1 collided head on into a tree.”
As I have said, there was no dispute between the parties who each have had
the benefit of the consideration and opinion of a relevantly
qualified traffic
expert, that Const. Welch’s narrative is consistent with the available
physical evidence, such as it may
be.
- I
should also say that Const. Welch recorded that he had attended Mr
Matinca’s home address at about 10 p.m. on the same day
“in order to
notify next of kin” who in this case was Mr Matinca’s father, Mark
Matinca about the incident. Mr
Matinca Snr. informed Const. Welch that,
“his son had just finished three 12 hour shifts over 3 days at his place
of work in
Mudgee before driving approximately 3 hours home”. Mr Matinca
Snr did not give evidence but, again, this part of Const. Welsh’s
narrative was admitted without objection. While one could be pernickety and
consider Mr Matinca Snr’s representation to be
hearsay because it is
strictly reliant upon what his son had told him at some stage about his place of
work, his hours of work and
his travelling time working for Coalroc, there is no
dispute about those facts. But it is important to record here what Mr Matinca
Snr said because of other matters relied upon by Coalroc in another document of
which Mr Matinca Snr was a primary source.
- Police
photographs of the Toyota Prado and the general scene (Exhibit PCB pp. 288
– 314), show that the roof of the vehicle
had been peeled back and the
off-side, or driver’s side, doors had been cut away to extract Mr Matinca.
But apparently there
was sufficient evidence of the condition of the panel work
for the traffic experts to agree that the accident-related damage sustained
was
consistent with a sideswiping type of collision with the first tree which was
important in explaining how the Toyota Prado came
to “ricochet”
across the carriageway into the scrub opposite before colliding with the second
tree.
- Photographs
also depict the extensively damaged front end of the Toyota Prado wrapped around
the second tree, about centrally. The
degree of deformation including
indentation of the second tree into the panel work on the front of the vehicle
enabled calculations
to be made permitting an estimate of impact speed from
which, having regard to distance travelled to both points of impact,
extrapolations
were able to be made of the approximate speed of the Toyota Prado
at the point of Mr Matinca’s loss of control, although there
was a degree
of disputation between the experts about the conclusions the physical evidence
supported. I will return to this when
dealing with their
evidence.
Other accounts
- Over
the objection of Mr Cummings, I admitted into evidence the narrative contained
in a workers’ compensation claim form signed
by Mr Matinca Snr on 28 April
2016 and Mr Matinca on 27 June 2016 (Exhibit 3). I also allowed certain other
information contained
in the Motor Accidents Notification Form signed by Mr
Matinca Snr on 13 May 2016 (Exhibit DCB pp. 403 – 408). I admitted Exhibit
3 on the narrow basis provided for by s 87 Evidence Act 1995 (NSW)
requiring a court to admit evidence of an admission if it is reasonably open to
find that a party made an admission. My full
reasons for admitting Exhibit 3 are
set out in Matinca v Coalroc (No 2) which will be published with this
principal judgment. Essentially, I held that at the point of receipt of the
evidence in any event,
it was open to hold that Mr Matinca’s signature of
27 July 2016 ratified his father’s account provided on his behalf
for the
purpose of claiming workers’ compensation.
- The
Accident Notification Form falls into a different category. It is not
countersigned by Mr Matinca so the argument about the possibility
of it being
treated as an admission did not arise, but a second part of the narrative
contained in that document appeared to me to
be admissible under s 69
Evidence Act because although Mr Matinca Snr was not called by either
party, the content of the second part of his description appeared to me to
be
matters about which it may reasonably be supposed that Mr Matinca Snr has
personal knowledge of the facts asserted. My full reasons
for admitting the
document were set out in Matinca v Coalroc (No 3) which will be published
with this principal judgment. The admissibility of the second statement is also
relevant to the admission
of a Council work order (Exhibit DCB p. 209,
documenting heavy patching work on a stretch of Macquarie Road on 10 May 2016 to
which
I will return). It too is the subject of a separate interlocutory judgment
published with these reasons.
- The
narrative contained in Exhibit 3 is in the following terms. I should say before
reciting it, that although in appearance Exhibit
3 could be construed as the
work of at least 2 hands, Mr Matinca gave evidence that his father is
ambidextrous and all of the handwriting
appearing, other than his own signature,
was his father’s. This evidence was not challenged. Mr Matinca Snr
therefore wrote,
I accept:
“Driving home from work lost control of car in slippery wet conditions,
side swiped one tree then slammed into another tree.”
- The
portion of the narrative in the accident notification form which I admitted is
in the following terms:
“This section of (rejected) road has since been repaired and resurfaced
three weeks after this accident”.
- Mr
McCulloch SC, who appeared with Mr D Stanton for Coalroc, argued that the
account of Exhibit 3 is inconsistent with Mr Matinca’s
case in as much as
it ascribes the cause of his loss of control to “slippery wet
conditions”, rather than “work
induced fatigue”. As there may
be concurrent causes for an incident one or more of which may be due to the
defendant’s
negligence and others not, the asserted inconsistency does not
exclude legal liability if the cause or causes attributable to a
defendant’s
negligence materially contributed to the harm in respect of
which a plaintiff’s claim is made.
- While
I admitted Exhibit 3 on a limited basis, I am not satisfied that the narrative
written by Mr Matinca Snr is a reliable account
even if Mr Matinca’s later
signature is a “ratification” of his father’s account. It is
quite clear that
Mr Matinca, genuinely, has no actual recollection of what
happened. I repeat his last recollection appears to be packing up his
accommodation
between 4 and 5 a.m. on 17 April 2016. His father was not an
eyewitness, and it is not suggested that he was. It is not disputed
that he
first heard of his son’s accident when Const. Welch called on him at home
at about 10 p.m. on 17 April 2016. At that
time, he could know nothing about
what happened other than what might have been said to him by Const. Welsh, who
himself was not
an eyewitness. Of course, for what it is worth, the information
relayed by Mr Matinca Snr. to Const. Welch is consistent with Mr
Matinca’s
case of “fatigue” and indeed more consistent with that than any
other hypothesis ventilated in the case
to explain the accident.
- I
am prepared to accept that the narrative in Exhibit 3 is technically an
admission because it is a statement which Mr Matinca seems
to have adopted by
his signature, which is against his interest. An admission is admissible
regardless of the party’s actual
knowledge of the true facts. However,
this does not make it a reliable account. Evidential admissions rarely
constitute conclusive
evidence. The probative force of an admission may well
depend upon the party’s actual knowledge: Lustre Hosiery Ltd v York
(1935) 54 CLR 134; [1935] HCA 71 at 143 - 4, Rich, Dixon, Evatt and
McTiernan JJ. In circumstances where neither Mr Matinca nor his father can give
any direct evidence
about what happened and why from his own perceptions, I do
not regard the statement, even if it is as Mr McCulloch submits, as reliable,
and I will put it to one side. On the other hand, Mr Matinca Snr.’s
statement about the section of road being “repaired
and resurfaced”
after the accident does appear to me to be reliable, especially when read in
connection with other relevant
evidence, including the works order I have
referred to and the evidence of Mr Johnston.
Was the road
repaired?
- On
12 October 2020, the solicitors for Coalroc issued a subpoena to the Lake
Macquarie City Council, the local government authority
responsible for the road
area where Mr Matinca’s accident happened. Amongst the documents called
for were the following:
(1) “Any correspondence requesting road repairs received by RMS or made by
RMS for the period 1 January 2013 to 31 December
2018 in respect of [Macquarie
Rd, Warners Bay New South Wales, from the intersection of King and Medcalf
Streets to John Street].”
- Among
the documents produced is a “RMCC – Work Order” (Exhibit DCB,
p. 409) for work done on 10 May 2016 involving
“heavy patching MR527
Macquarie Street, Warner’s Bay 2 100 MM heavy patches on sweeping corner
eastbound down lane causing
cars to shutter over bumps”. There is no
evidence as to what “shutter” means in this context. There is no
evidence
that it is a technical term of art. It may be a misprint of
“shudder”, as Mr McCulloch argued, but I need not resolve
that
question one way or the other. It is enough to understand that it is persuasive
evidence that a section of Macquarie Rd in the
vicinity of the curve where the
loss of control occurred was heavily patched on 10 May 2016. Probably, it was
not extensive work
given it was completed in a single day. The work seems to
have involved two, 100 mm patches. I take the 100 mm to be the thickness
of the
patches.
- As
I have said, Mr Grant Johnston is the expert traffic engineer qualified to give
evidence on behalf of Coalroc. His first report
dated 28 November 2019 is
Exhibit DCB pp. 88 - 156. Mr Johnston conducted a view of the incident location
in November 2019. Although
having observed in his first report (Exhibit DCB p.
108) that the roadway was in good condition at the time of his view and that
historical photographs suggested the same at the time of the incident, Mr
Johnston also said (p. 114) that while the southbound lane
appears in good
condition, the opposing northbound lane at best was in “a fair condition
with a number of irregularities and
defects”. He notes an
“allegation” that the pavement may have been resurfaced and with
respect, speculates that
this involved the southbound lane, “if it was in
similar condition to what I observed in the northbound lane”. It seemed
to
me that there was patching evident in Mr Johnston’s photographs, figures
5.4 and 5.8, always bearing in mind the natural
limitations upon the capacity of
the trial court to treat photographs as though they were real evidence and the
caution that must
be exercised in interpreting photographs without the
assistance of eyewitness explanations of what they depict.
- Mr
McDonald did not mention resurfacing in his first report of 19 January 2018
(Exhibit PCB 2, p. 57ff). However, in his second report
(Exhibit PCB 2, p.
104), he agrees that some resurfacing may have occurred mainly because
aerial images of the site show segments
of the southbound lane appear to have
been marked for resurfacing as of 4 May 2016 and then resurfaced as of 6 October
2016. This
seems to dovetail with the evidence provided by the work order. It
does appear by the time of their joint report of 4 May 2021 (Exhibit
PCB 2, p.
36ff), while the experts disagreed
“as to the lower bound of the
likely friction on the road surface”, they did agree that the road surface
had been resurfaced
prior to either of them having attended the site (p. 139,
(xii)).
- I
accept on the balance of probabilities that resurfacing of the road by way of
thick patching occurred on or about 10 May 2016 as
stated in the work order.
This is consistent with Mr Matinca Snr’s observation recorded in the
traffic accident notification
form. I also accept the reference to
“bumps” in the work order form and that the presence of bumps on the
carriageway
may affect its efficiency as a means of passage for motor vehicles
travelling at the speed limit, or perhaps even more so, the design
speed as
explained by the experts. This must be so whether or not “shutter”
is a misprint of “shudder”.
- In
general terms, the significance of the resurfacing or patching from the point of
view of the experts is what it might say about
the actual condition of the
surface of the road in the affected areas at the time of the incident. This in
turn is relevant to the
issue of friction, or traction between a vehicle’s
pneumatic tyres and the road surface on a sloping section of roadway, perhaps
especially when wet. While one may accept Mr McDonald’s opinion that
resurfacing “is ... not an indicator of a pavement
traction
deficiency”, per se, the information contained in the work order is
certainly indicative of an irregularity on the surface of the road. On the
balance
of probabilities, I accept that there was such a
“deficiency” in the vicinity of the curve. There is certainly no
evidence
of any “cluster” of accidents on the curve at about this
time due to any pavement irregularity or deficiency. No one
is suggesting that
the curve should be regarded as any kind of accident
“blackspot”.
The opinion of Dr Desai
- Dr
Anup Desai is a legally qualified medical practitioner practising as a
specialist respiratory and sleep physician. His report of
25 June 2019 was
admitted as Exhibit PCB 2 p. 32ff. In his report Dr Desai said “driver
fatigue” is a general term. Its
manifestations including
“drowsiness, sleepiness, impaired vigilance and inattention as well as
falling asleep”. It is
a well-recognised cause of motor vehicle accidents.
He identified a number of risk factors: driving at a time of physiological
sleepiness;
the presence of a sleep disorder; the influence of drugs; and
driving for long periods without rest. None of these risk factors as
defined
strictly apply to Mr Matinca, although one could understand that a person who
had worked the hours Mr Matinca did over the
previous three days may fall into a
category of “physiological sleepiness” even if the hours during
which he was driving
home did not fall into typical time zones.
- Dr
Desai explained the features of fatigue related accidents in the following
terms: (Exhibit PCB 2, p. 40 [24]):
“Fatigue related road accidents frequently share common features. They
often involve a single vehicle running off the road
with no evidence of braking
or other preventative action before an accident. An absence of braking before an
accident suggests a lack of attention, which may be due to sleep or
sleepiness in a fatigued driver. The accident often occurs on a
high-speed road and the driver is alone in the vehicle. Other causes are
eliminated
e.g. mechanical defect, speeding, excess alcohol, bad weather.”
