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SEC v Zandford     27

Cases Referring to this Case

Case Name	Citation(s)	Court	Jurisdiction †	Date	Full Text		Citation Index
SEC vs Seghers	[2008] USCA5 2010	United States Court of Appeals, Fifth Circuit	United States	29 Oct 2008	WorldLII
Instituto De Prevision Militar v Merrill Lynch	[2008] USCA11 325	United States Court of Appeals, Eleventh Circuit	United States	29 Oct 2008	WorldLII
SEC vs Wolfson	[2008] USCA10 624	United States Court of Appeals, Tenth Circuit	United States	2 Sep 2008	WorldLII
Securities and Exchange Commission v Merchant Capital Llc C v	483 F3d 747	United States Court of Appeals, Eleventh Circuit	United States	4 Apr 2007	WorldLII
No 06-20856	482 F3d 372	United States Court of Appeals, Fifth Circuit	United States	19 Mar 2007	WorldLII		6
Swartz v Kpmg Llp Ag	476 F3d 756	United States Court of Appeals, Ninth Circuit	United States	12 Feb 2007	WorldLII		2
Securities and Exchange Commission v B Rocklage	470 F3d 1	United States Court of Appeals, First Circuit	United States	14 Nov 2006	WorldLII
Simpson v Aol Time Warner Inc	452 F3d 1040	United States Court of Appeals, Ninth Circuit	United States	30 Jun 2006	WorldLII		6
Securities and Exchange Commission v Jw Barclay & Co Inc	442 F3d 834	United States Court of Appeals, Third Circuit	United States	5 Apr 2006	WorldLII
Trumball Investments Ltd I v Wachovia Bank Na	436 F3d 443	United States Court of Appeals, Fourth Circuit	United States	3 Feb 2006	WorldLII
Levine v Securities and Exchange Commission	407 F3d 178	United States Court of Appeals, Third Circuit	United States	10 May 2005	WorldLII
Kircher v Putnam Funds Trust Putnam Investment Management Llc	403 F3d 478	United States Court of Appeals, Seventh Circuit	United States	5 Apr 2005	WorldLII		5
Securities and Exchange Commission v Gemstar-Tv Guide International Inc	401 F3d 1031	United States Court of Appeals, Ninth Circuit	United States	22 Mar 2005	WorldLII
Rowinski v Salomon Smith Barney Inc	398 F3d 294	United States Court of Appeals, Third Circuit	United States	16 Feb 2005	WorldLII		3
Foss v Bear Stearns & Co Inc	394 F3d 540	United States Court of Appeals, Seventh Circuit	United States	11 Jan 2005	WorldLII		5
Dabit v Merrill Lynch Pierce Fenner & Smith Inc Ijg	395 F3d 25	United States Court of Appeals, Second Circuit	United States	11 Jan 2005	WorldLII		4
New Times Securities Services Inc	371 F3d 68	United States Court of Appeals, Second Circuit	United States	8 Jun 2004	WorldLII		6
Securities and Exchange Commission v Gemstar-Tv Guide International Inc	[2004] USCA9 303	United States Court of Appeals, Ninth Circuit	United States	12 May 2004	WorldLII
Cariglia v Hertz Equipment Rental Corporation	363 F3d 77	United States Court of Appeals, Eleventh Circuit	United States	22 Jan 2004	WorldLII		9
SEC v Edwards	540 US 389; 124 SCt 892; 157 L Ed 2d 813	United States Supreme Court	United States	13 Jan 2004	WorldLII		5
McCloy v United States Department of Agriculture	351 F3d 447	United States Court of Appeals, Tenth Circuit	United States	2 Dec 2003	WorldLII		1
Tower III III v Leslie-Brown	326 F3d 290	United States Court of Appeals, Eleventh Circuit	United States	10 Jan 2003	WorldLII		5
Behlen v Merrill Lynch	311 F3d 1087	United States Court of Appeals, Eleventh Circuit	United States	8 Nov 2002	WorldLII		9
Falkowski v Imation Corporation T T D	309 F3d 1123	United States Court of Appeals, Ninth Circuit	United States	29 Oct 2002	WorldLII		8
Holleman v Cotton	301 F3d 737	United States Court of Appeals, Seventh Circuit	United States	19 Aug 2002	WorldLII		4

