Commonwealth Consolidated Regulations

CORPORATIONS (FEES) REGULATIONS 2001 - REG 9A

  (1)   For section   5 of the Act, the fee in subregulation   (2) is prescribed for lodging a notice with ASIC under any one or more of the following:

  (a)   subsection   916F(1) or (3) of the Corporations Act;

  (b)   subsection   922D(1), 922H(1) or 922HB(1) of that Act.

Note:   Some of the notices referred to in subregulation   (1) may be combined in a single notice.

  (2)   The fee is:

Note 1:   For the definitions of prescribed amount and relevant number of persons , see subregulation   (5).

Note 2:   An additional fee may be charged if a notice is lodged late (see regulation   9B).

Where no fee is payable

  (3)   For section   5 of the Act, no fee is prescribed for lodging a notice if:

  (a)   the notice is lodged under subsection   922J(1) or 922K(1) or section   1546X of the Corporations Act; or

  (b)   for a notice lodged under subsection   916F(1) or 922D(1) of that Act--the notice is lodged within 10 business days of the date an Australian financial services licence takes effect.

Indexation

  (4)   Subregulations   3(3) to (7) apply in relation to the prescribed amount in the same way as those subregulations apply in relation to a fee prescribed for an indexable matter.

Definitions

  (5)   In this regulation:

"prescribed amount" means:

  (a)   for a notice lodged under subsection   916F(1) or 922D(1) of the Corporations Act, or both:

  (i)   if the notice is lodged electronically--$43; or

  (ii)   if the notice is lodged in any other form--$79; and

  (b)   for a notice lodged under subsection   916F(3) or 922H(1) or both, or under subsection   922HB(1), of that Act:

  (i)   if the notice is lodged electronically--$29; or

  (ii)   if the notice is lodged in any other form--$50.

"relevant number of persons" to which a notice relates means the following:

  (a)   for a notice lodged only under subsection   916F(1) or (3) of the Corporations Act--the number of authorised representatives to whom the notice relates;

  (b)   for a notice lodged only under subsection   922D(1), 922H(1) or 922HB(1) of that Act--the number of relevant providers to whom the notice relates;

  (c)   for a notice lodged under subsections   916F(1) and 922D(1), or 916F(3) and 922H(1), of that Act--the total of the following:

  (i)   the number of authorised representatives to whom the notice relates;

  (ii)   the number of relevant providers who are not authorised representatives to whom the notice relates.