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SEC v Zandford     27

Cases Referring to this Case

Case Name	Citation(s) †	Court	Jurisdiction	Date	Full Text		Citation Index
Instituto De Prevision Militar v Merrill Lynch	[2008] USCA11 325	United States Court of Appeals, Eleventh Circuit	United States	29 Oct 2008	WorldLII
SEC vs Wolfson	[2008] USCA10 624	United States Court of Appeals, Tenth Circuit	United States	2 Sep 2008	WorldLII
SEC vs Seghers	[2008] USCA5 2010	United States Court of Appeals, Fifth Circuit	United States	29 Oct 2008	WorldLII
Securities and Exchange Commission v Merchant Capital Llc C v	483 F3d 747	United States Court of Appeals, Eleventh Circuit	United States	4 Apr 2007	WorldLII
Swartz v Kpmg Llp Ag	476 F3d 756	United States Court of Appeals, Ninth Circuit	United States	12 Feb 2007	WorldLII		2
No 06-20856	482 F3d 372	United States Court of Appeals, Fifth Circuit	United States	19 Mar 2007	WorldLII		6
Simpson v Aol Time Warner Inc	452 F3d 1040	United States Court of Appeals, Ninth Circuit	United States	30 Jun 2006	WorldLII		6
Trumball Investments Ltd I v Wachovia Bank Na	436 F3d 443	United States Court of Appeals, Fourth Circuit	United States	3 Feb 2006	WorldLII
Securities and Exchange Commission v Jw Barclay & Co Inc	442 F3d 834	United States Court of Appeals, Third Circuit	United States	5 Apr 2006	WorldLII
Securities and Exchange Commission v B Rocklage	470 F3d 1	United States Court of Appeals, First Circuit	United States	14 Nov 2006	WorldLII
Securities and Exchange Commission v Gemstar-Tv Guide International Inc	401 F3d 1031	United States Court of Appeals, Ninth Circuit	United States	22 Mar 2005	WorldLII
Kircher v Putnam Funds Trust Putnam Investment Management Llc	403 F3d 478	United States Court of Appeals, Seventh Circuit	United States	5 Apr 2005	WorldLII		5
Foss v Bear Stearns & Co Inc	394 F3d 540	United States Court of Appeals, Seventh Circuit	United States	11 Jan 2005	WorldLII		5
Levine v Securities and Exchange Commission	407 F3d 178	United States Court of Appeals, Third Circuit	United States	10 May 2005	WorldLII
Rowinski v Salomon Smith Barney Inc	398 F3d 294	United States Court of Appeals, Third Circuit	United States	16 Feb 2005	WorldLII		3
Dabit v Merrill Lynch Pierce Fenner & Smith Inc Ijg	395 F3d 25	United States Court of Appeals, Second Circuit	United States	11 Jan 2005	WorldLII		4
SEC v Edwards	540 US 389; 124 SCt 892; 157 L Ed 2d 813	United States Supreme Court	United States	13 Jan 2004	WorldLII		5
Cariglia v Hertz Equipment Rental Corporation	363 F3d 77	United States Court of Appeals, Eleventh Circuit	United States	22 Jan 2004	WorldLII		9
Securities and Exchange Commission v Gemstar-Tv Guide International Inc	[2004] USCA9 303	United States Court of Appeals, Ninth Circuit	United States	12 May 2004	WorldLII
New Times Securities Services Inc	371 F3d 68	United States Court of Appeals, Second Circuit	United States	8 Jun 2004	WorldLII		6
Tower III III v Leslie-Brown	326 F3d 290	United States Court of Appeals, Eleventh Circuit	United States	10 Jan 2003	WorldLII		5
McCloy v United States Department of Agriculture	351 F3d 447	United States Court of Appeals, Tenth Circuit	United States	2 Dec 2003	WorldLII		1
Behlen v Merrill Lynch	311 F3d 1087	United States Court of Appeals, Eleventh Circuit	United States	8 Nov 2002	WorldLII		9
Falkowski v Imation Corporation T T D	309 F3d 1123	United States Court of Appeals, Ninth Circuit	United States	29 Oct 2002	WorldLII		8
Holleman v Cotton	301 F3d 737	United States Court of Appeals, Seventh Circuit	United States	19 Aug 2002	WorldLII		4