(Citations omitted.) (Emphasis added.)
- Dr
Desai explained that sleep is essential for normal organ function and life.
Sleep deprivation leads to an increase in the drive
for sleep. Although the
effect of sleep deprivation varies from person to person a progressive decrement
of performance and increased
likelihood of falling asleep “with
progressive hours of sleep deprivation exists in all individuals” (PCB 2,
p. 41 [26]).
Sleep deprivation may result in reduced alertness, mood changes and
decline in motor and cognitive performance. Peer reviewed literature
suggests
moderate levels of fatigue produce higher impairment “than the prescribed
level of alcohol intoxication”. Sleep
deprivation may also increase risk
taking behaviour. In a study of long-distance truck drivers results suggested
“that extended
work hours, together with reduced break time, were major
factors causing the drivers sleepiness” (p. 43 [36]).
- Dr
Desai was of the opinion that the circumstances of Mr Matinca’s accident
suggest driver fatigue “and that he fell asleep”.
This was on the
assumption his accident involved a single vehicle running off the road; no
evidence of braking or other evasive action;
the accident occurred on a
high-speed road; Mr Matinca was alone in the vehicle; and other causes have been
eliminated or regarded
as far less probable (Exhibit PCB 2, p. 45 [44]).
Naturally this expression of opinion depends upon the assumptions Dr Desai has
made according with the evidence I accept. The principal consideration from Dr
Desai’s point of view was that “Mr Matinca’s
work and sleep
routine in the days leading up to the accident created a fatigue propensity as a
result of sleep loss or sleep deprivation”.
Dr Desai was of the view that
Mr Matinca’s level of driver fatigue was likely to have been high at the
time of the accident.
The propensity for fatigue began after arising early on
the Friday morning and he became progressively and cumulatively partially
sleep
deprived by his routine over the next three days until finishing his third
12-hour shift at 6 p.m. on Sunday 17 April 2016.
- Ameliorative
measures including a short nap of less than 30 minutes immediately before or
during his journey home would have reduced
his driver fatigue.
- Given
his schedule and the restricted opportunity for adequate sleep it allowed,
“[a] reduction in work hours and travel time
... and closer accommodation
to work for the Friday and Saturday nights would all have allowed greater
opportunity for sleep ...
and therefore would have likely reduced his sleep
restriction and subsequent driver fatigue on the final journey home”.
- A
reduction in fatigue would have improved Mr Matinca’s physical and mental
functioning resulting in “improved ... concentration,
reflexes, ability to
drive and ability to assess his ability to drive” (Exhibit PCB 2, p. 49
[56]).
Cross examination
- Dr
Desai agreed that if the assumptions he had been asked to make had changed he
may “need to revisit [his] opinions”
(233.35T). Dr Desai agreed that
there are individual variations on the need for sleep and “sleep
drive” is part of human
physiology leading a person to sleep when an
appropriate level of fatigue has been reached (233.47T).
- He
was not of the view that education about fatigue through a work-based policy
would increase awareness of a person’s fatigue
levels when they were away
from work. Dr Desai said (234.35T):
“...I'm not convinced individuals can assess fatigue adequately in terms
of fitness for work. So even if there is a fatigue
program, they may not
be able to judge their level of fatigue.”
He did agree that work-based education may make it more likely that a person
would “monitor their need for sleep whilst they
were on rotation”
(235.15T). Dr Desai considered that the quality of sleep was as important as the
hours during which one sought
sleep (236.5T). While he acknowledged that
consciousness of the need to have “accurate sleep” (an expression of
Mr Matinca’s)
was indicative of him responding to sleep drive, he repeated
that in his opinion individuals do not well assess how much sleep they
need
(236.34T). Notwithstanding individual variation, physiological principles
relating to sleep drive and sleep homeostasis “give
us good ideas of how
much sleep people need on a day-to-day basis” (236.45T). I took this to be
a reference to an objective
rather than subjective standard.
- Dr
Desai did not accept that the consideration that Mr Matinca had driven home
safely on each of the previous “five or six”
Sunday evenings was
“a very important indicator of Mr Matinca’s capacity to perform in
terms of fatigue while he was
driving” (239.45T). People will drive
fatigued and not have an accident. “If an accident occurs in the setting
of fatigue
... you have to just look at the individual circumstances around that
period”. That Mr Matinca “objectively did not feel
tired as he left
each Sunday to begin the drive” was relevant as past behaviour and past
experience (240.28T). He did not accept
that Mr Matinca’s subjective
assessment of his ability to drive was determinative, as I understood his
evidence (240.45T).
He accepted the consideration that Mr Matinca “felt he
would get home safely” was relevant to some extent, but there
is the
question about a person’s self-assessment of awareness of his level of
fatigue (241.4T).
- Dr
Desai said that he did not use the conclusions of police about the cause of the
accident as the basis of his own opinion about
the relevance of fatigue
(242.20T). Dr Desai accepted that “those same broad parameters” that
he had referred to in his
report as “characteristic of a fatigue related
accident” would be equally applicable to a speed and inattention accident
(244.50T). They would also be consistent with “a speed only
accident” (245.3T). Dr Desai assumed that the “road
surface was
[not] a contributor (247.13T). He accepted that the condition of the road
surface, especially if it was “slippery
and wet” “would have
some relevance” (247.34T). He accepted that it was a feature of fatigue
related incidents
on a curve, that the driver fails to take the curve and drives
straight ahead (247.44T). While he accepted that a loss of control
leading to a
collision with a tree on the right on a right-hand bend was indicative of driver
input he added (at 247.50T –
248.4T):
“But I don't think it's necessarily one or the other. You can have,
you know, impaired - impaired sort of lane deviation,
loss of control that
comes as a result of fatigue rather than actually falling asleep which is
the more common scenario where there's lack of evasive action. So
periods of drowsiness can lead to poorer control which could fit your
scenario.” (Emphasis added.)
He accepted the objective circumstances of a collision, a loss of control
leading to a sideswipe collision with a tree on the right
and then a head-on
collision with a tree on the left were indicative of a loss of control which is
nothing to do with fatigue. He
accepted it was indicative of loss of control,
but he would not go so far as to say it had nothing to do with fatigue
(248.25T).
It was necessary to determine why Mr Matinca lost control, I infer
before fatigue could be excluded (248.35T).
- Dr
Desai accepted that if the speed limit was 60 kph or 70 kph he would not
consider Macquarie Rd to be a high-speed road. He has
no expertise in excluding
other explanations for a single vehicle collision from consideration. That is to
say, he did not have the
expertise to assess mechanical defects, speed or
alcohol (249.10 - .37T).
- In
re-examination, Dr Desai confirmed that his answer (248.35T) to the effect that
one would need to determine why Mr Matinca lost
control was premised on the
consideration that “fatigue is a potential cause of loss of control”
(251.3T).
The evidence of the traffic experts
- As
I have indicated, each of Mr McDonald and Mr Johnston provided a principal
report and a supplementary report, mainly commenting
upon the principal report
of the other. Mr Johnston considered that the available objective facts
supported a conclusion that Mr
Matinca’s Toyota Prado was travelling at
least at the speed limit of 70 kph “and probably more”. While the
cause
of the initial loss of control was unknown “speed, the wet road and
fatigue were all possible factors either individually or
in combination”.
He disagreed with Mr McDonald’s conclusion that fatigue was the
“likely cause” because all
of the circumstances did not meet the
criteria for such a car crash in accordance with the requirements of the New
South Wales Crash
Data Base, I infer maintained by RMS. He also considered that
Mr McDonald should not have eliminated speed as a cause or contributing
factor
without first calculating the likely or possible speed range. In his second
report, Mr Johnston adhered to the opinions already
expressed, and the
criticisms made of Mr McDonald’s approach. He added his results of a
survey of Mr Matinca’s likely
route from the mine to the crash site that
Mr Johnston undertook indicating that on the known temporal limits of Mr
Matinca’s
journey from the mine to the crash site he must have travelled
at about 20 kph above the average speed for the journey involving
at times
exceeding the speed limit.
- In
his first report, Mr McDonald concluded that it was not possible to determine
the speed at which the Toyota Prado was travelling
when it departed the road and
struck the first tree. He considered the circumstances indicated that Mr Matinca
successfully negotiated
the right-hand curve but failed to adjust his steering
on departure from the curve, which Mr McDonald considered was consistent with
fatigue being a primary or sole contributing factor. While accepting the
circumstances did not align exactly with each and every
indicator of fatigue
related crashes, they did with “most indicators”. He found no
indicators of other contributory factors.
- In
his second report of 18 February 2021, Mr McDonald adhered to the opinions he
had previously expressed, notwithstanding his consideration
of the contents of
Mr Johnston’s first report.
- It
is not necessary to further consider the reasons for the differences, such as
they are, between the opinions expressed by the experts
as in accordance with
the Uniform Civil Procedure Rules 2005 (NSW) and the usual practice of the
Court, Mr McDonald and Mr Johnston conferred on 29 April 2021 producing a joint
report dated
4 May 2021. From the joint report, as so often happens when
conscientious experts meet to discuss their differences, significant
agreement
was obviously reached and the remaining areas of disagreement between them were
fully explained. Indeed, there is much
more agreed between them than disagreed.
The joint report is part of Exhibit PCB 2 (p. 136ff). Although lengthy (but not
prolix),
I think it appropriate to set out in full the matters upon which Mr
McDonald and Mr Johnston reached agreement concerning collision
dynamics, the
potential role of driver fatigue and the potential role of vehicle speed as
follows:
“Collision Dynamics
The experts agree that:
(i) The Plaintiff's vehicle (herein 'the vehicle') came to rest against a
roadside tree on the eastern side of Macquarie Drive (the
second impact ). The
vehicle was likely travelling in the order of 26 to 32 km/ h at the time of the
second impact;
(ii) Prior to coming to rest, the vehicle crossed from the western to the
eastern side of Macquarie Drive;
(iii) On the western side of Macquarie Drive, the vehicle had earlier struck a
roadside tree (the first impact). The change in speed
during the first impact
was in the order of 20 to 30 km/h;
(iv) The estimates of change in speed from vehicle damage are limited by the
experts' ability to quantify damage based on the perspective
of images supplied
and that within the overall damage some of the specific damage was either masked
or created by extrication activities;
(v) The vehicle's path between tree impacts was defined in aerial photographs by
disturbance to roadside plants and grasses within
the eastern road shoulder (but
there was no evidence identified across the sealed roadway);
(vi) The path to the first impact Is not defined by physical evidence we have
been provided such as a disturbance in the roadside
grass or marks on the sealed
roadway;
(vii) Whilst there is no physical evidence along the path to the first impact,
based on the almost sideswipe nature of damage to
the front offside of the
vehicle, and the aspect of the tree that shows damage, it is likely that the
vehicle's approach was on a
path from the vicinity of the southern end of the
nearby right horizontal road curve;
(viii) It is likely that the vehicle crossed the road centre in the vicinity of
the southern end of this curve;
(ix) It is agreed that the vehicle deviated from the southbound lane. The
mechanism and cause of this deviation is the subject of
further discussion;
(x) Other than the speed at impact with the second tree, it is not possible to
calculate the speed of the vehicle accurately or reliably
at any point along its
path other than to determine a range of possibilities based on making a number
of assumptions.
Potential Role of Driver Fatigue
The experts agree that:
(i) There is no quantifiable measure of fatigue involvement in this incident;
(ii) There are indicators of the possibility or likelihood of fatigue
involvement.
(iii) The effects of fatigue can present differently in different incidents,
with or without the contribution of other factors, such
that the fatigue
indicators are not a definitive measure of fatigue involvement.
