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| Case Name | Citation(s) | Court | Jurisdiction | Date | Full Text | Citation Index † | |
| Cariglia v Hertz Equipment Rental Corporation | 363 F3d 77 | United States Court of Appeals, Eleventh Circuit | United States | 22 Jan 2004 | WorldLII |
|
 9 |
| Behlen v Merrill Lynch | 311 F3d 1087 | United States Court of Appeals, Eleventh Circuit | United States | 8 Nov 2002 | WorldLII |
|
9 |
| Falkowski v Imation Corporation T T D | 309 F3d 1123 | United States Court of Appeals, Ninth Circuit | United States | 29 Oct 2002 | WorldLII |
|
8 |
| No 06-20856 | 482 F3d 372 | United States Court of Appeals, Fifth Circuit | United States | 19 Mar 2007 | WorldLII |
|
6 |
| Simpson v Aol Time Warner Inc | 452 F3d 1040 | United States Court of Appeals, Ninth Circuit | United States | 30 Jun 2006 | WorldLII |
|
6 |
| New Times Securities Services Inc | 371 F3d 68 | United States Court of Appeals, Second Circuit | United States | 8 Jun 2004 | WorldLII |
|
6 |
| Kircher v Putnam Funds Trust Putnam Investment Management Llc | 403 F3d 478 | United States Court of Appeals, Seventh Circuit | United States | 5 Apr 2005 | WorldLII |
|
5 |
| Foss v Bear Stearns & Co Inc | 394 F3d 540 | United States Court of Appeals, Seventh Circuit | United States | 11 Jan 2005 | WorldLII |
|
5 |
| SEC v Edwards |
540 US 389; |
United States Supreme Court | United States | 13 Jan 2004 | WorldLII |
|
5 |
| Tower III III v Leslie-Brown | 326 F3d 290 | United States Court of Appeals, Eleventh Circuit | United States | 10 Jan 2003 | WorldLII |
|
5 |
| Dabit v Merrill Lynch Pierce Fenner & Smith Inc Ijg | 395 F3d 25 | United States Court of Appeals, Second Circuit | United States | 11 Jan 2005 | WorldLII |
|
4 |
| Holleman v Cotton | 301 F3d 737 | United States Court of Appeals, Seventh Circuit | United States | 19 Aug 2002 | WorldLII |
|
4 |
| Rowinski v Salomon Smith Barney Inc | 398 F3d 294 | United States Court of Appeals, Third Circuit | United States | 16 Feb 2005 | WorldLII |
|
3 |
| Swartz v Kpmg Llp Ag | 476 F3d 756 | United States Court of Appeals, Ninth Circuit | United States | 12 Feb 2007 | WorldLII |
|
2 |
| McCloy v United States Department of Agriculture | 351 F3d 447 | United States Court of Appeals, Tenth Circuit | United States | 2 Dec 2003 | WorldLII |
|
1 |
| Instituto De Prevision Militar v Merrill Lynch | [2008] USCA11 325 | United States Court of Appeals, Eleventh Circuit | United States | 29 Oct 2008 | WorldLII |
|
|
| SEC vs Seghers | [2008] USCA5 2010 | United States Court of Appeals, Fifth Circuit | United States | 29 Oct 2008 | WorldLII |
|
|
| SEC vs Wolfson | [2008] USCA10 624 | United States Court of Appeals, Tenth Circuit | United States | 2 Sep 2008 | WorldLII |
|
|
| Securities and Exchange Commission v Merchant Capital Llc C v | 483 F3d 747 | United States Court of Appeals, Eleventh Circuit | United States | 4 Apr 2007 | WorldLII |
|
|
| Securities and Exchange Commission v B Rocklage | 470 F3d 1 | United States Court of Appeals, First Circuit | United States | 14 Nov 2006 | WorldLII |
|
|
| Securities and Exchange Commission v Jw Barclay & Co Inc | 442 F3d 834 | United States Court of Appeals, Third Circuit | United States | 5 Apr 2006 | WorldLII |
|
|
| Trumball Investments Ltd I v Wachovia Bank Na | 436 F3d 443 | United States Court of Appeals, Fourth Circuit | United States | 3 Feb 2006 | WorldLII |
|
|
| Levine v Securities and Exchange Commission | 407 F3d 178 | United States Court of Appeals, Third Circuit | United States | 10 May 2005 | WorldLII |
|
|
| Securities and Exchange Commission v Gemstar-Tv Guide International Inc | 401 F3d 1031 | United States Court of Appeals, Ninth Circuit | United States | 22 Mar 2005 | WorldLII |
|
|
| Securities and Exchange Commission v Gemstar-Tv Guide International Inc | [2004] USCA9 303 | United States Court of Appeals, Ninth Circuit | United States | 12 May 2004 | WorldLII |
|
|
| Journal Article Title | Citation(s) | Author | Jurisdiction | Date | Full Text | Citation Index † | |