Law Journal Articles Referring to this Case

Journal Article Title	Citation(s)	Author	Jurisdiction †	Date	Full Text		Citation Index
"Morrison v National Australia Bank Ltd: Adventures on the Barbary Coast: Morrison and Enforcement in a Globalised Securities Market"	(2011) 35 Melbourne University Law Review 280	Spender, Peta; Tarlowski, Michael	Australia	circa 2011	AustLII		2
"Economic Impact of Backdating of Executive Stock Options, The"	(2007) 105 Michigan Law Review 1597	Narayanan, M P; Schipani, Cindy A; Seyhun, H Nejat	United States	1 Jan 2007	WorldLII		1

Cases and Articles Cited

Case Name	Citation(s)	Court	Jurisdiction †	Date	Full Text		Citation Index
United States v Mead Corporation	533 US 218; 150 L Ed 2d 292; 121 SCt 2164	United States Supreme Court	United States	18 Jun 2001	WorldLII		411
aff'd	532 US 588; 149 L Ed 2d 845; 121 SCt 1776	United States Supreme Court	United States	21 May 2001	WorldLII		9
Securities & Exchange Commission, Plaintiff-Appellee, v Charles Zandford, Defendant-Appellant	238 F3d 559	United States Court of Appeals, Fourth Circuit	United States	26 Jan 2001	WorldLII		2
United States v O'Hagan	521 US 642; (1997) 138 L Ed 2d 642; 138 L Ed 2d 724; 117 SCt 2199	United States Supreme Court	United States	25 Jun 1997	WorldLII		70
Zandford v Prudential-Bache Securities Incorporated	65 USLW 2760	United States Court of Appeals, Fourth Circuit	United States	30 Apr 1997	WorldLII		2
Hartford Fire Ins Co v California	509 US 764; 113 SCt 2891; 125 L Ed 2d 612	United States Supreme Court	United States	28 Jun 1993	WorldLII		108
Marine Bank v Weaver	455 US 551; 71 L Ed 2d 409; 102 SCt 1220	United States Supreme Court	United States	8 Mar 1982	WorldLII		73
Chiarella v United States	445 US 222; 63 L Ed 2d 348; 100 SCt 1108	United States Supreme Court	United States	18 Mar 1980	WorldLII		186
United States v Naftalin	441 US 768; 60 L Ed 2d 624; 99 SCt 2077	United States Supreme Court	United States	21 May 1979	WorldLII		75
Santa Fe Industries, Inc v Green	430 US 462; 97 SCt 1292; 51 L Ed 2d 480	United States Supreme Court	United States	23 Mar 1977	WorldLII		237
Ernst & Ernst v Hochfelder	425 US 185; 44 USLW 4451; 47 L Ed 2d 668; 96 SCt 1375	United States Supreme Court	United States	19 May 1976	WorldLII		627
Affiliated Ute Citizens v United States	406 US 128; 31 L Ed 2d 741; 92 SCt 1456	United States Supreme Court	United States	12 Jun 1972	WorldLII		347
Superintendent of Insurance v Bankers Life & Casualty Co	404 US 6; 30 L Ed 2d 128; 92 SCt 165	United States Supreme Court	United States	8 Nov 1971	WorldLII		208
Superintendent of Insurance of New York v Bankers Life and Casualty Co & K	430 F2d 355	United States Court of Appeals, Second Circuit	United States	22 Jul 1970	WorldLII		19
SEC v Capital Gains Research Bureau, Inc	375 US 180; 11 L Ed 2d 237; 84 SCt 275	United States Supreme Court	United States	9 Dec 1963	WorldLII		214
United States v Dunn	268 US 121; 69 L Ed 876; 45 SCt 451	United States Supreme Court	United States	13 Apr 1925	WorldLII		11
Zandford v NASD	19 FSupp 2d 4		United States	circa 1970	Westlaw		1
cert denied	534 US 1015; 151 L Ed 2d 415; 122 SCt 506	United States Supreme Court	United States	circa 1970	Westlaw		15
Zandford v NASD	30 FSupp 2d 1		United States	circa 1970	Westlaw		1
e g , In re Bauer	26 SEC 770		United States				1
Shenandoah Valley Academy v FCC	111 F3d 963; 324 USApp DC 204		United States	circa 1970	Westlaw		2
Zandford v NASD	19 FSupp 2d 1		United States	circa 1970	Westlaw		1
In re Southeastern Securities Corporation	29 SEC 609		United States	circa 1970			1