Potential Role of Vehicle Speed
The experts agree that:
(i) Other than the speed at impact with the second tree, it is not possible to
calculate the speed of the vehicle accurately or reliably
at any point along its
path other than to determine a range of possibilities based on making a number
of assumptions;
(ii) The Plaintiffs speed at other times in the overall journey and whether they
were above the speed limit do not of themselves
indicate his speed at the time
he arrived at the incident location;
(iii) Calculation of average speed relies on assumptions for the departure time
from the Plaintiff s workplace, and the arrival time
at the incident site;
(iv) The arrival time at the incident is known to an extent due to reports of a
witness hearing the incident, attending to the incident
and notifying emergency
services;
(v) The departure time has been assumed as 6pm for the purpose of calculations
based on the reported finish time, with the specific
departure time unknown;
(vi) In terms of travel time based on signposted speed limits, and adopting Mr
Johnston's inventory survey, the journey time between
the workplace at Ulan West
Mine and the incident site would be 2 hours 39 minutes. This is 19 minutes
longer than the 2 hours 20
minutes assumed based on a 6.00 pm departure and 8.20
pm incident time;
(vii) Police records appear to indicate a call was received at 8:29 pm, at which
time the details were unknown other than the sound
of a collision (caller Hayden
Callan). A further call was received at 8:32 pm providing incident details
(caller Kasey Arkinstall);
(viii) If the Plaintiff travelled at a speed uniformly around 10% higher than
the signposted speed limit, the journey would be completed
in close to 2 hours
20 minutes;
(ix) Travel times are typically variable due to the effect of other traffic and
road conditions, and also variability in individual
driver's approach to
cornering;
(x) One travel time survey run can provide an indicator of travel times, but
does capture the variability that can occur although
Mr Johnston notes that in
high service conditions there is minimal traffic related variability;
(xi) The potential for loss of control whilst cornering is influenced by the
level of available friction (traction);
(xii) The experts have a disagreement as to the lower bound of the likely
friction on the road surface. The road surface has been
resurfaced prior to both
experts attending the site;
(xiii) The curve radius was agreed to be around 210 metres;
(xiv) Adopting a coefficient of friction of around 0.6g, as proposed by Mr
McDonald equates to a critical speed of 127 km/h. Adopting
a coefficient of
friction of around O.5g as proposed by Mr Johnston equates to a critical speed
of 115 km/h;
(xv) The above speeds apply the lower bounds of traction considered likely by
each expert, and higher traction will be associated
with higher critical
speeds.
(xvi) Travel at the critical speed would likely lead to loss of control, but
does not exclude loss of control at speeds below the
critical speed.”
- Drawing
attention to the difference between Mr McDonald and Mr Johnston about the likely
lower end of the range of the co-efficient
of friction of the surface of the
roadway, as discussed under the heading “Potential Role of Vehicle
Speed” at xiv) and
xv) above, it is clear to me that the potential
significance of this relates to the speed at which a vehicle would lose traction
and run off the road without the need for any other causal factor coming into
play. This is referred to as the “critical speed”.
The differences
between the experts, which again need not be resolved, produce a range of 115
kph to 127 kph. I acknowledge it cannot
be both. However, it is clear that
neither Mr Johnston nor Mr McDonald suggest that either speed is in play in the
present case.
That is to say, neither expert is of the opinion that Mr
Matinca’s accident occurred because he attempted to drive the Toyota
Prado
through the curve at a speed in excess of the critical speed, lost traction and
ran off the road for that reason alone. As
paragraph xvi) of the same section of
their joint report makes clear, identification of the critical speed for a curve
“does
not exclude loss of control at speeds below the critical
speed”, I infer, taking into account such other relevant factors as
may be
established by the evidence.
- The
differences between the experts relate to the potential role of driver fatigue,
on the one hand, and the potential role of vehicle
speed, on the other,
notwithstanding that they agree on certain aspects of factors relevant to both
of those questions. In the joint
report each expert adheres to his previous
opinion about the potential role of driver fatigue. Mr McDonald opines that it
is likely
to be the primary or sole causal factor based on “published
fatigue indicators” and the absence of indications that other
causes are
involved. Mr Johnston adheres to his view that fatigue cannot be “isolated
as the primary causal factor” but
is “at best” one of a number
of contributing factors, including speed and roadway conditions.
- Concerning
the potential role of vehicle speed, Mr McDonald accepts that it is possible in
accordance with Mr Johnston’s opinion,
that Mr Matinca drove through the
curve at a speed of 10 to 20 percent higher than the 70 kph speed limit, even
though there is no
physical evidence to support this conclusion. Such a speed
would be in the range of 77 to 84 kph. Significantly, a speed in that
range
would produce lateral acceleration in the range of 0.22 to 0.26g, which is
within the guidelines stipulated in Rural Road Design, Aust Roads
(1989). This is described as “a comfortable lateral
acceleration of 02.6g at 80 kph” by the authors of the manual.
Accordingly,
a speed of 77 to 84 kph is around the design speed for the curve,
which is not signposted with a contrary warning sign or advisory
speed sign.
This design speed allows “for comfortable and safe travel” (Exhibit
PCB 2, p. 140). Mr McDonald is of the
view that the absence of indicators of
speed as a likely contributor, whether alone or in conjunction with prevailing
weather conditions,
indicate fatigue as the likely primary and potentially sole
causal factor.
- In
Mr Johnston’s opinion, travel at or within either of the critical or
design speed “for a corner, intersection or any
other type of traffic
facility does not eliminate speed as a factor” along with other possible
or contributing factors. He
opines that the majority of crashes probably occur
within the design speed of a facility “but... a combination of
circumstances,
including the possibility of speed for the conditions, would
result in a loss of control and a collision”.
- Mr
Johnston says in his experience, horizontal curves of the type involved in the
case at hand are “grossly overrepresented
in crash statistics as locations
for clusters of crashes and rarely are those crashes where motorists have
travelled at such a speed
to exceed the critical and in many cases even the
design speed of the corner”. Single vehicle collisions are mostly
multi-factorial
involving “some sort of error in driver input which may be
for a variety of reasons such as momentary inattention which has
led to a loss
of control and a collision”. Rarely is it the case that a single factor
was the primary cause in the sense of
being “more than 50 percent
responsible for the causation of the incident” (Exhibit PCB 2, p.
141).
- Rather
than looking at the potential factors in the abstract, he is of the view that
the loss of control here involves “an apparent
oversteer to the right on a
right curve followed by what appears to be some sort of rapid movement to the
left at the first impact
over and above what would be the expected rebound path
given the shallow nature of the impact”. Mr Johnston regards this as
more
typical of a speed related loss of control than a fatigue incident. In a fatigue
incident it is more likely that Mr Matinca
would have failed to negotiate the
curve and the Toyota Prado would run off the road to the left rather than the
right. During the
concurrent evidence of the experts, Mr Johnston explained the
reason why in a fatigue incident the vehicle would run off a right-hand
curve to
the left rather than the right (291.35T):
“... and fatigue can manifest itself in a whole lot of ways, but it would
have to be a type of fatigue where there was no relaxation.
You know if
you doze off or anything like that you tend to release the steering. So,
it would have to be something that maintained
the pressure to keep that steering
active on the scenario that [the Toyota Prado ran off the right-hand curve to
the right].”
Cross examination by Mr McCulloch SC of the experts
- Under
cross-examination of by Mr McCulloch, Mr Johnston said there was no direct
evidence of a stereotypical fatigue crash, but he
could not eliminate as a
possibility that there was some element of fatigue involved (288.27T). He
explained the absence of evidence
of a particular loss of control mechanism made
it difficult to ascribe an explanation to that phenomenon amongst a number of
options
which may be available, including fatigue. The physical evidence really
commences with the collision with the first tree (288.40T).
- Mr
McDonald accepted that the consideration that the Toyota Prado crossed to the
wrong side of the road was “a strong indicator
of driver input” in
the sense that the driver steered to negotiate either part or all of the curve.
But in Mr McDonald’s
view that did not suggest anything about speed as an
explanation for the loss of control, given that the speed was manifestly below
the critical speed for the curve (289.35T). Mr McDonald regarded the
stereotypical fatigue collision as “a failure to follow
the road
environment” (289.45T). Mr McDonald said that a driver can actually
negotiate the curve, but at some point in that
curve, the effect of fatigue may
play out by the driver failing to respond to a prompt, such as the prompt
provided by the end of
the curve. If that occurs the driver may continue to
steer through the curve, in effect, oversteering and running off the wrong side
of the road (290.5T).
- In
adhering to his view that speed, i.e. excessive speed in the conditions, was a
factor Mr Johnston relied upon the results of his
survey of the route undertaken
for the purpose of his supplementary report. Those results, he said, are
“at least suggestive
[of an] element of speed being a factor”
(291.3T).
- Mr
McDonald explained that fatigue was a failure in cognitive processes which did
not necessarily involve the driver falling asleep.
It may involve a failure to
detect something or to perceive or react to something. It doesn’t
necessarily mean the driver is
going to “fall limp on the steering
wheel” (292.15T). “They’re simply going to fail to process
that thought
or to detect something”. One of the factors that Mr McDonald
relied upon in positing this opinion was the absence of evidence
of significant
yawing of the vehicle before its collision with the first tree (297.10T). The
technical definition, apparently, is
a turning of the vehicle relative to its
path of intended travel. It involves a loss of traction where “a vehicle
starts to
slip, so that it’s partly travelling sideways towards the
direction [of travel] up to the extreme point where a 90-degree yaw
would be
that it’s sliding perpendicular to its travel path” (298.5T). Mr
McDonald agreed that from the absence of photographs
“it’s not
apparent ... that the policemen undertook a survey of the roadway”
(298.10T). I understood this to be
looking for marks or tell-tale signs on the
roadway indicating the movement of the Toyota Prado toward the first tree
(298.15). Given
the supra-elevation of the curve of about 3.5 degrees, although
the point where the Toyota Prado crossed the centre line cannot be
determined
precisely, lateral acceleration and the degree of super-elevation would have
tended to move it toward the right side (300.1T).
Mr McDonald said his fatigue
hypothesis depended in part upon the absence of evidence of yawing, which is
contra-indicative of an
excessive speed event (300.10T).
- Mr
Johnston emphasised that the absence of physical evidence on the surface of the
road meant “we don’t know if it went
into a yaw” or not
(300.15T). From the pattern of accident damage, the angle of collision between
the vehicle and the tree
was known. But there was no evidence from which one
could determine what happened between the point of loss of control and the
collision
with the first tree.
- Mr
McDonald thought there was evidence of an absence of yawing provided by the
crash scene photographs of the Toyota Prado’s
tyres. These photographs
showed an absence of earth or grass on the sidewall of the tyres which would be
evidence of yawing as the
vehicle left the tarred surface of the roadway if it
had been yawing toward the tree (Exhibit PCB 1, pp. 294, 296, 298, 299;
301.40T).
Mr Johnston did not agree. In his view, a vehicle in a slight yaw
would not dig up grass, unlike a vehicle which is sliding sideways
and rolls
(302.34T). He also pointed out that the first tree was quite close to the edge
of the tar providing little opportunity
for the deposit of soil and grass on the
tyre sidewalls (303.5T).
- Mr
Johnston summarised his position in the following way (303.30T):
“I say the overall crash is more consistent with a speed event. I
accept what Mr McDonald says that the shallow angle of the
impact may be
some indication that it could be - that fatigue might be a consideration.
I think the overall pattern of loss of control
is a speed event, but ... it's
more normally a shallow angle off the other side of the road, but a shallow
angle is characteristic
of fatigue. In this case it's to the wrong side,
in my opinion, and that's why I say it's more likely a speed-related
event.”
Mr McDonald adhered to his view, he agreed that “more information would
assist”, but he considered that the available
information was sufficient
for him to express his opinion (304.5T). Mr Johnston generally agreed with what
Mr McDonald had said but
added (304.10T):
“To be definitive, we need more information. We're in the position
where, you know, if we're sitting around a room looking
at this crash, we'd have
different opinions. We'd put it aside and probably come back to it.
It's one of those where there are
arguments for both sides, and there's no
elimination, in my opinion, for either scenario.”
- Mr
Johnston also explained that the government data base was concerned with the
analysis of a large number of cases for the purpose
of identifying the need to
fund safety campaigns in specific areas. This was a very different purpose from
deciding on available
evidence whether the cause of one crash could be
determined. “That’s not really the way the criteria was set up
(sic)”
(305.10T).
- Both
experts agreed with the proposition that the totality of the evidence available
“is consistent with momentary inattention”
(305.50T – 306.5T).
And both agreed that for the Toyota Prado to travel from tree 1 to tree 2
“there had to be some steering
input”, as “the rebound angle
is not natural” (307.15 - .40T).
Cross examination by Mr
Cummings SC
- It
was agreed by the experts that the difference between them was whether the
initiation of the loss of control which led to the first
impact was, on the part
of Mr McDonald, a notional continuation of the previous curve due to fatigue
factors or from Mr Johnston’s
part a mistaken oversteer to which speed,
fatigue and road conditions may have contributed (308.10 - .45T).
- Mr
Johnston had factored into his adoption of a lower co-efficient friction than Mr
McDonald the consideration that the roadway was
wet and may have been in need of
repair (309.29T).
- Mr
Cummings established that in effect there were only two scenarios consistent
with the available evidence. The first was that the
vehicle slid out of control
in the vicinity of the south end of the curve and continued to slide across the
carriageway until it
collided with tree 1. The second scenario is that due to
fatigue, Mr Matinca failed to straighten the steering wheel at the end of
the
curve driving toward the tree. So far as scenario 1 was concerned, Mr Johnston
said that the initiating loss of control involves
an input by the driver, and it
can involve inattention as well as speed in the conditions (310.45T –
311.5T).