Law Journal Articles Referring to this Case

Journal Article Title	Citation(s) †	Author	Jurisdiction	Date	Full Text		Citation Index
"Morrison v National Australia Bank Ltd: Adventures on the Barbary Coast: Morrison and Enforcement in a Globalised Securities Market"	(2011) 35 Melbourne University Law Review 280	Spender, Peta; Tarlowski, Michael	Australia	circa 2011	AustLII		2
"Economic Impact of Backdating of Executive Stock Options, The"	(2007) 105 Michigan Law Review 1597	Narayanan, M P; Schipani, Cindy A; Seyhun, H Nejat	United States	1 Jan 2007	WorldLII		1

Cases and Articles Cited

Case Name	Citation(s) †	Court	Jurisdiction	Date	Full Text		Citation Index
United States v Mead Corporation	533 US 218; 150 L Ed 2d 292; 121 SCt 2164	United States Supreme Court	United States	18 Jun 2001	WorldLII		411
aff'd	532 US 588; 149 L Ed 2d 845; 121 SCt 1776	United States Supreme Court	United States	21 May 2001	WorldLII		9
Securities & Exchange Commission, Plaintiff-Appellee, v Charles Zandford, Defendant-Appellant	238 F3d 559	United States Court of Appeals, Fourth Circuit	United States	26 Jan 2001	WorldLII		2
United States v O'Hagan	521 US 642; (1997) 138 L Ed 2d 642; 138 L Ed 2d 724; 117 SCt 2199	United States Supreme Court	United States	25 Jun 1997	WorldLII		70
Zandford v Prudential-Bache Securities Incorporated	65 USLW 2760	United States Court of Appeals, Fourth Circuit	United States	30 Apr 1997	WorldLII		2
Hartford Fire Ins Co v California	509 US 764; 113 SCt 2891; 125 L Ed 2d 612	United States Supreme Court	United States	28 Jun 1993	WorldLII		108
Marine Bank v Weaver	455 US 551; 71 L Ed 2d 409; 102 SCt 1220	United States Supreme Court	United States	8 Mar 1982	WorldLII		73
Chiarella v United States	445 US 222; 63 L Ed 2d 348; 100 SCt 1108	United States Supreme Court	United States	18 Mar 1980	WorldLII		186
United States v Naftalin	441 US 768; 60 L Ed 2d 624; 99 SCt 2077	United States Supreme Court	United States	21 May 1979	WorldLII		75
Santa Fe Industries, Inc v Green	430 US 462; 97 SCt 1292; 51 L Ed 2d 480	United States Supreme Court	United States	23 Mar 1977	WorldLII		237
Ernst & Ernst v Hochfelder	425 US 185; 44 USLW 4451; 47 L Ed 2d 668; 96 SCt 1375	United States Supreme Court	United States	19 May 1976	WorldLII		627
Affiliated Ute Citizens v United States	406 US 128; 31 L Ed 2d 741; 92 SCt 1456	United States Supreme Court	United States	12 Jun 1972	WorldLII		347
Superintendent of Insurance v Bankers Life & Casualty Co	404 US 6; 30 L Ed 2d 128; 92 SCt 165	United States Supreme Court	United States	8 Nov 1971	WorldLII		208
Superintendent of Insurance of New York v Bankers Life and Casualty Co & K	430 F2d 355	United States Court of Appeals, Second Circuit	United States	22 Jul 1970	WorldLII		19
SEC v Capital Gains Research Bureau, Inc	375 US 180; 11 L Ed 2d 237; 84 SCt 275	United States Supreme Court	United States	9 Dec 1963	WorldLII		214
United States v Dunn	268 US 121; 69 L Ed 876; 45 SCt 451	United States Supreme Court	United States	13 Apr 1925	WorldLII		11
cert denied	534 US 1015; 151 L Ed 2d 415; 122 SCt 506	United States Supreme Court	United States	circa 1970	Westlaw		15
Shenandoah Valley Academy v FCC	111 F3d 963; 324 USApp DC 204		United States	circa 1970	Westlaw		2
Zandford v NASD	30 FSupp 2d 1		United States	circa 1970	Westlaw		1
In re Southeastern Securities Corporation	29 SEC 609		United States	circa 1970			1
e g , In re Bauer	26 SEC 770		United States	circa 1970			1
Zandford v NASD	19 FSupp 2d 4		United States	circa 1970	Westlaw		1
Zandford v NASD	19 FSupp 2d 1		United States	circa 1970	Westlaw		1