| "Morrison v National Australia Bank Ltd: Adventures on the Barbary Coast: Morrison and Enforcement in a Globalised Securities Market" | (2011) 35 Melbourne University Law Review 280 | Spender, Peta; Tarlowski, Michael | Australia | circa 2011 | AustLII |
|
2 |
| "Economic Impact of Backdating of Executive Stock Options, The" | (2007) 105 Michigan Law Review 1597 | Narayanan, M P; Schipani, Cindy A; Seyhun, H Nejat | United States | 1 Jan 2007 | WorldLII |
|
1 |
| Case Name | Citation(s) | Court | Jurisdiction | Date | Full Text | Citation Index † | |
| Rowinski v Salomon Smith Barney Inc | 398 F3d 294 | United States Court of Appeals, Third Circuit | United States | 16 Feb 2005 | WorldLII |
|
3 |
| "Morrison v National Australia Bank Ltd: Adventures on the Barbary Coast: Morrison and Enforcement in a Globalised Securities Market" | (2011) 35 Melbourne University Law Review 280 | Spender, Peta; Tarlowski, Michael | Australia | circa 2011 | AustLII |
|
2 |
| Swartz v Kpmg Llp Ag | 476 F3d 756 | United States Court of Appeals, Ninth Circuit | United States | 12 Feb 2007 | WorldLII |
|
2 |
| Securities & Exchange Commission, Plaintiff-Appellee, v Charles Zandford, Defendant-Appellant | 238 F3d 559 | United States Court of Appeals, Fourth Circuit | United States | 26 Jan 2001 | WorldLII |
|
2 |
| Zandford v Prudential-Bache Securities Incorporated | 65 USLW 2760 | United States Court of Appeals, Fourth Circuit | United States | 30 Apr 1997 | WorldLII |
|
2 |
| Shenandoah Valley Academy v FCC |
|
United States | circa 2011 | Westlaw |
|
2 |
|
| "Economic Impact of Backdating of Executive Stock Options, The" | (2007) 105 Michigan Law Review 1597 | Narayanan, M P; Schipani, Cindy A; Seyhun, H Nejat | United States | 1 Jan 2007 | WorldLII |
|
1 |
| McCloy v United States Department of Agriculture | 351 F3d 447 | United States Court of Appeals, Tenth Circuit | United States | 2 Dec 2003 | WorldLII |
|
1 |
| Zandford v NASD |
|
United States | circa 2003 | Westlaw |
|
1 |
|
| In re Southeastern Securities Corporation |
|
United States | circa 2003 |
|
1 |
||
| e g , In re Bauer |
|
United States | circa 2003 |
|
1 |
||
| Zandford v NASD |
|
United States | circa 2003 | Westlaw |
|
1 |
|
| Zandford v NASD |
|
United States | circa 2003 | Westlaw |
|
1 |
|
| Instituto De Prevision Militar v Merrill Lynch | [2008] USCA11 325 | United States Court of Appeals, Eleventh Circuit | United States | 29 Oct 2008 | WorldLII |
|
|
| SEC vs Seghers | [2008] USCA5 2010 | United States Court of Appeals, Fifth Circuit | United States | 29 Oct 2008 | WorldLII |
|
|
| SEC vs Wolfson | [2008] USCA10 624 | United States Court of Appeals, Tenth Circuit | United States | 2 Sep 2008 | WorldLII |
|
|
| Securities and Exchange Commission v Merchant Capital Llc C v | 483 F3d 747 | United States Court of Appeals, Eleventh Circuit | United States | 4 Apr 2007 | WorldLII |
|
|
| Securities and Exchange Commission v B Rocklage | 470 F3d 1 | United States Court of Appeals, First Circuit | United States | 14 Nov 2006 | WorldLII |
|
|
| Securities and Exchange Commission v Jw Barclay & Co Inc | 442 F3d 834 | United States Court of Appeals, Third Circuit | United States | 5 Apr 2006 | WorldLII |
|
|
| Trumball Investments Ltd I v Wachovia Bank Na | 436 F3d 443 | United States Court of Appeals, Fourth Circuit | United States | 3 Feb 2006 | WorldLII |
|
|
| Levine v Securities and Exchange Commission | 407 F3d 178 | United States Court of Appeals, Third Circuit | United States | 10 May 2005 | WorldLII |
|
|
| Securities and Exchange Commission v Gemstar-Tv Guide International Inc | 401 F3d 1031 | United States Court of Appeals, Ninth Circuit | United States | 22 Mar 2005 | WorldLII |
|
|
| Securities and Exchange Commission v Gemstar-Tv Guide International Inc | [2004] USCA9 303 | United States Court of Appeals, Ninth Circuit | United States | 12 May 2004 | WorldLII |
|
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