- Mr
Johnston accepted that collisions involving a curve of the type in question are
commonly a consequence of a combination of factors
including an element of
speed, and an error in driver input such as momentary inattention which leads to
a loss of control and a
collision. Fatigue can be included as a factor (311.10T
– 312.15T). The error in driver input typically arises as a consequence
of
misjudgement including inattention and a sudden realisation that a correction is
required whether by way of braking or steering
(312.35T). Mr Johnston agreed
that the types of error in driver input “arising from misjudgement,
inattention, sudden correction
... are all ways in which fatigue can manifest
itself ... and commonly does” (312.43T – 313.1T). To the extent to
which
a loss of traction may be involved, even below critical speed, a yaw,
which Mr Johnston described as “a rotation about the
vertical axis”,
may be initiated involving a slide across to the right (313.25T). Mr McDonald
added that if a yaw is produced
and the vehicle is turning in a different
direction from that intended, the driver may have to make “potentially
quite sudden
changes to correct the change in orientation” (313.35T).
- The
experts agreed that Mr McDonald’s figure 4-5 (Exhibit PCB 2, p. 76)
accurately illustrated the pattern of damage to the
off-side of the Toyota Prado
which the experts considered was sustained in its interaction with the first
tree (315.30T) (see below).
The experts agreed that the pattern of damage showed
evidence of some rotation of the vehicle when it collided with the first tree
(315.43T). The pattern of damage was also consistent with a degree of
counter-clockwise yawing as it hit the tree so that the vehicle
is sliding along
the tree and its angle is changing relative to the tree (316.25 - .40T). The
pattern of damage suggests a “shallow
angle collision between the Toyota
Prado and the tree” (317.30T). When the Toyota Prado made contact with the
tree there was
a slight yaw or perhaps some steering input (318.18T). Mr
McDonald said from the description teased out in Senior Counsel’s
questions by reference to the pattern of damage, the first collision was
“more consistent with scenario 2 than scenario 1”
(318.26T).
- By
reference to the alignment of the Toyota Prado to the tree depicted in Mr
Johnston’s report (see (c) above), Mr Johnston
said (at 319.50T –
320.5T):
“...if it was off the left-side with a shallow angle, I agree that it
would be more indicative (of fatigue). Being on the
right-side, as I said
earlier, a shallow angle is an indicator of driver fatigue [but] usually off the
left side. I can't say that
it didn't coincidentally end up a shallow
angle as a result of loss of control, or that it was always only a shallow angle
because
we just don't have that evidence.”
- Mr
Johnston accepted that Mr McDonald’s figure 5-3 showed that it’s
possible that the collision with the first tree could
be explained by Mr Matinca
maintaining the same line as he had appropriately steered through the curve
after it ended and the road
straightened (see below). However, he thought that
was inconsistent with the driver being asleep because to maintain the line
shown,
the driver would need to maintain pressure on the steering wheel (320.44T
– 321.43T). Mr Johnston accepted, as an aspect of
fatigue, a driver may
“nod off momentarily without necessarily becoming limp” (322.13T).
This is consistent with what’s
referred to as a “microsleep”
being a “momentary, almost instantaneous loss of consciousness and then
adrenalin
... wakes you up” (322.26T). Mr Johnston also agreed with Mr
McDonald that fatigue may manifest itself in “a momentary
absence of
alertness” rather than complete unconsciousness (322.38T). On the
trajectory depicted in Mr McDonald’s figure
5-3, the distance between
crossing the centreline and hitting the tree is 54 metres involving “two
and a bit seconds”
which Mr Johnston regarded as “longish for what
we’re calling a microsleep” but not out of the question (323.37
-
.50T).
- Mr
Johnston said that fatigue is a statically significant factor, particularly in
single vehicle rural motor vehicle accidents (324.38T).
In addition to other
aspects of fatigue, a fatigued driver may have difficulty recognising,
regulating and maintaining a consistent
speed or adapting the speed for
particular conditions (325.35 - .40T). Reference was made to public awareness
campaigns including
the “stop, revive and survive” campaign in New
South Wales. The experts agreed that taking a break after two hours behind
the
wheel was a common value and indeed modern vehicles were programmed to display a
sign suggesting a break after two hours of continuous
driving (324.45T –
325.20T).
Decision on the cause of Mr Matinca’s motor
accident
- I
bear in mind the authorities I have referred (at [11] – [12] above)
concerning the application of the civil standard of proof
in cases like the case
at hand that depend wholly upon circumstantial evidence. I remind myself that it
is for Mr Matinca to prove
that the circumstances appearing from reliable
evidence raise a more probable inference in favour of his case. It is necessary
that
the circumstances proved give rise to a reasonable and definite inference.
It is not sufficient that they give rise to conflicting
inferences of equal
degrees of probability. If the circumstances proved make it reasonable to find a
balance of probabilities in
favour of the conclusion Mr Matinca seeks,
“although the conclusion may fall short of certainty, it is not to be
regarded as
a mere conjecture or surmise”: Bradshaw at 5.
- Having
reviewed the evidence in what I regard as some detail, I am left with the
impression that there is a surprising amount of reliable
evidence for the
objective determination of what happened in the collision. Although there is an
absence of evidence demonstrating
exactly where the Toyota Prado crossed the
centre line of Macquarie Road which is the first point at which a loss of
control is clearly
established, this does not render the forensic competition
between scenario 1 and scenario 2 a mere matter of choosing between guesses.
The
evidence is not in the condition where I am left with a choice between two
available inferences of equal probability. In accordance
with Bradshaw, I
accept that the inability of the evidence to positively exclude competing
possibilities is not of itself inconsistent with a discharge
by the plaintiff of
the onus of proof which lies upon him and to the standard required. Where direct
proof is not available, as here,
it is enough that Mr Matinca proves
circumstances appearing from evidence I actually accept which support as a
definite inference
the finding for which he contends.
- I
am satisfied that fatigue had a real part to play in the causation of the
accident. I am not satisfied it was the only factor involved
in Mr
Matinca’s loss of control. I am more persuaded by Mr Johnston’s
opinion, with respect, than Mr McDonald’s,
on this occasion. Looking at
the whole of the evidence which I have accepted, I do not think it can be said
that fatigue is the only
relevant causative factor providing the
“why” to the “what” of the occurrence. I interpolate the
evidence
clearly establishes “what” happened. I am not persuaded
that Mr Johnston’s analysis supporting his multi-factorial
approach of a
combination of relative speed, road conditions and fatigue does no more than
identify possibilities which cannot be
excluded. His resistance to the idea that
a fatigue related accident would involve running off the road to the right of a
right-hand
curve really depends upon treating the effects of fatigue as
requiring actually falling asleep at the wheel resulting in a complete
relaxation of Mr Matinca’s grip on the steering wheel. As his own evidence
acknowledges, this is only one possible manifestation
of fatigue among a myriad
of possible symptoms affecting a driver’s control of the motor vehicle.
- With
respect, I am of the view that the experts have approached what might be
categorised as the question of factual causation in
a restricted manner by which
they have looked to see whether the objective evidence identifies a salient
factor which can be described
as the primary or sole cause. In terms of primary
cause, from the joint report, it seems that the standard the engineers may have
been applying was a single factor which yields greater than a fifty percent
contribution to the occurrence of the accident. This,
of course, is not the
legal standard which I must apply in the application of the law of negligence to
the circumstances proved to
my satisfaction on the balance of probabilities by
evidence I actually accept. The common law test for legal causation for the
purpose
of the law of negligence is to ask whether work induced fatigue suffered
by Mr Matinca caused or materially contributed to the occurrence
of the
accident. This is really part of the ultimate question of whether the negligence
of the defendant caused or materially contributed
to Mr Matinca’s
injuries. But given the nature of the issue about what happened and why, it is
necessary, for the moment, to
focus upon whether Mr Matinca has proved to the
civil standard facts which will support the case in negligence he brings if
questions
of duty, breach and legal causation are determined in his favour. The
factual cause of the accident is an essential intermediate
step in Mr Matinca
establishing civil liability in Caolroc.
- I
will now detail the circumstances which I find have been established by evidence
I accept. First, Mr Matinca was fatigued at the
start of his journey home. I am
not of the view that any other conclusion is reasonable on the evidence. There
is no dispute that
underground coal mining work is hard physical work and Mr
Matinca performed three, 12 hour shifts, totalling 36 hours of that hard
work in
3 days. I accept that Mr Matinca is a sensible man of sober habits, but this
does not gainsay the naturally tiring effect
of hard physical labour. I am not
of the view that this impression is dispelled by Mr Matinca’s
self-assessment on prior occasions
that he “felt he could drive home
safely”. The annals of motor accidents are filled by the testimony of
drivers who said,
“I thought I was right to drive”. Moreover, as Dr
Desai made clear one’s self-assessment of fatigue provides at
best a shaky
compass. The objective considerations are a much more reliable guide. Also as Dr
Desai stated, especially when one is
living away from home over a short period,
the quality of sleep is more important than the hours spent in bed. I accept
that Mr Matinca
was sensible about getting to bed early given his work program,
but from this it does not follow that he was unaffected by his labours
at 6 p.m.
on Sunday 17 April 2016 as he contemplated the drive home to Newcastle. I think
this is obvious from Mr Matinca’s
acknowledgment that had he chosen to
spend Sunday night in the Mudgee region, he would have been “fully
refreshed” when
he commenced an albeit longer journey on the Monday
morning.
- Secondly,
on the topic of fatigue, I accept it can manifest itself in a variety of ways
short of actually falling asleep at the wheel.
These manifestations include a
lapse in concentration such as momentary inattention, a misperception of the
path of the roadway ahead,
drowsiness, sleepiness and impaired vision. It may
lead to errors of judgment as the traffic experts accepted including in the
matter
of poor speed regulation of one’s vehicle appropriate to the
driving conditions. As Dr Desai said in cross-examination, a person
is not
either asleep or awake. An accident may be contributed to by a loss of
control that comes as a result of fatigue rather than actually falling
asleep. And, of course, he said in re-examination that “fatigue is a
potential cause of loss of control”.
- Thirdly,
I consider it of some significance that the accident happened not far from Mr
Matinca’s home on a section of roadway
with which he was likely to be very
familiar. It seems to me much less likely that some other factor than fatigue
would account for
a loss of control which seems to have occurred on the logic
applied by both of the traffic experts toward the end of a sweeping right-hand
curve. Fourthly, the geometry of the curve does not seem of itself to present
any challenge to the alert driver. The bituminous carriageway
of the curve,
consisting of a single lane in either direction, was generous and was governed
by a general speed limit of 70 kilometres
per hour, not subject to any specific
warning or other traffic advisory sign recommending a lesser speed through the
curve. Fifthly,
while I accept generally Mr Johnston’s reckoning that the
speed of approach to the point of loss of control was probably 70
kilometres per
hour, or somewhat more to an unspecified degree, it must be borne in mind that
this is an estimate only. It is an
estimate only because it is a calculation,
upon which the experts generally seem to agree, drawn from the degree of
deformation of
the front bodywork and the degree of intrusion of the second tree
into it yielding a range of impact speeds of 26 to 32 kilometres
per hour after
20 to 30 kilometres per hour had been lost during the first impact. The
calculation is not precise. I am well-satisfied
that Mr Matinca was driving
comfortably within the design speed for the curve, notwithstanding a tendency to
have travelled in excess
of the speed limit throughout the journey from the mine
to the accident site, according to Mr Johnston’s survey.
- Sixthly,
I accept that in places, the southbound carriageway on Macquarie Road was
suboptimal, being affected by bumps that interfered,
as I have already found,
with its efficiency as a means of passage which constitutes part of the relevant
driving condition that
Mr Matinca had to accommodate. I do not accept that one
can conclude from Mr Johnston’s inspection three and a half years later
that the southbound lane generally was in only the fair condition that Mr
Johnston assessed the northbound lane to be in in November
2019. Obviously in
general terms one may safely postulate a roughly equivalent vehicle load in each
direction. But many other factors
must affect the rate and pattern of wear on a
given stretch of road. It is enough to say that there is direct evidence that
the southbound
lane was affected in a manner I have described.
- Seventhly,
I accept that the road was wet and this too was a condition, perhaps in
combination with the irregularities on the surface
of the road to which I have
referred, which would have reduced the traction available to a vehicle
approaching the increasingly downward
slope at the end of the curve. As Mr
Cummings’ cross-examination elicited, a combination of the bumps and the
wetness on and
of the surface of the road was the reason why Mr Johnston
estimated the co-efficient of friction of the surface at a lower level
than Mr
McDonald.
- Without
going over all of the evidence I have summarised above, I am satisfied that Mr
Matinca’s single vehicle collision was
caused by a combination of factors
including speed, the prevailing driving conditions and momentary inattention
caused by fatigue.
Of these I think fatigue the most significant.
- I
do not regard the driving conditions presented by the bumps on, and wetness of,
the surface of the road or the speed of Mr Matinca’s
approach of about 70
kilometres per hour, or even somewhat more, either individually or in
combination, to provide the explanation
for the obvious loss of control he
experienced towards the end of the right hand curve immediately prior to
colliding with the first
tree. As I have already said, there is no evidence of a
cluster of accidents on this curve when the road was wet or dry. There was
no
suggestion it is an accident “blackspot”. There is nothing in the
evidence to suggest that the “bumps”
that were patched on 10 May
2016 had caused or were capable of causing of themselves a loss of control,
whatever “shutter”
in context means. Given the evidence about
critical and design speeds, I am not of the view that an approach speed even of
as much
as say 80 kilometres per hour explains the loss of control, as I have
said, even in combination with the driving conditions. Mr McDonald
positively
says neither the driving conditions nor the speed were factors. Mr Johnston
accepts there had to be a third factor, which
he has always said possibly could
be fatigue. From the outset he posited a combination of factors of speed,
driving conditions and
fatigue and he has adhered to that opinion throughout his
involvement in the case.
- With
great respect, even Mr McCulloch added a third factor in his approach to
cross-examination of the experts being inattention,
momentary or otherwise. And,
of course, as I have already pointed out, momentary inattention may be a
manifestation of fatigue.
- In
general terms, the missing and in my view, necessary factor, is an explanation
for Mr Matinca’s loss of control which is
not provided of itself by his
speed of approach or the driving conditions or both. While I am not entitled to
speculate or guess,
I am of the view that all of the circumstances proved by the
evidence I accept point to fatigue as being the most likely factor explaining
Mr
Matinca’s loss of control. I accept that I am not dealing here with a
scenario where Mr Matinca has actually fallen asleep
so that his muscles have
completely relaxed and his grip on the steering wheel has been released. I
accept Mr Johnston’s evidence
that such a phenomenon would have led to the
vehicle leaving the roadway to the left and not the right.
- In
my view the circumstances of the accident are otherwise inconsistent with Mr
Matinca having fallen asleep completely. It is obvious
that, at the very least,
there was driver input at or about the time the Toyota Prado collided with the
first tree. In my judgment,
that probably occurred a split second before that
first collision. That steering input was probably to the left which accounts for
the Toyota Prado crossing the carriageway as it did and colliding head on with
the second tree. During the collision with the first
tree there was a loss of
speed in the range of 20 to 30 kilometres per hour and there may well have been
some braking as Mr Matinca
had refocused his attention so that at the point of
the second impact his speed had reduced to the range agreed upon by the traffic
experts of 26 to 32 kilometres per hour.
- Taking
the crossing of the centre line as indicative of the approximate point of loss
of control, there were a little over two seconds
available to Mr Matinca while
his vehicle covered the 54 metres to the point of impact with the first tree.
Allowing for a slowed
reaction time due to fatigue as he refocused his
attention, the input of a left turn of the steering wheel in an attempt to avoid
the tree could only have occurred a very finely, split second before the
impact.
- I
also infer that the relevant loss of control, as Mr McDonald posits, consisted
of Mr Matinca, through inattention, mistaking the
alignment of the road and
continuing on the same radius as the curve, bringing him towards the tree. I
have already said that he
was probably very familiar with this stretch of road.
That probably made a mistake less likely. At the same time, inattention is
inattention, and in his fatigue-clouded judgment he made a mistake that he would
not ordinarily have made.
- I
accept the facts as I have found them to be on the probabilities do not fit in
neatly with the criteria adopted by statisticians
to identify fatigue related
accidents. As Mr Johnston explained, these factors are identified for the
purpose of categorising accidents
which can be ascribed primarily or solely to
driver fatigue for the purpose of devising accident prevention measures by way
of public
education. In applying the law of negligence, I am not concerned with
the application of rigid or arbitrary categories devised for
the separate
purposes of other disciplines. Having said that, the facts as I have found them
to be are not wholly out of kilter with
the “common features” that
Dr Desai ascribed to “fatigue related road accidents” (see [43]
above). Mr Matinca’s
accident did involve a single vehicle running off the
road with no evidence of braking or other preventative action including steering
until it was too late immediately before the impact with the first tree. The
absence of any evidence of evasive action to that point
suggests a lack of
attention, which I accept may have been due to sleepiness in a fatigued Mr
Matinca. Although the accident did
not occur on a high-speed road as defined
i.e. one in which the speed limit is 80 kilometres per hour or more, Mr Matinca
was alone
in the vehicle. I have eliminated other causes: there is no suggestion
of mechanical defect; there is a suggestion of speed for the
conditions, but not
of itself sufficient to account for the accident; there is no alcohol whatsoever
involved; and while the road
was wet the evidence does not suggest that the
prevailing weather falls into a category of bad weather sufficient in itself to
cause
a loss of control, such as very heavy rain or thick fog.
- I
am satisfied on the balance of probabilities that Mr Matinca’s work
induced fatigue caused his car accident as one of a combination
of factors which
also included his speed of approach and the condition of the road. Were it
necessary to say so at this stage, I
am of the view that while fatigue may not
properly be called a sole cause, it certainly constituted a very substantial,
material
contribution to the occurrence of the accident.
The
nature and scope of the duty of care
- In
Ferraloro v Preston Timber Pty Ltd (1982) 56 ALJR 872 at 873, a unanimous
High Court of Australia expressed the duty of care owed by an employer to its
employee in the following terms:
“The employer's duty, to whomsoever it falls to discharge it, is to take
reasonable care to avoid exposing his employee to
an unnecessary risk of injury
and the employer is bound to have regard to a risk that injury may occur because
of some inattention
or misjudgement by the employee in performing his allotted
task.”
Statements to the same effect can be found in cases of high authority too
numerous to recount or even cite. It is perhaps, however,
useful to bear in mind
that to contrast the duty owed by a principal to an independent contractor, a
unanimous High Court of Australia
said of the employer’s duty in
Leighton Contractors Pty Ltd v Fox (2009) 240 CLR 1; [2009] HCA 35 at
[21]:
“An employer owes a personal, non-delegable, duty of care to its employees
requiring that reasonable care is taken. This is
a more stringent obligation
than a duty to take reasonable care to avoid foreseeable risk of injury to a
person to whom a duty is
owed. While an employer is not vicariously liable for
the negligent conduct of an independent contractor, it may incur liability
where
the negligent conduct occasions injuries to its employee. This is because it
will have failed to discharge the special duty
that it owes to its employees to
ensure that reasonable care be taken, whether by itself, its employees or its
independent contractors,
for the safety of its injured employee.”
- I
acknowledge that to state the duty in these terms says little about the temporal
or spatial scope of the duty. No one would say
that once established and during
its currency the relationship of employer and employee subjects the employer to
a duty of care owed
to the individual employee at all times regardless of the
nature of the activity the employee is undertaking. Coalroc says that where,
as
here, Mr Matinca was engaged to work at a fixed location at the mine, the duty
it owed him began when he entered the curtilage
of the mine in the morning and
ended when he left it in the afternoon after completion of his shift. It did not
extend to his journey
to temporary accommodation at Mudgee or while he was at
that place. And it certainly did not extend to his journey home to Newcastle
after he left the curtilage of the mine on the completion of the third shift of
his weekend tour at about 6 p.m. on each Sunday.
- To
make good this argument, Caolroc relied on the judgment of Kitto J in ACI
Metal Stamping and Spinning Pty Ltd v Boczulik (1964) 110 CLR 372; [1864]
HCA 26 (“Boczulik”) at 378 – 379. It is not necessary
to set that long passage out in full. Kitto J limited the temporal and spatial
scope
of the duty to injury to an employee “in the course of [the]
employment”. His Honour said the course of the employment
“is not a
narrow conception. It extends beyond the period of work to every situation to
which the master sustains the character
of master to the servant”. His
Honour said such a situation may exist after the servant has left his place of
work at the end
of the day and “even in a case where the servant is
exercising his right as a member of the public to pass along a public highway,
for he may be performing an errand for his master or travelling to or
from his place of work in a manner provided for by an express or
implied term of the contract of employment” (emphasis added).
- But
Coalroc in particular lays emphasis upon this passage:
“On the other hand, it is clear that where the servant is using the
highway simply as a means of getting to or from his place
of work in such
circumstances that the journey is either preliminary or subsequent to, and not
in the course of, the employment,
the master, as such, owes him no duty of care.
The point to be observed is that the question upon which the existence of the
duty
depends is not in what character has the servant the right of passage, but
whether the master is master in relation to the journey.”
It is clear that although the question is one of law, it is also
fact-sensitive depending upon all of the circumstances of the case
and the
totality of the particular employment relationship between the employer and
employee in question.
- Coalroc
also submitted that a justification for the stringency of the employer’s
duty of care depends upon the employer’s
right to control the performance
of the employee’s work and to direct him or her to go in harm’s way
in circumstances
over which the employer can exercise control. But there is no
justification for “extending” the scope of the employer’s
duty
to Mr Matinca’s journey home when Coalroc had no capacity to control the
route taken or the manner in which Mr Matinca
drove his car: Crimmins v
Stevedoring Industry Finance Committee (1999) 200 CLR 1; [1999] HCA 59 at
[98].
- Coalroc
also argued that to permit it to purport to exercise control over Mr
Matinca’s conduct after he left the mine at the
completion of his shift
would be inimical to Mr Matinca’s right of personal autonomy including his
right of freedom of movement,
which would be contrary to fundamental values the
common law tended to support.
- While
these considerations are important, they are hardly absolute or fixed. So far as
the employer’s power of control is concerned,
Mr Matinca referred to
McLean v Tedman (1984) 155 CLR 306; [1984] HCA 60. The plaintiff worked
for a local authority’s waste contractor as a garbage man collecting
garbage from bins left out by residents
at the kerb side. A team of men ran
along with a moving refuse truck picking up the bins and emptying them into the
truck. It was
known to the employer that the men would work both sides of the
road at the same time with some of their number running across to
the opposite
side to collect a bin there and return it to the truck for emptying to avoid the
need to collect the garbage on the
opposite side in a separate pass of the same
street. This was convenient for the men because it had the tendency to reduce
their
hours of work by speeding up the process of garbage collection. The
plaintiff was struck by an oncoming car while crossing the road
in furtherance
of this “system”. The High Court held it was no answer to say that
the employer could not control the
conduct of its men while they were out
working on the public street. The plurality of Mason, Wilson, Brennan and Dawson
JJ said (at
311):
“In [this] situation it is not an acceptable answer to assert that an
employer has no control over an employee's negligence
or inadvertence. The
standard of care expected of the reasonable man requires him to take account of
the possibility of inadvertent
and negligent conduct on the part of others. This
was acknowledged even in the days when contributory negligence was a common law
defence (citation omitted). The employer is not exempt from the application of
this standard vis-a-vis his employees, whether his
obligation to provide a safe
system of work is one which is expressed as a requirement of ensuring that the
system is as safe as
reasonable care can make it or is expressed as one which
requires him to take reasonable care in providing such a system. The employer's
obligation in this respect cannot be restricted to the provision of a system
which safeguards the employee from all foreseeable risks
of injury except those
which arise from his own inadvertence or negligence. There are many employment
situations in which the risk
of injury to the employee is negligible so long as
the employee executes his work without inadvertence and takes reasonable care
for his own safety. In these situations, the possibility that the employee will
act inadvertently or without taking reasonable care
may give rise to a
foreseeable risk of injury. In accordance with well settled principle the
employer is bound to take care to avoid
such a risk.”
- So
far as the rights of the individual are concerned, there are many situations,
including employment situations, where an individual
may find it advantageous to
bargain away an aspect of individual freedom to obtain other, including
employment, benefits. Many public
servants agree not to undertake second jobs,
at least not without the employer’s approval, for the purpose of
safeguarding
the reputation of the employer. Many employees accept restrictions
upon how they spend their time away from work either because they
are on standby
or call or because the nature of the work requires that they report “fit
for work” at the commencement
of their shift. The evidence here disclosed
that Mr Matinca was subject to such an obligation. Professional sportsman may be
contractually
bound not to engage in other dangerous recreational activities in
their spare time lest they suffer injury rendering them unfit to
provide their
sporting services to their employer. While the rights of the individual are
important, they are not an absolute and
are not a bar to the exercise by an
employer of its power “to prescribe, warn, command and enforce obedience
to its commands”:
McLean v Tedman (at 313).
- Mr
Matinca pointed out that the duty for which he contends is not novel. In an
early English case of Tunney v Midland Railway Company [1866] UKLawRpCP 13; (1866) LR 1 CP
291, a worker travelling home from work on his employer’s train, as he was
required to do by his contract of service, would have
recovered damages for
injuries suffered in a collision with another train but for the defence made
available to the employer by the
doctrine of common employment (now abrogated by
statute) because the injuries were occasioned by the negligence of a fellow
employee
in moving the points on adjacent tracks.
- In
Jury v Commissioner for Railways (NSW) (1935) 53 CLR 273; [1935] HCA 29
(“Jury”) (referred by Kitto J in Boczulik) the
dependents of a worker killed by a passing train at night after his work had
finished and as he was accessing a campsite in which
he was required to stay
while working away from home recovered damages under the Compensation to
Relatives Act 1897 (NSW). The employer controlled the campsite, the railway
line and presumably the railway operations carried out on the line. The
employer’s
liability lay in the failure to provide a safe means of access
to and egress from the campsite. Rich and Dixon JJ said (at 280):
“It thus appears that the Commissioner accommodated the men with a camp as
a condition of the employment. No doubt the men
were not obliged to live in it,
and when living in it had complete liberty of action outside hours of labour.
But it remains true
that in camping the men on railway premises, the
Commissioner was acting under the contract of service, and in dwelling there the
deceased was responding to the demands of the employment”.
Their Honour’s considered that by providing accommodation on his
premises for the deceased to occupy in his capacity as an employee,
“the
Commissioner incurred to the deceased a duty of reasonable care for his
safety”.
- I
would also point out that in Boczulik the plaintiff recovered damages
from her employer for serious personal injury suffered on her way home from work
when she fell into
a large hole while crossing land adjoining the
employer’s workplace to access a public road to catch a bus home. The
verdict
was upheld by majority by the Full Court of the Supreme Court of New
South Wales, and by the High Court of Australia. Kitto J inferred
that the
employer had an arrangement with the owner of the private land permitting the
former’s employees to pass on their
way to and from work. On this basis,
the plaintiff was crossing the private land “in the character of an
employee of the defendant”.
- Principally,
Mr Matinca relies upon the decision of the Supreme Court of Queensland in
Kerle v BM Alliance Coal Operations Pty Ltd [2016] QSC 304
(“Kerle”), McMeekin J. The case appears to be one directly in
point in as much as Mr Kerle was a drive-in, drive-out coal miner working
at the
Norwich Park Mine situated some 430 kilometres from his home in Monto,
Queensland. He suffered serious injury in a single
vehicle collision in which he
was the sole occupant and driver on his way home after completing a
“tour” of four consecutive
night shifts of 12 hours duration at the
mine. The journey ordinarily took about 5 hours. There are some factual
differences. Mr
Kerle’s accident happened in daylight. Conditions were dry
and visibility was good. While negotiating a gentle bend, Mr Kerle
suddenly
veered onto the right-hand side of the road colliding with a railing and then a
concrete wall.
- With
respect, McMeekin J treated the case as one falling into the category identified
by French CJ and Gummow J in Kuhl v Zurich Financial Services Australia Ltd
(2011) 243 CLR 316; [2011] HCA 11 at [22] as one where “the
circumstances of the case are such that the alleged negligent act or omission
has little to do with that
aspect of a recognised relationship which gives rise
to a duty of care”. The recognised relationship was the relationship of
employer and employee. French CJ and Gummow J referred to the “inherent
danger” in such a case of looking “first
at the cause of damage and
what could have been done to prevent that damage, and from there, determine the
relevant duty, its scope
and content” (at [19]).
- Although
McMeekin J considered that in travelling long distances to and from the mine, Mr
Kerle was “in a sense” responding
to the demands of his employment,
borrowing the phrase from Rich and Dixon JJ in Jury, his Honour did not
apply Boczulik. His Honour said (at [107]):
“Mr Kerle was not on the highway in his character as servant. His
employer was not exercising any control over him as his employer
... some
additional factor must be relied on here for Mr Kerle to succeed in his
submission.”
- His
Honour distinguished Mr Kerle’s case from that category of case referred
to in Boczulik where the employee is using the highway simply as a means
of getting to and from his place of work and not in the course of his employment
by reference to four factors, or perhaps salient features of the relationship
between Mr Kerle and his employer. McMeekin J expressed
and explained his four
factors in the following way ([109] – [112]):
“The first is that it is the employer, and those like HMP, who have
created the risk by the insistence on consecutive 12 hour
night shifts with its
consequent, and inevitable, fatigue. The risk thus emanates from the work
activities. The risk of injury on
the drive home is appreciably greater than it
would otherwise have been but for the fatigue consequent on those activities.
The second is the matter previously mentioned — that expert studies on the
impact of fatigue have long shown that the worker's
subjective experience of
fatigue is not necessarily a reliable guide to the individual's capacity to
function safely. In other words
the worker might think that they are fine but
they are not. The worker is relevantly vulnerable.
The third is that the workforce must perforce come from places remote from the
mine site — long distance commuting was inevitable.
In a survey conducted
in March 2008 nearly one-half of those who responded travelled more than
three hours to get to the Norwich
Park mine site. As noted above the worker is
responding to the demands of his employment.
The fourth is that the only practicable way of minimising the risks thereby
created required a response from persons in control of
the workplace and work
systems. To adopt the phrase used by Heydon JA that I have quoted, I am
satisfied to “a high degree
of certainty that harm will follow from
lack of action” from the defendants.”
The reference to “the phrase used by Heydon JA” (at [112]) by
McMeekin J is a reference to Ashrafi Persian Trading Co Pty Ltd (t/as Roslyn
Gardens Motor Inn) v Ashrafinia [2001] NSWCA 243 (at [66]) where Heydon JA
(as his Honour then was) said:
“To be rendered liable for having created a source of danger, of course,
is to be rendered liable for more than mere inaction.
Indeed the category
of ‘special circumstances’ or ‘a special
relationship’ can obviously overlap with cases
where liability is found
because of ‘a high degree of certainty that harm will follow from
lack of action’.”
- Coalroc
point out that I am not bound by McMeekin J’s decision; that the modern
rule of judicial precedent in Australia’s
national judicial system
identified in Farah Constructions Pty Ltd v Say-Dee Pty Ltd (2007) 230
CLR 89; [2007] HCA 22 (at [151] – [152], [135]) and C.A.L No 14 Pty Ltd
(t/as Tandara Motor Inn) v Motor Accidents Insurance Board (2009) 239 CLR
390; [2009] HCA 47 at 411 [49] – 413 [51] does not apply as between the
decisions of judges sitting at first instance. I am of the view that this
submission
is correct. Intermediate courts of appeal sit in a very different
position in the national judicial hierarchy, notwithstanding our
federal system,
from first instance judges. As I understand it, it has always been the law that
first instance judges are not bound
by decisions of their colleagues except to
the extent to which they find the reasoning persuasive or follow and apply the
previous
decision for reasons of comity.
- Accepting
that I am not bound by McMeekin J’s decision, no decision of an
intermediate court of appeal or the High Court of
Australia has been drawn to my
attention which has disapproved of, or is by necessary implication inconsistent
with, McMeekin J’s
analysis. With respect, I agree with his Honour’s
analysis and would apply it to the present case.
- I
should say that in Mr Matinca’s case, I would have been inclined to regard
him as undertaking his journey home to Newcastle
“in his character as a
servant”, to borrow (and apply) Kitto J’s phrase. In expressing this
view, I have had regard
to the consideration that as a term of his contract of
service Mr Matinca was bound by Coalroc’s fatigue management procedure,
the scope of which extended beyond his fixed hours of work to cover his
travelling time as a drive-in, drive-out worker living outside
the mid-western
region as defined (see Agreed Fact (l) [8] above).
- The
fatigue management procedure is a document of some significance because it
demonstrates that the risk of serious fatigue related
injury was recognised by
Coalroc. It establishes that the type of injury I have found befell Mr Matinca
was reasonably foreseeable
for the purpose of determining the existence, nature
and scope of the duty of care and for the purpose of the breach analysis in
due
course if the duty extends to the risk which materialised during Mr
Matinca’s journey home. Any question of whether a work
induced fatigue
injury during Mr Matinca’s journey home was reasonably foreseeable is
answered in the affirmative by the fatigue
management procedure: Kozarov v
Victoria [2022] HCA 12 at [27] – [28], Gageler and Gleeson JJ. The
fatigue management procedure also demonstrates that Coalroc sought to control
the relevant
risk not only at work but also while drive-in, drive-out workers
were travelling from work at the end of their tour, and while other
workers were
commuting within the mid-western region.
- In
accordance with the reasoning of the High Court in McLean v Tedman I am
in any event of the view that the practical difficulty of exerting actual
control over the conduct of a worker including Mr Matinca,
while actually on the
journey home is no answer bearing in mind an employer’s authority to
command. Nor is an employee’s
personal autonomy a valid objection. As I
have tried to demonstrate, the obligations arising under a person’s
contract of service
freely entered into will often intrude upon and limit the
employee’s personal autonomy even while the employee is away from
work and
enjoying free time. The “fit for work” stipulation to which Mr
Matinca was subject was part of his contract
of service with Coalroc and by
necessary implication fell into this category.
- Although
this may be part and parcel of McMeekin J’s fourth factor, as
Coalroc’s fatigue management procedures and those
of the mine operator
extend beyond work hours and the workplace they evince an assumption of
responsibility for managing the risk
of work induced fatigue injury beyond the
workplace and the hours of work and covering the journey to and from work.
- I
am satisfied that the duty of care of Coalroc to its employees, including Mr
Matinca extends beyond Mr Matinca’s hours and
place of work to his journey
to and from work at least so far as the risk of work induced fatigue injury is
concerned. The duty is,
of course, in accordance with the formulation of an
employer’s duty generally to see that reasonable care is taken to obviate
that risk.
Additional evidence relating to the fatigue
policy
- It
is apposite to set out some additional evidence relating to the fatigue policy.
Fatigue is a matter covered in Coalroc’s
Safety Health Management Plan
(Exhibit PCB 1, pp. 1 – 88) and in the Mines Fatigue Management Procedure
(Exhibit PCB 1, pp.
89 – 101).
- As
was the subject of cross-examination of Mr Matinca, Coalroc’s document (p.
11) states: it “recognises that fatigue,
illness and alcohol or
drugs can potentially affect the safety of persons in the workplace”; it
requires its employees to “present
fit for work and work in a safe and
healthy manner”; and it also adjures them to “monitor lifestyle
issues so that they
do not impair their “fitness for work”, an
obvious potential encroachment into an employee’s personal autonomy.
In
the section of the plan specifically dealing with “fitness for work”
(section 18.0, p. 37) there is a repetition of
the consideration that fatigue,
inter alia can result in reduced fitness for work. The document points
out that employees have obligations under occupational health and safety
legislation to ensure safety at work. Section 18.3 (p. 38) identifies that
“the risk associates with work activities/processes
... may result in
fatigue. These include but are not limited to: work shifts and schedules,
journeys to and from work and the type
of work activity being undertaken”.
It limits the hours that may be worked to 60 per week. Consecutive working days
must not
exceed 14. The maximum hours per day will not exceed 14,
“including the journey and from work”. There is a minimum 10
hour
break between shifts except with the prior approval of the project manager.
- The
mine’s procedures applied to “all Employees, Contractors and
visitors” to the mine (p. 91). The purpose of the
procedures include
“minimising risks associated with fatigue”. The procedure
“also establishes acceptable hours
of work and the process for managing
affected by fatigue”. Work related risk factors were identified and
personal related risk
factors (p. 92) include excessive travel/commute time to
and from work (necessary). The maximum “work hours (inclusive of commute)
were prescribed as “up to 14.5 work hours” in context, per day, a
little more than by Caolroc’s plan. It was a
requirement that individuals
who “drive-in/drive-out” at the start and the end of shift tours
were required to submit
a personal travel management plan for review by the
individual’s manager setting out the “controls” the individual
will implement to ensure they present fit for work and not fatigued. The plan
also was to ensure that the individual does not present
an increased risk to
themselves or others whilst at work “or travelling” (p. 93).
- I
should point out that there is no doubt that, as arose out of his
cross-examination, Mr Matinca was inducted in the mine’s
requirements when
he commenced at the mine on or about 3 March 2016 (Exhibit PCB 1, p. 104) and
the induction specifically covered
fatigue at work and travelling. A
questionnaire was required to be completed by Mr Matinca at the conclusion of
that aspect of the
induction, which he successfully completed (see e.g. p.
108).
Additional evidence from Mr Piscioneri
- In
his statement of 23 October 2020 (Exhibit G), Mr Piscioneri stated that his team
was responsible for, inter alia, the implementation
of the fatigue management
procedure involving making personnel at the mine, including contractors aware of
the requirements of the
procedure through the induction process. The hours of
all workers including contractors, such as Coalroc’s employees was
monitored
by what is referred to as the “DAMSTRA Computer System”
which automatically generates alerts when excess hours are entered
into the
system by employees. These alerts are followed up with the individual involved.
- Travel
time is also monitored through the personal travel management plans. Mr Matinca
was required to acknowledge the need for these
plans as part of his induction.
- I
interpolate that in his evidence, Mr Matinca said he had not seen the travel
plan, had not been asked to fill one in, but would
have done so if required to
(80.15T – 81.38T). But in cross-examination he was taken to the induction
questionnaire he had
been required to complete and he acknowledged that he had
signified awareness of the need for drive-in/drive-out workers to submit
an
individual travel plan. This is something he knew from his experience of working
in mines generally, but he added, “the
employer submits one too”.
His understanding was that Coalroc was supposed to supply it to him but did not
(116.15 - .48T).
- Mr
Piscioneri said that Coalroc had access to Ulan’s intranet/share point
which permitted them direct access to the mine’s
safety policy and
procedure documents on-line. Given Mr Matinca’s circumstances, Mr
Piscioneri said that he was required to
fill in an individual travel plan. Mr
Matinca was paid a site allowance of $133.03 per day for travel and
accommodation (Exhibit
G, p. 6 [32]).
- Mr
Piscioneri attached a number of samples of individual travel plans to his
statement (Annexure E, pp. 158 – 189). I admitted
these documents not as
to the truth of the representations contained in them, but as samples of the
procedure in practice. I accept
that most commonly employees managed travel to
and from site by taking a rest break at a designated place. Only one employee,
an
HST graduate working directly under Mr Piscioneri suggested he would manage
fatigue by leaving early on a Friday to comply with “14.5
hr day”.
On the whole the various plans were fairly rudimentary. Having said that, the
need to have a plan and to have it approved
would have brought the issue of
fatigue to the front of the employee’s mind. There was no evidence before
me that the individual
plans submitted and approved were completely disregarded
on a wholesale basis.
- Perhaps
in terms of his oral evidence, the most important aspect of Mr
Piscioneri’s evidence (361.20T - .40T) is that the mine
took the
requirements of individual travel plans and the fatigue policy generally,
seriously. He did say, “we don’t live
in a police state, and we
don’t stand at the end of the [mine] road and see who turns which
way” (361.26T). But the policy
was enforced and if he became aware of a
breach he would take it up with the individual’s supervisor by way of
counselling
to ensure compliance. Continued non-compliance would be taken very
seriously (326.17 - .25T). Had it come to his attention that Mr
Matinca had not
been complying, he would have followed it up with Coalroc “and Mr Matinca
himself” (364.45T).
- In
cross-examination, Mr Piscioneri identified that Coalroc was not the only
contractor at the mine, the mine had 280 to 300 direct
employees and the total
workers at the mine including those provided by the contractors would be
“close to 550” (365.5
- .17T).
- Mr
Piscioneri confirmed that underground coal mining is “hard, physical
work” (367.25T). The approach to non-compliance
was by way of coaching and
management rather than discipline “in this time and day of age”
(367.44T). He gave the following
evidence about the process of the induction
(368.1T):
“[In] the induction we talk about a lot of things. We talk about
road traffic, speeding, drugs and alcohol, fatigue and it’s
information
and education, a lot of that information is difficult to manage from a site
perspective, but it’s trying to build
an awareness, so people are
motivated to do the right thing for their own good.”
The individual travel plans are an important part of the procedure (368.5 -
.16T).
- Midweek
standard shift arrangements were three 8 or 8 and ½ hour shifts being day,
afternoon and night. There were some 12 hour
shifts worked by individuals from
“various contract groups” (369.20T). The mine worked 24 hours a day.
The weekend shifts
were 12 hour shifts.
Was Coalroc negligent?
- The
question of breach of duty in this case is to be determined by reference to the
judgment of Mason J (as the Chief Justice then
was) in Wyong Shire Council v
Shirt (1980) 146 CLR 40; [1980] HCA 12 at 47 – 48. For the reasons I
have already expressed in relation to the nature, content and scope of the duty
of care, acknowledging
that for the duty question there may be a somewhat more
general inquiry than for breach analysis, I am well satisfied that a reasonable
person in Coalroc’s position would have foreseen that its system of
weekend work involved a risk of work induced fatigue related
injury to the
plaintiff during his journey from the mine to his home in Mt Hutton after the
completion of his weekend shift. This
foreseeable risk included and extended to
the risk of Mr Matinca being seriously injured in a traffic accident because of
work induced
fatigue related inattention or misjudgment. The employer’s
duty, as I have formulated it, extends to cover such matters.
- The
real question to my mind is the determination of what a reasonable employer
would do by way of response to the risk, bearing firmly
in mind that all
questions of foreseeability and of the determination of the response of the
reasonable employer must be determined
prospectively, as though the accident
which befell Mr Matinca had not happened.
- It
is perhaps worth setting out what Mason J said was required in the assessment of
the response to the risk (at 47 – 48):
“The perception of the reasonable man's response calls for a consideration
of the magnitude of the risk and the degree of the
probability of its
occurrence, along with the expense, difficulty and inconvenience of taking
alleviating action and any other conflicting
responsibilities which the
defendant may have. It is only when these matters are balanced out that the
tribunal of fact can confidently
assert what is the standard of response to be
ascribed to the reasonable man placed in the defendant's position.”
- Unlike
questions of duty, of course, questions of breach are pure questions of fact not
law. Although there was a tendency to mirror
the aspects of breach found by
McMeekin J in Kerle in the presentation of Mr Matinca’s case, I am
not persuaded that it is appropriate for me to have regard to McMeekin J’s
decision on that question arrived at in relation to a case which was not
entirely identical to this, on evidence which, although
similar, is not the
same. I acknowledge that McMeekin J accepted that there were four practicable
measures available to reduce or
eliminate the risk of injury to Mr Kerle in the
circumstances of that case. They are: a reduction in shift lengths at the end of
the “tour” to permit workers to return to their home within what was
in that case a 15 hour, rather than 14.5 hour maximum
of work and travel time;
the provision of a bus service, which was later introduced (not pressed in this
case); the provision of
accommodation for rest after the completion of the
shift; and educational programs in addressing the risk of fatigue caused by the
nature and conditions of work.
- Mr
Cummings argued that the measures available to ameliorate the risk included:
regulation of shift lengths, by which I understood
the argument to be reducing
the hours of work; providing accommodation on site or accommodation allowances;
education; and ensuring
compliance with provision of an individual travel plan.
- Mr
McCulloch argued that the induction and education process itself was a
reasonable response in all the circumstances. No more was
required especially in
the case of a coalminer of Mr Matinca’s experience.
- So
far as a reduction in the shift hours is concerned, presumably on the last day
of the tour, the case is quite different from Kerle. I appreciate that
McMeekin J considered that a reasonably practicable alternative ([212] –
[262]). That largely turned upon
the terms of the contract between the employer
and the operator of the mine. It provided for the labour hire contractor to
deploy
its labour to “ensure that the total time from place of rest to the
employees next place of rest shall not exceed 15 hours”
(see Kerle
at [262]). There is no evidence of any such arrangement between Coalroc and
the operator of the mine. Rather, the relevant procedures
provide for a method
of risk management by the provision and implementation of an approved personal
travel management plan (Exhibit
PCB 1, p. 93).
- Importantly,
in Koehler v Cerebos (Australia) Limited (2005) 222 CLR 44; [2005] HCA 15
(“Koehler”) at 21, a plurality of McHugh, Gummow, Hayne and
Heydon JJ stated at [21]:
“The content of the duty which an employer owes an employee to take
reasonable care to avoid psychiatric injury cannot be considered
without taking
account of the obligations which the parties owe one another under the contract
of employment, the obligations arising
from that relationship which equity would
enforce and, of course, any applicable statutory provisions ... Consideration of
those
obligations will reveal a number of questions that bear upon whether, as
was the appellant’s case here, an employer’s
duty of care to take
reasonable care to avoid psychiatric injury requires the employer to modify
the work to be performed by an employee.” (My emphasis)
Although directed to a case of psychiatric injury, the consideration is
apposite in my judgment generally to cases involving questions
of an
employer’s liability.
- I
regard the principle established in Koehler as highlighting the
importance of the consideration of legal coherence as explained in Sullivan v
Moody (2001) 207 CLR 562; [2001] HCA 59 at [42] that the tort of negligence
should not be permitted to subvert other principles of law and statutory
provisions “which strike
a balance of rights and obligations, duties and
freedoms”. In State of New South Wales v Paige (2002) 60 NSWLR 371;
[2002] NSWCA 235 Spigelman CJ rejected a claim in negligence based upon the
propounding of a duty to provide a safe system of investigation and decision
making with respect to procedures for discipline and termination of employment
of a public school teacher. The Chief Justice said
(at [95]):
“The present case raises issues of compatibility and coherence both
between the law of tort and statutes and between the law
of tort and the law of
contract, as modified by statute and between the law of tort and administrative
law.”
The Chief Justice said (at [155]):
“The expansion of the law of tort to matters concerning the creation and
termination of a contract of employment, as distinct
from performance under the
contract, may distort the balance of conflicting interests found to be
appropriate as a matter of contract
or by intervention of statute ... Matters
concerning the creation and termination of a contract of employment can, in my
opinion,
properly be left to the law of contract, subject to the extensive
statutory modification that the parliaments have introduced into
this specific
area of contract law.”
I accept that adjustment of the hours of work required under a contract of
service is not necessarily a matter which concerns its
creation and termination.
On the other hand, regulation of the hours of work is a matter best left to
negotiation either between
the parties to an individual contract, or enterprise
bargaining between industrial organisations representing an employer or
employers
on the one hand, and unions, on the other. It seems to me that this is
the province of industrial law. In my judgment the law of
negligence has no
business in fixing the hours of work for drive-in/drive-out coalminers. A
decision by this court on that ground
is likely to have ramifications for the
industry well beyond the circumstances of this particular case.
- Moreover,
I think there are practical considerations involved which militate against
acceptance of an argument that a reasonable employer
in the position of Coalroc
would have reduced the hours of work. In the first place it provided mining
services to Ulan around the
clock, 24 hours per day. The terms of the contract
are not in evidence, and it has not been established how much flexibility was
available under the contract in terms of providing labour in shifts of disparate
lengths. Mr Piscioneri said that mid-week generally
three rotating shifts of 8
hours were undertaken, although some contractors provided workers in two shifts
of 12 hours. The evidence
does not disclose whether three shifts of 8 hours was
practicable on the weekend tour. Nor does it show whether the wages payable
for
three 8 hour shifts on the weekend tour would be attractive enough to coalminers
to draw an appropriate supply of labour. Leaving
aside questions of this type
about structuring the work of the mine’s workforce, it’s not been
shown for instance that
on a given shift the different members of the same crew
could peel off and complete their work at different times to accommodate
their
various return travel to their home either as drive-in/drive-out workers or
commuters. It’s not been shown whether, say,
Mr Matinca leaving earlier
than other members of his shift would give rise to concerns about the safety of
the remaining reduced
crew or would unreasonably impede production by them. In
short, it’s not been demonstrated to my satisfaction that shortening
hours
was a practicable alternative, even if this was a consideration properly within
the province of the law of negligence.
- Similar
considerations apply to the argument that Coalroc, which is not the operator of
the mine, or Ulan, which is no longer a party
to the proceedings, should provide
accommodation on site to enable the drive-in/drive-out workers to stay overnight
at the completion
of their third 12 hour weekend shift before returning home on
Monday morning, “fully refreshed”. The provision of accommodation
for drive-in/drive-out workers is not standard in the industry, although Mr
Matinca had some experience of employers who provided
accommodation. Questions
of legal coherence also intrude here. It is not for the law of negligence to
impose an industry standard
potentially throughout Australia that requires mines
to make accommodation available to drive-in/drive-out workers. I accept that
fly-in/fly-out working contracts are very common, especially in the mining
industry. It may be that some or even many employers provide
accommodation to
those workers either gratuitously or upon payment of a specified amount by the
worker. These arrangements are a
matter to be left to the law of employment in
my judgment. Such an arrangement is not a matter properly within the province of
the
law of negligence.
- I
think it also important to point out that according to Mr Piscioneri’s
evidence, a daily allowance of $133.03 was payable
for travel and accommodation.
I say nothing of the adequacy of this allowance. However, a coalminer returning
to the coast at the
end of his tour obviously could have elected to expend that
allowance in accommodation in a motel or caravan park at a town along
the way to
mitigate the effect of fatigue. I am not satisfied that the provision of
accommodation is a practicable alternative.
- I
should say, moreover, that it was clear to me from Mr Matinca’s evidence
which I have recounted above (at [22]) that Mr Matinca,
understandably, would be
loath to spend another night away from home at his own expense rather than
making his way home on Sunday
night. Had the option been available, I am not
persuaded that Mr Matinca would have availed himself of it. He was ready to go
home
at the completion of his weekend tour.
- This
really reduces the question of breach to a contest between the argument that
Coalroc should have enforced the requirement that
Mr Matinca submit a personal
travel management plan for approval by his manager which presumably would have
incorporated an adequate
rest break mid-journey to enable him to revive his
concentration for the remainder of his journey home on the one hand, with
Coalroc’s
argument that participation in Ulan’s induction program
with its appropriate emphasis on fatigue procedures including the need
to
provide a personal travel management plan for approval was a sufficient and
reasonable discharge of the duty of care it owed Mr
Matinca in respect of the
relevant risk of injury, especially as he was an experienced coalminer and well
aware of the risk of injury
associated with work induced fatigue and the
measures available to him to safely manage it. In short, Coalroc’s
argument was
that the response of the reasonable employer in its position would
have been to have done nothing more than it, and the mine operator,
did.
- On
balance I am satisfied that a reasonable employer in Coalroc’s position,
having regard to the magnitude of the risk, which
it well recognised, including
the probability of it materialising, would have insisted on Mr Matinca providing
it with his personal
travel management plan for its consideration and approval.
This is not a measure involving any great trouble or expense at all, nor
does it
possibly conflict with any other obligations it owed to others. In fact, as the
documents themselves and the evidence of
Mr Piscioneri make clear, compliance
with its obligations to the operator, at least, required Coalroc to ensure
compliance with the
agreed procedures. It will ill-behove the Court to regard
compliance with the agreed procedures as nothing more than formalistic
form-filling or box-ticking. The procedure in place, elementary or even
rudimentary, as it may have been, was designed to bring the
risks presented by
work induced fatigue to the forefront of the mind of each of the workers whose
circumstances, including travel
at the end of the shift, required them to clock
up more than 14.5 hours in a given day. It also served to reinforce the training
each coalminer had been given in the induction. By asking each individual to
provide a management plan, Coalroc and the operator
were paying due regard to
personal autonomy. When one bears in mind that the employer’s duty is
formulated as one of ensuring
or seeing that reasonable care is taken, detecting
breaches and following up on them to require compliance are obvious measures
which
ought to be taken. And this Coalroc did not do.
- It
is necessary to make some allowance for Mr Matinca’s brain injury when
assessing his evidence. I am satisfied that he was
mistaken in his
evidence-in-chief when he said he did not know of the personal travel management
plan forms. This was clarified beyond
any question in my mind during
cross-examination when he was taken to the relevant documents by Mr McCulloch.
Even so, and accepting
the procedures put the obligation of providing the plan
on Mr Matinca, in circumstances where he overlooked or neglected to submit
it,
reasonable care required Coalroc to follow him up and as his employer require
him to observe the procedures in which he’d
been trained. Its failure to
do so was a relevant breach of the duty of
care.
Causation
- As
I have said, the management plan that Mr Matinca would have provided, had it
been required of him as it should have been would
probably have incorporated a
proposal for a rest break of about 20 to 30 minutes at a town or say truck stop
along the route he followed
between the mine and his intended destination of his
home at Mt Hutton. There was an implication in Coalroc’s submissions that
given the rudimentary nature of the plans, they could and would probably be
readily discarded by a worker once he or she had embarked
upon the journey home
feeling, as Mr Matinca normally did, that he or she was right to get home
safely, however misguided that attitude
may have been. It is implicit in the
argument that Mr Matinca would have behaved in that way. After all he was an
experienced miner
who was aware of the dangers associated with work induced
fatigue because of the training he had received and the experience he had
acquired in the industry. Notwithstanding these considerations, on no prior
occasion had he made a deliberate stop for the definite
period of time for the
purpose of breaking up the journey and reviving himself by way of relief from
fatigue. At best, he may have
stopped for fuel, but not always.
- Coalroc’s
arguments are not without force. However, as I have said, notwithstanding the
effects of his head injury, Mr Matinca
struck me as a sober and sensible person
and doing the best I can I formed the view that those attributes were
characteristic of
him as a mature adult before the accident. Had Coalroc
followed him up on the need to provide the personal travel management plan
it
would have brought home to him by way of reminder the need to take the exercise
seriously and to observe it as part of the requirements
of his employment. In
those circumstances I am satisfied on the balance of probabilities that he would
have complied with the plan
he submitted.
- It
should be borne in mind that the plan required approval by his manager. This too
would bring home to him the seriousness of the
requirement. I am of the view
that the plan would not have been approved unless it was assessed as
appropriate, sensible and likely
to manage the risk of injury related to work
induced fatigue on his journey home after his weekend tour.
- The
next question that arises in relation to causation is whether adherence to the
plan of taking a rest break of about 20 to 30 minutes
at about the halfway mark
of the journey home would have sufficiently revived Mr Matinca to relieve him of
the effects of work induced
fatigue for the balance of the journey? Dr Desai was
largely focused on the progressive and cumulative effects of inadequate sleep
over the days leading up to 17 April 2016. In his opinion, this was in no small
part a function of the reduction in the opportunity
to obtain an adequate period
of quality sleep because of the long hours of work and travel involved in Mr
Matinca’s tour. I
gained the impression he was not convinced a rest break
of the type I have in contemplation would provide an adequate counter-balance
to
dissipate the risks associated with driving under the influence of work induced
fatigue.
- All
mature adults with experience as a licenced driver are familiar with the effects
of fatigue on driver performance. The matter
is not one exclusively within the
domain of the specialist sleep and respiratory physician. The traffic experts
too are familiar
with and have expertise in the effect of fatigue on driver
performance. I gained the impression that both Mr McDonald and Mr Johnston
had
been involved in the development or review and assessment of the various public
education programs that have been implemented
by State road and traffic
authorities to ameliorate the accident risk inherent in driver fatigue.
Typically, a rest break coupled
perhaps with the taking of some abstemious
refreshment is the remedy proposed. I was left with the impression that the
experts regarded
these solutions as effective.
- As
I have stated, I am satisfied that fatigue induced inattention at the critical
point of Mr Matinca’s approach the end of
the right-hand curve in
Macquarie Road was, to adopt the language of the CLA, a necessary cause of his
loss of control and therefore
of the collision with each tree. Absent that
element, I was not satisfied that the speed of his approach or the condition of
the
road individually or together would have caused the accident. In my
judgment, on the balance of probabilities Mr Matinca would have
been refreshed
by a break of the type he would have suggested, had he been required to provide
the personal travel management plan.
In this circumstance, he probably would not
have suffered the inattention due to fatigue that caused the accident. In my
view he
probably would have successfully and safely completed the journey.
- On
this basis, I am satisfied that Coalroc is legally liable in negligence to Mr
Matinca for damages for the injuries he suffered
in the
accident.
Contributory negligence
- Coalroc
relies upon the partial defence of contributory negligence. Mr Matinca was under
an obligation to exercise reasonable care
for his own safety. I am satisfied on
the balance of probabilities that he breached that in certain material respects.
First, it
is clear that he had undergone training and numerous inductions for
various employers in the coal mining industry, including about
the effects of
work induced fatigue. He was aware of these matters on 17 April 2016 and of the
need to be alert to the effect of
fatigue upon his own performance, including as
a driver. Secondly, as I have said, all mature adults with experience as a
licensed
driver are aware of the effects of fatigue on driver performance, and
Mr Matinca is no different. Thirdly, fatigue rarely comes out
of the blue. While
Mr Matinca has no recollection of the journey, it is very likely that tell-tale
signs of fatigue would have made
themselves known to him well before the
right-hand curve on Macquarie Road and he must have driven in disregard of them,
believing
he would make it home safely. Fourthly, he had received the
appropriate induction and as his evidence in cross-examination made clear
he was
aware of the need to lodge the personal travel management plan because his hours
of work, including travel time, would exceed
14.5 hours probably on every Friday
and Sunday he worked a weekend shift.
- He
did approach the point where he lost control at or somewhat above the speed
limit, which although of itself did not cause the accident,
was probably in
excess of an appropriate speed on a wet road. It was not shown that he was aware
of the “bumps”. Finally,
from his own knowledge and experience he
ought to have known to take a break of 20 to 30 minutes at about the halfway
point of his
journey as a precaution against the effects of fatigue even if he
felt right to drive.
- In
apportioning responsibility between Mr Matinca and Coalroc, certain
well-established principles apply. Fundamentally two questions
are important.
The first is the degree of departure from the standard of reasonable care by
each of Coalroc and Mr Matinca respectively
and the second is the causal potency
of their respective negligence.
- In
making this assessment I bear in mind the stringent unwavering nature of the
employer’s duty to see that reasonable care
is taken. I also bear in mind
that inattention, inadvertence or even negligence on the part of the employee is
within the scope of
the risks the employer is required to guard against. Perhaps
unlike other potential tortfeasors, accident prevention is part of a
modern
employer’s responsibility. Coalroc created the environment in which work
induced fatigue became a foreseeable risk of
personal injury. It had a greater
obligation to take reasonable steps to guard against the risk of its
materialisation.
- Fatigue
was the consequence of Mr Matinca’s performance of his obligations to his
employer in the system of work it devised
and under the terms of his engagement
it required. To the extent to which speed may have played a small part in
conjunction with
fatigue to the causation of the accident, Mr Matinca’s
judgment about and ability to regulate that factor was impaired as a
consequence
of his work induced fatigue. While he failed to take a break or to otherwise
heed what must have been at least incipient
tell-tale signs of fatigue, errors
in self-assessment are themselves an aspect of fatigue. In all the
circumstances, I am of the
view that a just and reasonable apportionment of
responsibility is: as to the negligence of Coalroc 70 percent; and as to the
contributory
negligence of Mr Matinca 30 percent.
Damages
- As
I have said, damages have been agreed in the sum of $1,615,403.26. The parties
also agreed that as at the date of the hearing,
Coalroc had made payments to,
for or on behalf of Mr Matinca under the provisions of the WCA in the sum
of $114,003.51. After deduction of 30 percent for contributory negligence
the judgment will be in the sum of $1,130,782.28.
- One
legal issue remains. As I have found that Coalroc has made good its defence of
contributory negligence, the question is whether
the compensation paid by
Coalroc in respect of the injury required to be deducted from the damages under
s 151B WCA as it was immediately before the commencement of the
Workers Compensation Further Amendment Act should be reduced to effect
the apportionment for contributory negligence in accordance with the provisions
of s 10 Law Reform (Miscellaneous Provisions) Act 1965 (NSW)
(“LRMPA”). The short answer is “No” because of the
reasoning in Zampetides v New South Wales [2000] NSWSC 829, Master Malpas
as affirmed and applied by the Court of Appeal in Tabvena v Oag [2002]
NSWCA 61, Meagher JA, with whom the other members of the Court agreed.
- Under
s 151B as it continues to apply to coalminers, a person who recovers damages in
respect of an injury from the employer liable
to pay compensation under WCA
ceases to be entitled to any further compensation under that Act and the
amount of any compensation already paid is to be deducted
from those damages.
- Section
10 LRMPA provides for the apportionment of the deduction in conformity
with apportionment of liability in the case of the former s 63(5)
Workers’ Compensation Act 1926 (NSW), now repealed. Notwithstanding
the repeal of that legislation and the enactment of the WCA 35 years ago,
no amendment has been made to s 10 to update it and bring it into line with the
current position under WCA.
- In
Tabvena v Oag, Meagher JA carried out a careful review, in an appendix to
his judgment, of the relevant legislative history, but he did not consider
the
omission could be made good by the Court: cf Jones v Wrotham Park Settled
Estates [1980] AC 74 at 105 – 6.
- Coalroc
is entitled to deduct the whole of the compensation paid by it without reduction
notwithstanding my apportionment of liability
for contributory negligence under
LRMPA.
Orders
- My
orders are:
(1) Subject to the provisions of s 151B Workers Compensation Act 1987
(NSW) in the form it took immediately before the commencement of the
Workers Compensation Further Amendment Act 2001 (NSW), judgment for the
plaintiff against the defendant in the sum of $1,130,782.28;
(2) The defendant to pay the plaintiff’s costs of the proceedings;
(3) Any application for any special order for costs may be made by either party
lodging with my chambers electronically by email
addressed to my associate a
short written submission setting out the order sought and the reasons why it
should be made together
with any necessary affidavit in support within 14 days
of the date of judgment;
(4) The opposing party to file any submission and evidence in response within a
further period of 7 days.
**********
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